-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GaAWvFkC2pL8tk9HBXXo2DwzlQkc5jfllNtaswpvwYAfgqHF/Vpy8KOHQrKvhN+/ RmrXhLafGKBKger3lF6vlA== 0000950172-97-000360.txt : 19970421 0000950172-97-000360.hdr.sgml : 19970421 ACCESSION NUMBER: 0000950172-97-000360 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970408 FILED AS OF DATE: 19970418 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONRAIL INC CENTRAL INDEX KEY: 0000897732 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 232728514 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12184 FILM NUMBER: 97583229 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQ STREET 2: P O BOX 41417 CITY: PHILADELPHIA STATE: PA ZIP: 19101-1417 BUSINESS PHONE: 2152094434 MAIL ADDRESS: STREET 1: P.O. BOX 41429 STREET 2: 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19101-1429 COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] OWNER IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 8046292680 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | INITIAL STATEMENT OF |_____________________| BENEFICIAL OWNERSHIP OF SECURITIES |OMB NUMBER: 3235-0104| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 ______________________________________________________________________ 1. Name and Address of Reporting Person Norfolk Southern Corporation ______________________________________________________________________ (Last) (First) (Middle) Three Commercial Place ______________________________________________________________________ (Street) Norfolk Virginia 23510-9240 ________________________________________________________________________ (City) (State) (Zip) ______________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 4/8/97 ______________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) 52-1188014 ______________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Conrail Inc. (CRR) ______________________________________________________________________ 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ( ) DIRECTOR ( x) 10% OWNER ( ) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) _____________________________________ ______________________________________________________________________ 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/DAY/YEAR) ______________________________________________________________________ 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) x FORM FILED BY ONE REPORTING PERSON ___FORM FILED BY MORE THAN ONE REPORTING PERSON
============================================================================ TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ____________________________________________________________________________ |1. TITLE OF SECURITY|2. AMOUNT OF |3. OWNERSHIP |4. NATURE OF INDIRECT | | (INSTR. 4) | SECURITIES | FORM DIRECT| BENEFICIAL OWNERSHIP| | | BENEFICIALLY| DIRECT (D) | (INSTR. 5) | | | OWNED | OR INDIRECT| | | | (INSTR. 4) | (I) (INSTR.| | | | | 5) | | |____________________|_______________|______________|_______________________| Common Stock 8,200,100 I 8,200,000 shares by Atlantic Acquisition Corporation (held pursuant to a voting trust agreement dated as of February 10, 1997) and 100 shares by Atlantic Investment Company, each of which is a wholly owned subsidiary of Norfolk Southern Corporation. Common Stock 17,775,124 I By CSX Corporation (1)
======================================================================= TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) _______________________________________________________________________ 1. Title of Derivative Security (Instr. 4) _______________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) ________________________ _________________________ Date Exercisable Expiration Date _______________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) ________________________________ _______________________________ Title Amount of Number of Shares _______________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security _______________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 5) _______________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) ======================================================================= EXPLANATION OF RESPONSES: (1) Norfolk Southern Corporation ("NSC") and CSX Corporation ("CSX") have entered into an agreement dated April 8, 1997 (the "Agreement") pursuant to which NSC and CSX have agreed to jointly acquire Conrail Inc. ("CRR") through a newly formed entity to be owned by NSC and CSX ("Acquisition Sub"). Each of NSC and CSX will have equal decision-making authority with respect to matters relating to Acquisition Sub and its subsidiaries. Pursuant to the Agreement, NSC has agreed to cause 8,200,000 shares of CRR common stock to be contributed to Acquisition Sub and CSX has agreed to cause 17,775,124 shares of CRR common stock to be contributed to Acquisition Sub. Accordingly, NSC may indirectly be deemed to beneficially own the 17,775,124 common shares beneficially owned by CSX by reason of the Agreement /s/ DEZORA M. MARTIN 4/18/97 ** SIGNATURE OF REPORTING PERSON DATE Dezora M. Martin Corporate Secretary _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOR REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. ========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----