0001145549-23-009798.txt : 20230224 0001145549-23-009798.hdr.sgml : 20230224 20230224143315 ACCESSION NUMBER: 0001145549-23-009798 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 PERIOD START: 20221231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 23665989 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 NPORT-P 1 primary_doc.xml NPORT-P false 0000897802 XXXXXXXX Special Opportunities Fund, Inc. 811-07528 0000897802 549300DGAJTGM6R4HK03 250 Pehle Avenue Suite 708 Saddle Brook 07663 877-607-0414 Special Opportunities Fund, Inc. 549300DGAJTGM6R4HK03 2022-12-31 2022-12-31 N 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164071.350000000000 0.1100353821 Long EC CORP US N 1 N N N LAMINGTON ROAD WT N/A N/A 640000.000000000000 NS USD .000000000000 0.0000000000 N/A DE CORP KY Y 3 Unknown N/A Call Purchased Lamington Road Grantor Trust/T Lamington Road Grantor Trust/The 1.000000000000 0.200000000000 USD 2025-07-28 XXXX -.060000000000 N N N Vertical Capital Income Fund 549300LVMWHJGZNVXZ22 92535C104 310486.000000000000 NS USD 2704333.060000000000 1.8136763149 Long EC RF US N 1 N N N Virtus Total Return Fund Inc 549300KKRHI4GF7RNQ81 92835W107 403236.000000000000 NS USD 2641195.800000000000 1.7713329532 Long EC RF US N 1 N N N Zimmer Energy Transition Acqui N/A 989570106 46613.000000000000 NS USD 463799.350000000000 0.3110496663 Long EC CORP US N 1 N N N ZYVERSA THERAPEUTICS INC N/A 98987D110 65250.000000000000 NS USD 4567.500000000000 0.0030632198 N/A DE CORP US N 3 NASDAQ GM N/A Call Purchased ZyVersa Therapeutics Inc ZyVersa Therapeutics Inc 1.000000000000 11.500000000000 USD 2026-12-20 XXXX -1029.590000000000 N N N AFRICAN GOLD ACQUISITION C-A N/A N/A 150000.000000000000 NS USD 30.000000000000 0.0000201197 N/A DE CORP US N 1 OTC US N/A Call Purchased African Gold Acquisition Corp African Gold Acquisition Corp 1.000000000000 11.500000000000 USD 2028-03-13 XXXX -30867.130000000000 N N N AGBA GROUP HOLDING LTD 5493006NA1XBERP7JE98 N/A 51750.000000000000 NS USD 2194.250000000000 0.0014715862 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased AGBA Group Holding Ltd AGBA Group Holding Ltd 1.000000000000 11.500000000000 USD 2024-05-10 XXXX -2921.380000000000 N N N Arctos NorthStar Acquisition C N/A N/A 69108.000000000000 NS USD 697299.720000000000 0.4676480147 Long EC CORP US N 1 N N N ARCTOS NORTHSTAR ACQUISIT-A N/A N/A 4777.000000000000 NS USD 202.070000000000 0.0001355194 N/A DE CORP US N 1 New York N/A Call Purchased Anacor Pharmaceuticals Inc Anacor Pharmaceuticals Inc 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 82.240000000000 N N N Kensington Capital Acquisition N/A N/A 100000.000000000000 NS USD 1019500.000000000000 0.6837334611 Long EC CORP US N 1 N N N Keyarch Acquisition Corp N/A N/A 150000.000000000000 NS USD 1516500.000000000000 1.0170493318 Long EC CORP US N 1 N N N KEYARCH ACQUISITION CORP N/A N/A 75000.000000000000 NS USD 2062.500000000000 0.0013832273 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Keyarch Acquisition Corp Keyarch Acquisition Corp 1.000000000000 11.500000000000 USD 2028-07-25 XXXX -6879.380000000000 N N N Keyarch Acquisition Corp N/A N/A 150000.000000000000 NS USD 10875.000000000000 0.0072933805 Long EC CORP US N 1 N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5174662 1708119.000000000000 PA USD 886513.760000000000 0.5945454845 Long DBT CORP IE N 3 2121-04-07 Fixed 14.000000000000 N N Y N N N LAMINGTON ROAD DAC 635400P3XQM8ZRLUPK27 BP5176733 15982622.000000000000 PA USD 639304.880000000000 0.4287534461 Long DBT CORP IE N 3 2121-04-07 Fixed 8.000000000000 N N Y N N N Lamington Road Grantor Trust/T 549300BZFIKWV81Y7272 N/A 320690.000000000000 NS USD 18279.330000000000 0.0122591364 Long EC CORP KY N 3 N N N Leo Holdings Corp II N/A N/A 99232.000000000000 NS USD 1001250.880000000000 0.6714945852 Long EC CORP US N 1 N N N LEO HOLDINGS CORP II-CLASS A N/A N/A 12308.000000000000 NS USD 246.160000000000 0.0001650886 N/A DE CORP US N 1 OTC US N/A Call Purchased Leo Holdings Corp II Leo Holdings Corp II 1.000000000000 11.500000000000 USD 2028-01-07 XXXX -753.830000000000 N N N LIV Capital Acquisition Corp I N/A N/A 94500.000000000000 NS USD 969570.000000000000 0.6502476232 Long EC CORP MX N 1 N N N LIV CAPITAL ACQUISITION CO-A N/A N/A 70875.000000000000 NS USD 3898.130000000000 0.0026143030 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased LIV Capital Acquisition Corp I LIV Capital Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-02-16 XXXX -3327.880000000000 N N N Marlin Technology Corp N/A N/A 17199.000000000000 NS USD 174225.870000000000 0.1168455685 Long EC CORP US N 1 N N N MARLIN TECHNOLOGY CORP-A N/A N/A 5733.000000000000 NS USD 9.170000000000 0.0000061499 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Marlin Technology Corp Marlin Technology Corp 1.000000000000 11.500000000000 USD 2026-03-05 XXXX -4565.040000000000 N N N Metals Acquisition Corp N/A N/A 49900.000000000000 NS USD 499249.500000000000 0.3348245106 Long EC CORP US N 1 N N N MOTIVE CAPITAL CORP II-CL A N/A N/A 79025.000000000000 NS USD 3168.980000000000 0.0021252944 N/A DE CORP US N 1 New York N/A Call Purchased Motive Capital Corp II Motive Capital Corp II 1.000000000000 11.500000000000 USD 2028-05-15 XXXX -20910.600000000000 N N N Nocturne Acquisition Corp N/A N/A 75000.000000000000 NS USD 4162.500000000000 0.0027916042 Long EC CORP US N 2 N N N OXBRIDGE ACQUISITION CORP N/A N/A 50000.000000000000 NS USD 1600.000000000000 0.0010730491 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Oxbridge Acquisition Corp Oxbridge Acquisition Corp 1.000000000000 11.500000000000 USD 2023-01-19 XXXX -20723.570000000000 N N N Pershing Square Holdings Ltd/F U7LC4KOKCTZ0YWGI2G56 N/A 10000.000000000000 NS USD 344700.000000000000 0.2311750113 Long EC RF US N 1 N N N Rice Acquisition Corp II N/A N/A 107500.000000000000 NS USD 1093275.000000000000 0.7332110836 Long EC CORP US N 1 N N N Screaming Eagle Acquisition Co N/A N/A 200000.000000000000 NS USD 1988000.000000000000 1.3332634828 Long EC CORP US N 1 N N N SCREAMING EAGLE ACQ -CLASS A N/A N/A 50000.000000000000 NS USD 11785.000000000000 0.0079036771 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Screaming Eagle Acquisition Co Screaming Eagle Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-15 XXXX -778.190000000000 N N N Pioneer Merger Corp N/A N/A 190974.000000000000 NS USD 1936476.360000000000 1.2987088612 Long EC CORP US N 1 N N N Social Capital Suvretta Holdin N/A N/A 50000.000000000000 NS USD 503000.000000000000 0.3373398047 Long EC CORP US N 1 N N N Social Capital Suvretta Holdin N/A N/A 50000.000000000000 NS USD 502500.000000000000 0.3370044769 Long EC CORP US N 1 N N N Tailwind International Acquisi N/A N/A 90200.000000000000 NS USD 910118.000000000000 0.6103758020 Long EC CORP US N 1 N N N TAILWIND INTERNATIONAL ACQ-A N/A G8662F119 13400.000000000000 NS USD 54.940000000000 0.0000368458 N/A DE CORP US N 1 OTC US N/A Call Purchased Tailwind International Acquisi Tailwind International Acquisition Corp 1.000000000000 11.500000000000 USD 2028-03-01 XXXX -12.520000000000 N N N Vector Acquisition Corp II N/A N/A 102300.000000000000 NS USD 1033230.000000000000 0.6929415635 Long EC CORP US N 1 N N N Warburg Pincus Capital Corp I- N/A N/A 39000.000000000000 NS USD 393510.000000000000 0.2639097148 Long EC CORP US N 1 N N N Warburg Pincus Capital Corp I- N/A N/A 50000.000000000000 NS USD 505000.000000000000 0.3386811161 Long EC CORP US N 1 N N N SIGNA SPORTS UNITED NV 98450001A668O1060629 N80029114 29000.000000000000 NS USD 2308.400000000000 0.0015481416 N/A DE CORP US N 1 New York N/A Call Purchased Yucaipa Acquisition Corp Yucaipa Acquisition Corp 1.000000000000 11.500000000000 USD 2026-12-14 XXXX -39247.080000000000 N N N Copper Property CTL Pass Throu N/A 217519107 39620.000000000000 NS USD 524965.000000000000 0.3520707567 Long EC CORP US N 1 N N N Crescent Capital BDC Inc 549300VPIZMU6OEE0V68 225655109 93701.000000000000 NS USD 1197498.780000000000 0.8031093531 Long EC CORP US N 1 N N N Aberdeen Asia-Pacific Income F 549300J666ZH67203572 003009107 560502.000000000000 NS USD 1474120.260000000000 0.9886271186 Long EC RF US N 1 N N N Adams Diversified Equity Fund 5493005W7G81BNPP7M23 006212104 322377.000000000000 NS USD 4687361.580000000000 3.1436056464 Long EC RF US N 1 N N N Alset Capital Acquisition Corp N/A 02115M109 47500.000000000000 NS USD 475950.000000000000 0.3191985687 Long EC CORP US N 2 N N N ALSET CAPITAL ACQUISITI-CL A N/A 02115M117 23750.000000000000 NS USD 1802.630000000000 0.0012089440 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Alset Capital Acquisition Corp Alset Capital Acquisition Corp 1.000000000000 11.500000000000 USD 2027-02-02 XXXX 857.360000000000 N N N Alset Capital Acquisition Corp N/A 02115M125 47500.000000000000 NS USD 5225.000000000000 0.0035041759 Long EC CORP US N 2 N N N AltC Acquisition Corp N/A 02156V109 100000.000000000000 NS USD 992000.000000000000 0.6652904300 Long EC CORP US N 1 N N N Apollo Tactical Income Fund In 549300JOTMM1DVBHF402 037638103 96992.000000000000 NS USD 1175543.040000000000 0.7883846115 Long EC RF US N 1 N N N ARBOR RAPHA CAPITAL BIOHOLDI N/A 03881F112 30933.000000000000 NS USD 1237.320000000000 0.0008298157 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Arbor Rapha Capital Bioholding Arbor Rapha Capital Bioholdings Corp I 1.000000000000 11.500000000000 USD 2023-03-14 XXXX -4317.030000000000 N N N B Riley Principal 250 Merger C N/A 05602L104 99999.000000000000 NS USD 995990.040000000000 0.6679663730 Long EC CORP US N 1 N N N B RILEY PRINCIPAL 250 MERG-A N/A 05602L112 33333.000000000000 NS USD 999.990000000000 0.0006706490 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased B Riley Principal 250 Merger C B Riley Principal 250 Merger Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -32455.680000000000 N N N Barings BDC Inc 549300GSF4KFZP6ONG49 06759L103 264766.000000000000 NS USD 2157842.900000000000 1.4471695876 Long EC CORP US N 1 N N N BIOTE CORP -A N/A 090683111 26521.000000000000 NS USD 6630.250000000000 0.0044466148 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Biote Corp Biote Corp 1.000000000000 11.500000000000 USD 2027-02-12 XXXX -15932.040000000000 N N N BlackRock California Municipal LE6236HQD6DXEGUHE217 09248E102 362769.000000000000 NS USD 3928788.270000000000 2.6348641508 Long EC RF US N 1 N N N Blackstone Strategic Credit Fu 549300YESIF051NRED20 09257R101 17663.000000000000 NS USD 186874.540000000000 0.1253284708 Long EC RF US N 1 N N N Blackrock ESG Capital Allocati 549300EWOI5G0PSVIX17 09262F100 278710.000000000000 NS USD 3743075.300000000000 2.5103146935 Long EC RF US N 1 N N N SRH Total Return Fund Inc 5493000XG0EMNJQ1SM17 101507101 938037.000000000000 NS USD 11913069.900000000000 7.9895679402 Long EC RF US N 1 N N N BROOKFIELD DTLA FUND OFF N/A 112714209 171723.000000000000 NS USD 635375.100000000000 0.4261179168 Long EP CORP US N 1 N N N CF ACQUISITION CORP VIII-A N/A 12520C117 8500.000000000000 NS USD 238.000000000000 0.0001596161 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased CF Acquisition Corp VIII CF Acquisition Corp VIII 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -8092.890000000000 N N N C5 Acquisition Corp N/A 12530D204 100000.000000000000 NS USD 1023000.000000000000 0.6860807560 Long EC CORP US N 1 N N N Creative Media & Community Tru 549300X9XL9BLF80OY48 125525584 26801.000000000000 NS USD 131324.900000000000 0.0880737895 Long EC CORP US N 1 N N N Center Coast Brookfield MLP & 549300M8EZMVV1SP6N14 151461209 108311.000000000000 NS USD 1879195.850000000000 1.2602933620 Long EC RF US N 1 N N N Central Securities Corp 549300D87MQ4TEVRK235 155123102 214394.000000000000 NS USD 7158401.270000000000 4.8008224387 Long EC RF US N 1 N N N Churchill Capital Corp VI N/A 17143W101 81000.000000000000 NS USD 809595.000000000000 0.5429594816 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP VI-A N/A 17143W119 16200.000000000000 NS USD 972.000000000000 0.0006518773 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp VI Churchill Capital Corp VI 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -21026.060000000000 N N N Churchill Capital Corp VII N/A 17144M102 124920.000000000000 NS USD 1245452.400000000000 0.8352697205 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP VII-A N/A 17144M110 24984.000000000000 NS USD 1234.210000000000 0.0008277299 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp VII Churchill Capital Corp VII 1.000000000000 11.500000000000 USD 2028-02-29 XXXX -29445.290000000000 N N N Churchill Capital Corp V N/A 17144T107 105728.000000000000 NS USD 1050936.320000000000 0.7048164075 Long EC CORP US N 1 N N N CHURCHILL CAPITAL CORP V-A N/A 17144T115 26432.000000000000 NS USD 2133.060000000000 0.0014305488 N/A DE CORP US N 1 New York N/A Call Purchased Churchill Capital Corp V Churchill Capital Corp V 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -55215.920000000000 N N N CION Investment Corp 549300XN70JLF94XKX80 17259U204 822020.000000000000 NS USD 8014695.000000000000 5.3751006886 Long EC CORP US N 1 N N N Colombier Acquisition Corp N/A 19533H108 99999.000000000000 NS USD 993990.060000000000 0.6666250751 Long EC CORP US N 1 N N N COLOMBIER ACQUISITION CORP-A N/A 19533H116 33333.000000000000 NS USD 2523.310000000000 0.0016922722 N/A DE CORP US N 2 New York N/A Call Purchased Colombier Acquisition Corp Colombier Acquisition Corp 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 319.160000000000 N N N Concord Acquisition Corp II N/A 20607U108 93029.000000000000 NS USD 925173.410000000000 0.6204727982 Long EC CORP US N 1 N N N CONYERS PARK III ACQUISITI-A N/A 21289P110 99245.000000000000 NS USD 14787.510000000000 0.0099173275 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Conyers Park III Acquisition C Conyers Park III Acquisition Corp 1.000000000000 11.500000000000 USD 2028-08-12 XXXX -37812.350000000000 N N N Cushing MLP & Infrastructure T 5493006NXITDSHOHUT03 231631300 51313.000000000000 NS USD 1722577.410000000000 1.1552563164 Long EC RF US N 1 N N N NXG NextGen Infrastructure Inc 549300MVVZW681ZGYD76 231647207 19749.000000000000 NS USD 755794.230000000000 0.5068776898 Long EC RF US N 1 N N N dMY Technology Group Inc VI N/A 233247105 118227.000000000000 NS USD 1188181.350000000000 0.7968605658 Long EC CORP US N 1 N N N DTRT HEALTH ACQ CORP-A N/A 23344T111 38125.000000000000 NS USD 11433.690000000000 0.0076680691 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased DTRT Health Acquisition Corp DTRT Health Acquisition Corp 1.000000000000 11.500000000000 USD 2029-08-31 XXXX -5444.080000000000 N N N Delaware Enhanced Global Divid A2NJVV301U26XNED1002 246060107 334480.000000000000 NS USD 2608944.000000000000 1.7497031005 Long EC RF US N 1 N N N Delaware Ivy High Income Oppor 549300C130E3EJZ8ZQ39 246107106 29962.000000000000 NS USD 328383.520000000000 0.2202322714 Long EC RF US N 1 N N N Destra Multi-Alternative Fund N/A 25065A502 168573.000000000000 NS USD 1151353.590000000000 0.7721618196 Long EC RF US N 1 N N N DIGITAL HEALTH ACQUISTION CO N/A 253893119 116000.000000000000 NS USD 11310.000000000000 0.0075851157 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Digital Health Acquisition Cor Digital Health Acquisition Corp 1.000000000000 11.500000000000 USD 2023-10-14 XXXX -31581.990000000000 N N N Dividend and Income Fund 549300GQF37VFS5FKW75 25538A204 350673.000000000000 NS USD 3888963.570000000000 2.6081554898 Long EC RF US N 1 N N N DUNE ACQUISITION CORP-CL A N/A 265334110 19300.000000000000 NS USD 233.530000000000 0.0001566182 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Dune Acquisition Corp Dune Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-29 XXXX -31025.800000000000 N N N Eaton Vance New York Municipal 5493003LD9U89XVQ7W91 27827Y109 319151.000000000000 NS USD 2875550.510000000000 1.9285042695 Long EC RF US N 1 N N N EDTECHX HOLDINGS II-CLASS A N/A 28139A110 55500.000000000000 NS USD 2439.060000000000 0.0016357694 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased EdtechX Holdings Acquisition C EdtechX Holdings Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-06-15 XXXX -37030.010000000000 N N N Ellsworth Growth and Income Fu 549300GYFOXHCDQTI772 289074106 77150.000000000000 NS USD 615657.000000000000 0.4128938612 Long EC RF US N 1 N N N FS KKR Capital Corp 549300TYRSI1T21B1360 302635206 203874.000000000000 NS USD 3567795.000000000000 2.3927619655 Long EC CORP US N 1 N N N FG Merger Corp N/A 30324Y101 200000.000000000000 NS USD 2038000.000000000000 1.3667962665 Long EC CORP US N 2 N N N FG MERGER CORP N/A 30324Y119 150000.000000000000 NS USD 7500.000000000000 0.0050299176 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased FG Merger Corp FG Merger Corp 1.000000000000 11.500000000000 USD 2027-06-17 XXXX 138.040000000000 N N N FAST ACQUISITION CORP II-A N/A 311874119 30543.000000000000 NS USD 20463.810000000000 0.0137241703 N/A DE CORP US N 1 New York N/A Call Purchased FAST Acquisition Corp II FAST Acquisition Corp II 1.000000000000 11.500000000000 USD 2026-03-16 XXXX -8683.120000000000 N N N Fidelity Government Portfolio N/A 316175108 3450929.660000000000 NS USD 3450929.660000000000 2.3143855620 Long STIV RF US N 1 N N N First Trust High Income Long/S JUEVI6DHENZLPUBV7E49 33738E109 11379.000000000000 NS USD 130289.550000000000 0.0873794262 Long EC RF US N 1 N N N First Trust Dynamic Europe Equ 549300YG1NBZKURU8L08 33740D107 506930.000000000000 NS USD 5718170.400000000000 3.8349234318 Long EC RF US N 1 N N N Forum Merger IV Corp N/A 349875104 96900.000000000000 NS USD 971907.000000000000 0.6518149455 Long EC CORP US N 1 N N N FORUM MERGER IV CORP-A N/A 349875112 24225.000000000000 NS USD 726.750000000000 0.0004873990 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Forum Merger IV Corp Forum Merger IV Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -25007.190000000000 N N N Fusion Acquisition Corp II N/A 36118N102 139998.000000000000 NS USD 1405579.920000000000 0.9426601506 Long EC CORP US N 1 N N N FUSION ACQUISITION CORP II-A N/A 36118N110 46666.000000000000 NS USD 37.330000000000 0.0000250356 N/A DE CORP US N 1 OTC US N/A Call Purchased Fusion Acquisition Corp II Fusion Acquisition Corp II 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -35559.350000000000 N N N GX Acquisition Corp II N/A 36260F105 150000.000000000000 NS USD 1501500.000000000000 1.0069894967 Long EC CORP US N 1 N N N GX ACQUISITION CORP II-A N/A 36260F113 50000.000000000000 NS USD 39500.000000000000 0.0264908992 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased GX Acquisition Corp II GX Acquisition Corp II 1.000000000000 11.500000000000 USD 2028-12-31 XXXX 288.170000000000 N N N General American Investors Co 254900MHIF9G7IS1T951 368802104 324541.000000000000 NS USD 11732157.150000000000 7.8682377777 Long EC RF US N 1 N N N Graf Acquisition Corp IV N/A 384272100 100000.000000000000 NS USD 995000.000000000000 0.6673023971 Long EC CORP US N 1 N N N GRAF ACQUISITION CORP IV N/A 384272118 20000.000000000000 NS USD 1698.000000000000 0.0011387733 N/A DE CORP US N 1 New York N/A Call Purchased Graf Acquisition Corp IV Graf Acquisition Corp IV 1.000000000000 11.500000000000 USD 2028-05-31 XXXX 689.940000000000 N N N HNR Acquisition Corp N/A 40472A102 63000.000000000000 NS USD 644490.000000000000 0.4322308763 Long EC CORP US N 1 N N N HNR ACQUISITION CORP N/A 40472A128 63000.000000000000 NS USD 3780.000000000000 0.0025350785 N/A DE CORP US N 2 NYSEAmerican N/A Call Purchased HNR Acquisition Corp HNR Acquisition Corp 1.000000000000 11.500000000000 USD 2028-07-29 XXXX -4274.840000000000 N N N High Income Securities Fund 25RM533JWPQG19PQ1G87 42968F108 242733.000000000000 NS USD 1577764.500000000000 1.0581367164 Long EC RF US N 1 N N N Highland Income Fund 254900CMUE9FRYL2UR80 43010E404 397753.000000000000 NS USD 4096855.900000000000 2.7475796608 Long EC RF US N 1 N N N Howard Hughes Corp/The 549300BVHY25JZC1KI49 44267D107 12000.000000000000 NS USD 917040.000000000000 0.6150180806 Long EC CORP US N 1 N N N Hudson Acquisition I Corp N/A 44364H209 25100.000000000000 NS USD 255769.000000000000 0.1715329314 Long EC CORP US N 1 N N N IG ACQUISITION CORP-CLASS A N/A 449534114 88173.000000000000 NS USD 2305.720000000000 0.0015463442 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased IG Acquisition Corp IG Acquisition Corp 1.000000000000 11.500000000000 USD 2027-10-05 XXXX -140965.880000000000 N N N IMEDIA BRANDS INC 5299009C9SZXPB0EEN07 452465305 37636.000000000000 NS USD 314260.600000000000 0.2107606550 Long EP CORP US N 1 N N N INSIGHT ACQUISITION CORP-A N/A 45784L118 12450.000000000000 NS USD 70.970000000000 0.0000475964 N/A DE CORP US N 3 New York N/A Call Purchased Insight Acquisition Corp/DE Insight Acquisition Corp/DE 1.000000000000 11.500000000000 USD 2023-02-11 XXXX -5317.570000000000 N N N JUNIPER II CORP -CLASS A N/A 48203N111 104500.000000000000 NS USD 17075.300000000000 0.0114516469 N/A DE CORP US N 1 New York N/A Call Purchased Juniper II Corp Juniper II Corp 1.000000000000 11.500000000000 USD 2028-12-31 XXXX -22365.900000000000 N N N Landcadia Holdings IV Inc N/A 51477A104 100000.000000000000 NS USD 1002000.000000000000 0.6719969868 Long EC CORP US N 1 N N N LANDCADIA HOLDINGS IV INC-A N/A 51477A112 25000.000000000000 NS USD 2500.000000000000 0.0016766392 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Landcadia Holdings IV Inc Landcadia Holdings IV Inc 1.000000000000 11.500000000000 USD 2028-03-29 XXXX -17204.430000000000 N N N Live Oak Crestview Climate Acq N/A 538086208 1621.000000000000 NS USD 15950.640000000000 0.0106973872 Long EC CORP US N 2 N N N Logan Ridge Finance Corp 5493007DZ22O2I4VJ124 541098109 68661.000000000000 NS USD 1535239.360000000000 1.0296169899 Long EC CORP US N 1 N N N Lument Finance Trust Inc 5493002OB7SJ4MVQY666 55025L108 14493.000000000000 NS USD 27536.700000000000 0.0184676441 Long EC CORP US N 1 N N N M3-Brigade Acquisition III Cor N/A 55407R103 159558.000000000000 NS USD 1617918.120000000000 1.0850659696 Long EC CORP US N 1 N N N M3-BRIGADE ACQUISITION -CL A N/A 55407R111 36666.000000000000 NS USD 14666.400000000000 0.0098361044 N/A DE CORP US N 2 New York N/A Call Purchased M3-Brigade Acquisition III Cor M3-Brigade Acquisition III Corp 1.000000000000 11.500000000000 USD 2023-05-11 XXXX 12850.650000000000 N N N MASON INDUSTRIAL TECHN-CL A N/A 57520Y114 75000.000000000000 NS USD 1500.000000000000 0.0010059835 N/A DE CORP US N 1 OTC US N/A Call Purchased Mason Industrial Technology In Mason Industrial Technology Inc 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -21598.680000000000 N N N Mexico Equity and Income Fund 549300Q0OD8MQEFTBY23 592834105 100100.000000000000 NS USD 878878.000000000000 0.5894245187 Long EC RF US N 1 N N N MFS Investment Grade Municipal TQV30XJRB3S7V50XRW52 59318B108 60598.000000000000 NS USD 431457.760000000000 0.2893595955 Long EC RF US N 1 N N N MFS High Yield Municipal Trust A8WLLLHJKX1MW5QPZU93 59318E102 262318.000000000000 NS USD 821055.340000000000 0.5506454236 Long EC RF US N 1 N N N Morgan Stanley Emerging Market 879N34XPZOOCKFD26737 61744H105 326318.000000000000 NS USD 2134119.720000000000 1.4312595023 Long EC RF US N 1 N N N Morgan Stanley Emerging Market 541YGIXZ6JJP4EZDJI96 617477104 31026.000000000000 NS USD 136514.400000000000 0.0915541571 Long EC RF US N 1 N N N Murphy Canyon Acquisition Corp N/A 626642102 94500.000000000000 NS USD 968625.000000000000 0.6496138536 Long EC CORP US N 1 N N N MURPHY CANYON ACQUISITION -A N/A 626642110 94500.000000000000 NS USD 6520.500000000000 0.0043730103 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Murphy Canyon Acquisition Corp Murphy Canyon Acquisition Corp 1.000000000000 11.500000000000 USD 2027-02-03 XXXX 1763.590000000000 N N N Neuberger Berman California Mu 5493003VDAWQHC3PB533 64123C101 60829.000000000000 NS USD 687331.200000000000 0.4609625702 Long EC RF US N 1 N N N Neuberger Berman New York Muni 549300QBK683OL6H5P21 64124K102 69897.000000000000 NS USD 659128.710000000000 0.4420484102 Long EC RF US N 1 N N N Neuberger Berman Next Generati 549300GRTFKXVB9LQE61 64133Q108 419355.000000000000 NS USD 3814033.730000000000 2.5579033673 Long EC RF US N 1 N N N New America High Income Fund I V5LSTDFQKWGSW30MQ381 641876800 45969.000000000000 NS USD 303395.400000000000 0.2034738469 Long EC RF US N 1 N N N AUTHENTIC EQUITY ACQUISITI-A N/A N/A 54000.000000000000 NS USD 189.000000000000 0.0001267539 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Authentic Equity Acquisition C Authentic Equity Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -33848.020000000000 N N N Blockchain Coinvestors Acquisi N/A N/A 65000.000000000000 NS USD 666250.000000000000 0.4468243438 Long EC CORP KY N 2 N N N BLOCKCHAIN COINVESTORS -CL A N/A N/A 32500.000000000000 NS USD 1625.000000000000 0.0010898155 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Blockchain Coinvestors Acquisi Blockchain Coinvestors Acquisition Corp I 1.000000000000 11.500000000000 USD 2028-11-01 XXXX -19055.370000000000 N N N Cactus Acquisition Corp 1 Ltd N/A N/A 81400.000000000000 NS USD 835164.000000000000 0.5601074765 Long EC CORP US N 1 N N N CACTUS ACQUISITION CORP 1 LT N/A N/A 40700.000000000000 NS USD 407.000000000000 0.0002729569 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Cactus Acquisition Corp 1 Ltd Cactus Acquisition Corp 1 Ltd 1.000000000000 11.500000000000 USD 2023-07-20 XXXX -8958.680000000000 N N N CARTESIAN GROWTH CORP II N/A N/A 65958.000000000000 NS USD 676069.500000000000 0.4534098472 Long EC CORP US N 1 N N N CARTESIAN GROWTH CORP II- A N/A N/A 21985.978014000000 NS USD 4944.650000000000 0.0033161576 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased CARTESIAN GROWTH CORP II CARTESIAN GROWTH CORP II 1.000000000000 11.500000000000 USD 2028-07-12 XXXX 1194.530000000000 N N N Corner Growth Acquisition Corp N/A N/A 99999.000000000000 NS USD 988990.110000000000 0.6632718302 Long EC CORP US N 1 N N N CORNER GROWTH ACQUISITION-A N/A N/A 33333.000000000000 NS USD 1003.320000000000 0.0006728823 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Corner Growth Acquisition Corp Corner Growth Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -37179.310000000000 N N N CORNER GROWTH ACQUISITION -A N/A N/A 14366.000000000000 NS USD 143.660000000000 0.0000963464 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Corner Growth Acquisition Corp Corner Growth Acquisition Corp 2 1.000000000000 11.500000000000 USD 2023-03-01 XXXX -3526.040000000000 N N N ANDRETTI ACQUISITION CORP-A N/A G26735129 72334.000000000000 NS USD 5092.310000000000 0.0034151866 N/A DE CORP US N 1 New York N/A Call Purchased Andretti Acquisition Corp Andretti Acquisition Corp 1.000000000000 11.500000000000 USD 2028-03-23 XXXX -10097.830000000000 N N N Elliott Opportunity II Corp 549300796AMMETN58424 N/A 100000.000000000000 NS USD 1008000.000000000000 0.6760209208 Long EC CORP US N 1 N N N ELLIOTT OPPORTUNITY II COR-A 549300796AMMETN58424 N/A 150000.000000000000 NS USD 7650.000000000000 0.0051305159 N/A DE CORP US N 2 New York N/A Call Purchased Elliott Opportunity II Corp Elliott Opportunity II Corp 1.000000000000 11.500000000000 USD 2023-02-19 XXXX -68850.000000000000 N N N Ares Acquisition Corp N/A N/A 100000.000000000000 NS USD 1007000.000000000000 0.6753502652 Long EC CORP US N 1 N N N ARES ACQUISITION CORP-A N/A N/A 20000.000000000000 NS USD 9326.000000000000 0.0062545348 N/A DE CORP US N 1 New York N/A Call Purchased Ares Acquisition Corp Ares Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -11715.790000000000 N N N Fifth Wall Acquisition Corp II N/A N/A 73639.000000000000 NS USD 739335.560000000000 0.4958395894 Long EC CORP US N 2 N N N FTAC Hera Acquisition Corp N/A N/A 142000.000000000000 NS USD 1435620.000000000000 0.9628067008 Long EC CORP US N 1 N N N FTAC HERA ACQUISITION CORP-A N/A N/A 35500.000000000000 NS USD 976.250000000000 0.0006547276 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased FTAC Hera Acquisition Corp FTAC Hera Acquisition Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -41559.910000000000 N N N G Squared Ascend II Inc N/A N/A 67998.000000000000 NS USD 689499.720000000000 0.4624169004 Long EC CORP US N 2 N N N G SQUARED ASCEND II INC -A N/A G42041122 22666.000000000000 NS USD 568.920000000000 0.0003815494 N/A DE CORP US N 2 New York N/A Call Purchased G Squared Ascend II Inc G Squared Ascend II Inc 1.000000000000 11.500000000000 USD 2026-12-31 XXXX -17590.300000000000 N N N INVESTCORP EUROPE ACQUISI-A N/A N/A 150000.000000000000 NS USD 375.000000000000 0.0002514959 N/A DE CORP US N 2 NASDAQ GM N/A Call Purchased Investcorp Europe Acquisition Investcorp Europe Acquisition Corp I 1.000000000000 11.500000000000 USD 2028-11-23 XXXX -51954.510000000000 N N N Jack Creek Investment Corp N/A N/A 81378.000000000000 NS USD 824359.140000000000 0.5528611358 Long EC CORP US N 1 N N N JACK CREEK INVESTMENT C-CL A N/A N/A 215689.000000000000 NS USD 45316.260000000000 0.0303916070 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Jack Creek Investment Corp Jack Creek Investment Corp 1.000000000000 11.500000000000 USD 2027-12-31 XXXX -30012.300000000000 N N N 2023-01-19 Special Opportunities Fund, Inc. /s/ Andrew Dakos Andrew Dakos President