Form 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 28, 2015
UWHARRIE CAPITAL CORP
(Exact name of Registrant as specified in charter)
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| North Carolina |
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000-22062 |
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56-1814206 |
| (State or other Jurisdiction
of Incorporation |
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(Commission
File No.) |
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(I.R.S. Employer
Identification No) |
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| 132 North First Street
Albemarle, North Carolina |
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28001 |
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(Zip Code) |
Registrant’s telephone number, including area code 704-983-6181
N/A
(Former Name or
former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 |
Results of Operations and Financial Condition |
On April 28, 2015, Uwharrie Capital Corp (the
“Registrant”) announced financial results for the three months ended March 31, 2015. The Registrant reported consolidated total assets of $515.1 million at March 31, 2015.
Net income for the three-month period ended March 31, 2015, was $637 thousand versus $537 thousand for the same period in 2014, a 19%
improvement. For the three months, ended March 31, 2015, net income available to common shareholders was $491 thousand or $0.07 per share compared to $391 thousand or $0.05 per share for March 31, 2014, a 26% improvement. Net income
available to common shareholders takes into consideration the payment of dividends on preferred stock issued by the Company.
A copy of the press release
(the “Press Release”) announcing the Registrant’s results is attached as Exhibit 99.1 and incorporated by reference herein.
This Current
Report on Form 8-K (including information included or incorporated by reference herein) may contain, among other things, certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including,
without limitation, (i) statements regarding certain of the Registrant’s goals and expectations with respect to earnings, income per share, revenue, expenses and the growth rate in such items, as well as other measures of economic
performance, including statements relating to estimates of credit quality trends, and (ii) statements preceded by, followed by or that include the words “may,” “could,” “should,” “would,”
“believe,” “anticipate,” “estimate,” “expect,” “intend,” “plan,” “projects,” “outlook” or similar expressions. These statements are based upon the current belief and
expectations of the Registrant’s management and are subject to significant risks and uncertainties that are subject to change based on various factors (many of which are beyond the Registrant’s control).
| Item 9.01 |
Financial Statements and Exhibits |
(d) Exhibits
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| Exhibit
No. |
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Description |
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| 99.1 |
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Press Release dated April 28, 2015 regarding the “Registrants” results of operations for the three months ended March 31, 2015 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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| UWHARRIE CAPITAL CORP |
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| By: |
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/s/ R. David Beaver, III |
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R. David Beaver, III |
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Principal Financial Officer |
Dated: April 28, 2015
EXHIBIT INDEX
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| Exhibit
Number |
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Description of Exhibit |
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| 99.1 |
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Press release dated April 28, 2015 |
