0001104659-22-043672.txt : 20220407
0001104659-22-043672.hdr.sgml : 20220407
20220407170109
ACCESSION NUMBER: 0001104659-22-043672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220405
FILED AS OF DATE: 20220407
DATE AS OF CHANGE: 20220407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dakos Andrew
CENTRAL INDEX KEY: 0001341021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07528
FILM NUMBER: 22814551
MAIL ADDRESS:
STREET 1: 250 PEHLE AVE.
STREET 2: SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0000897802
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133702911
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-4319
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 EAST MICHIGAN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19960213
FORMER COMPANY:
FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
DATE OF NAME CHANGE: 19930714
4
1
tm2212183-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-04-05
0
0000897802
SPECIAL OPPORTUNITIES FUND, INC.
SPE
0001341021
Dakos Andrew
C/O SPECIAL OPPORTUNITIES FUND, INC.,
615 EAST MICHIGAN STREET
MILWAUKEE
WI
53202
1
1
0
0
President
Common Stock
2022-04-05
4
D
0
2016
15.69
D
10162
D
Common Stock
2022-04-05
4
D
0
968
15.69
D
5257
I
By Spouse
Common Stock
2022-04-05
4
D
0
154
15.69
D
782
I
By Minor Children
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
/s/ Stephanie Darling, as Power of Attorney for Andrew Dakos
2022-04-07