0001104659-24-063340.txt : 20240520 0001104659-24-063340.hdr.sgml : 20240520 20240520144700 ACCESSION NUMBER: 0001104659-24-063340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240516 FILED AS OF DATE: 20240520 DATE AS OF CHANGE: 20240520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEJORIA JOHN PAUL CENTRAL INDEX KEY: 0000897610 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53944 FILM NUMBER: 24963889 MAIL ADDRESS: STREET 1: 2934 OESTRICK LANE CITY: AUSTIN STATE: TX ZIP: 78733 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGO PAYMENT ARCHITECTURES, INC. CENTRAL INDEX KEY: 0001437283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 352327649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 SENTRY PARKWAY STREET 2: SUITE 200 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 267-465-7530 MAIL ADDRESS: STREET 1: 325 SENTRY PARKWAY STREET 2: SUITE 200 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUAL PIGGY, INC. DATE OF NAME CHANGE: 20110829 FORMER COMPANY: FORMER CONFORMED NAME: Moggle, Inc. DATE OF NAME CHANGE: 20080610 4 1 tm2414801-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-16 0 0001437283 REGO PAYMENT ARCHITECTURES, INC. RPMT 0000897610 DEJORIA JOHN PAUL 109 WEST 7TH ST., SUITE 200 GEORGETOWN TX 78626 0 0 1 0 0 Series B Cumulative Convertible Preferred Stock 0.9 2024-05-16 4 P 0 38889 90 A Common Stock 3888900 164446 I By Trust Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. The Reporting Person beneficially owns a total of 164,446 shares of Series B Preferred Stock, consisting of (i) 44,445 shares directly held by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee, (ii) 44,445 shares directly held by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee, and (iii) 75,556 shares directly held by the Reporting Person. /s/ Kevin Lange, Attorney-in-Fact 2024-05-20