0001959173-24-004623.txt : 20240625
0001959173-24-004623.hdr.sgml : 20240625
20240625173234
ACCESSION NUMBER: 0001959173-24-004623
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240625
DATE AS OF CHANGE: 20240625
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0000897802
ORGANIZATION NAME:
IRS NUMBER: 133702911
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-07528
FILM NUMBER: 241070057
BUSINESS ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-4319
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19960213
FORMER COMPANY:
FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19930714
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Relative Value Partners Group, LLC
CENTRAL INDEX KEY: 0001649910
ORGANIZATION NAME:
IRS NUMBER: 474067697
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
BUSINESS PHONE: 847-513-6300
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD.
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
144
1
primary_doc.xml
144
0001649910
XXXXXXXX
LIVE
0000897802
SPECIAL OPPORTUNITIES FUND, INC.
811-07528
C/O US BANCORP FUND SERVICES, LLC
615 EAST MICHIGAN AVENUE
MILWAUKEE
WI
53202
414-765-4319
Relative Value Partners Group, LLC
10% Stockholder
Common Stock
Fidelity Brokerage Services LLC
245 Summer Street
Boston
MA
02110
12158
158318.48
10798236
06/25/2024
NYSE
Common Stock
08/27/2021
Market Purchase
Market Purchase
N
167
08/27/2021
Cash/Check
Common Stock
06/22/2021
Market Purchase
Market Purchase
N
2688
06/22/2021
Cash/Check
Common Stock
09/25/2020
Market Purchase
Market Purchase
N
209
09/25/2020
Cash/Check
Common Stock
10/18/2018
Market Purchase
Market Purchase
N
1001
10/18/2018
Cash/Check
Common Stock
10/08/2018
Market Purchase
Market Purchase
N
501
10/08/2018
Cash/Check
Common Stock
08/08/2018
Market Purchase
Market Purchase
N
1601
08/08/2018
Cash/Check
Common Stock
07/26/2018
Market Purchase
Market Purchase
N
2170
07/26/2018
Cash/Check
Common Stock
07/20/2018
Market Purchase
Market Purchase
N
1600
07/20/2018
Cash/Check
Common Stock
08/15/2017
Market Purchase
Market Purchase
N
2221
08/15/2017
Cash/Check
N
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
05/10/2024
1115
14252.57
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
05/20/2024
185
2401.80
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
05/24/2024
968
12563.41
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
05/28/2024
7667
98366.11
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
05/30/2024
10
128.79
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
06/03/2024
153
1965.99
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
06/04/2024
157
2014.27
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
06/05/2024
128
1668.62
Relative Value Partners Group, LLC
1033 Skokie Boulevard
Northbrook
IL
60062
Special Opportunities Fund, Inc.
06/11/2024
278
3611.74
Shares are being sold on behalf of an underlying shareholder.
06/25/2024
/s/ Myra King, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gregory Neer