0001565415-13-000003.txt : 20130628
0001565415-13-000003.hdr.sgml : 20130628
20130628123526
ACCESSION NUMBER: 0001565415-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130627
FILED AS OF DATE: 20130628
DATE AS OF CHANGE: 20130628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEERLESS SYSTEMS CORP
CENTRAL INDEX KEY: 0000897893
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 953732595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1055 WASHINGTON BLVD
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-350-0044
MAIL ADDRESS:
STREET 1: 1055 WASHINGTON BLVD
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jeffrey A. Hammer
CENTRAL INDEX KEY: 0001442477
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21287
FILM NUMBER: 13939791
BUSINESS ADDRESS:
STREET 1: C/O PEERLESS SYSTEMS CORPORATION
STREET 2: 300 ATLANTIC STREET, SUITE 301
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-350-0044
MAIL ADDRESS:
STREET 1: C/O PEERLESS SYSTEMS CORPORATION
STREET 2: 300 ATLANTIC STREET, SUITE 301
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-27
0
0000897893
PEERLESS SYSTEMS CORP
PRLS
0001442477
Jeffrey A. Hammer
C/O PEERLESS SYSTEMS CORPORATION
300 ATLANTIC STREET, SUITE 301
STAMFORD
CT
06901
1
0
0
0
Common Stock
2013-06-27
4
A
0
2696
A
38090
D
Options to acquire common stock
3.71
2013-06-27
4
A
0
2000
A
2023-06-27
Common Stock
2000
56000
D
Such shares of restricted common stock were issued to Mr. Hammer upon his re-election to the Board at the Company's 2013 annual meeting of stockholders. One half of these shares will vest on the earlier of(i)June 27, 2014 or (ii)the date of the Company's 2014 annual meeting of stockholders, and the other half will vest on the earlier of (i) June 27, 2015 or (ii) the date of the Company's 2015 annual meeting of stockholders. All such shares were received in consideration for Mr. Hammer's service as a director of the Company.
Includes 34,106 shares of common stock and 3,984 shares of restricted common stock.
Twenty-five percent (25%) of the shares subject to such option shall vest and become exercisable on June 27, 2014 (the completion of one year of service measured from the grant date). The balance of the shares subject to such option shall vest and become exercisable in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service after June 27, 2014 until all of the options are vested.
All options were received in consideration for Mr. Hammer's service as a director of the Company.
/s/ Jeffrey A. Hammer
2013-06-28