0001193125-12-224891.txt : 20120510 0001193125-12-224891.hdr.sgml : 20120510 20120510140249 ACCESSION NUMBER: 0001193125-12-224891 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120508 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20120510 DATE AS OF CHANGE: 20120510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWHARRIE CAPITAL CORP CENTRAL INDEX KEY: 0000898171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561814206 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22062 FILM NUMBER: 12829439 BUSINESS ADDRESS: STREET 1: 132 NORTH FIRST STREET STREET 2: PO BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28001 BUSINESS PHONE: 7049836181 MAIL ADDRESS: STREET 1: P O BOX 338 CITY: ALBEMARLE STATE: NC ZIP: 28002-0338 FORMER COMPANY: FORMER CONFORMED NAME: STANLY CAPITAL CORP DATE OF NAME CHANGE: 19930303 8-K 1 d350473d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 8, 2012

 

 

Uwharrie Capital Corp

(Exact name of registrant as specified in its charter)

 

 

 

North Carolina   000-22062   56-1814206

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

132 North First Street, Albemarle, NC   28001
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (704) 983-6181

n/a

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 8, 2012, Uwharrie Capital Corp (the “Registrant”) held its Annual Meeting of Shareholders (the “Annual Meeting”). There were three proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors’ nominees were approved and elected to serve on the Registrant’s Board of Directors. The other proposals were also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant’s definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 5, 2012.

The voting results were as follows:

Proposal 1: Proposal to elect six members of the Board of Directors, each for a term of three years, or until their respective successors are duly elected and qualified.

 

Directors Elected

    Votes For      Votes Withheld      Broker Non-Votes  

W. Stephen Aldridge, III

      3,827,953         127,968         947,080   

Bill C. Burnside

      3,825,669         130,252         947,080   

W. Kenneth Huntley

      3,824,451         131,470         947,080   

Joseph R. Kluttz, Jr.

      3,801,721         154,200         947,080   

Lee Roy Lookabill, Jr.

      3,827,689         128,232         947,080   

Edward B. Tyson

      3,827,341         128,580         947,080   

Proposal 2: Proposal to ratify a non-binding shareholder resolution regarding the Registrant’s executive compensation policies and practices.

 

For

  

Against

  

Abstain

  

Broker Non-Votes

3,436,525

   338,099   181,297   947,080

Proposal 3: Proposal to ratify the appointment of Dixon Hughes Goodman, LLP as the Company’s independent registered public accounting firm for 2012.

 

For

  

Against

  

Abstain

  

Broker Non-Votes

4,850,274

   18,729   33,998   0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

UWHARRIE CAPITAL CORP
By:  

/s/ Robert O. Bratton

  Robert O. Bratton
  Principal Financial Officer

Dated: May 9, 2012