-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6xeHWZc8CPMjV2CBleji6BYlv4i7N0AWq9tfZbKOa26p5IePHVzE6yNDH6MqaEP mShmRphmWFhJdJL2L3TmgA== 0000937386-07-000004.txt : 20070417 0000937386-07-000004.hdr.sgml : 20070417 20070417122132 ACCESSION NUMBER: 0000937386-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070413 FILED AS OF DATE: 20070417 DATE AS OF CHANGE: 20070417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANFORD MICHAEL R CENTRAL INDEX KEY: 0000937386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12487 FILM NUMBER: 07770083 MAIL ADDRESS: STREET 1: 111 LOMAS AVE NW CITY: ALBUQUERQUE STATE: NM ZIP: 87102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST STATE BANCORPORATION CENTRAL INDEX KEY: 0000897861 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 850366665 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 JEFFERSON NE CITY: ALBUQUERQUE STATE: NM ZIP: 87109 BUSINESS PHONE: 5052417500 MAIL ADDRESS: STREET 1: 7900 JEFFERSON NE CITY: ALBUQUERQUE STATE: NM ZIP: 87190 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-04-13 0 0000897861 FIRST STATE BANCORPORATION FSNM 0000937386 STANFORD MICHAEL R 7900 JEFFERSON, NE ALBUQUERQUE NM 87109 1 1 0 0 President and CEO Common Stock 2007-04-13 4 M 0 28000 5.75 A 166768 I Stanford Family Limited Partnership Common Stock 2007-04-13 4 S 0 1384 21.95 D 165384 I Stanford Family Limited Partnership Employee Stock Option (right to buy) 5.75 2007-04-13 4 M 0 28000 5.75 D 2005-02-09 2007-07-25 Common Stock 28000 305000 D Options were exercised under a "Sales Trading Plan" pursuant to the requirements of Rule 10b5-1(c) filed in a Form 8-K with the SEC on March 29, 2007. Includes 17,758 shares held in Mr. Stanford's 401(k) plan. A portion of Mr. Stanford's shares are held directly by him. The remaining shares are held indirectly by the Stanford Family Limited Partnership, of which Mr. Stanford is one of the controlling partners. Michael R. Stanford 2007-04-13 -----END PRIVACY-ENHANCED MESSAGE-----