0001104659-22-043672.txt : 20220407 0001104659-22-043672.hdr.sgml : 20220407 20220407170109 ACCESSION NUMBER: 0001104659-22-043672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220405 FILED AS OF DATE: 20220407 DATE AS OF CHANGE: 20220407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dakos Andrew CENTRAL INDEX KEY: 0001341021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 22814551 MAIL ADDRESS: STREET 1: 250 PEHLE AVE. STREET 2: SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-4319 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 4 1 tm2212183-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-04-05 0 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001341021 Dakos Andrew C/O SPECIAL OPPORTUNITIES FUND, INC., 615 EAST MICHIGAN STREET MILWAUKEE WI 53202 1 1 0 0 President Common Stock 2022-04-05 4 D 0 2016 15.69 D 10162 D Common Stock 2022-04-05 4 D 0 968 15.69 D 5257 I By Spouse Common Stock 2022-04-05 4 D 0 154 15.69 D 782 I By Minor Children Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. /s/ Stephanie Darling, as Power of Attorney for Andrew Dakos 2022-04-07