0001349929-16-000089.txt : 20160526 0001349929-16-000089.hdr.sgml : 20160526 20160526171956 ACCESSION NUMBER: 0001349929-16-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CANCER GENETICS, INC CENTRAL INDEX KEY: 0001349929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 043462475 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 BUSINESS PHONE: 201.528.9200 MAIL ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 FORMER COMPANY: FORMER CONFORMED NAME: CANCER GENETICS INC DATE OF NAME CHANGE: 20060117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPPAJOHN JOHN CENTRAL INDEX KEY: 0000897464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35817 FILM NUMBER: 161679223 MAIL ADDRESS: STREET 1: 1660 WALT WHITMAN ROAD STREET 2: SUITE 105 CITY: MELVILLE STATE: NY ZIP: 11747 4 1 wf-form4_146429758316000.xml FORM 4 X0306 4 2016-05-25 0 0001349929 CANCER GENETICS, INC CGIX 0000897464 PAPPAJOHN JOHN 201 ROUTE 17 NORTH 2ND FLOOR RUTHERFORD NJ 07070 1 0 1 0 Common Stock, par value $0.0001 per share 2016-05-25 4 P 0 317820 A 2099609 D Warrant (right to buy) 2.25 2016-05-25 4 P 0 158910 A 2016-11-25 2021-11-25 Common Stock, par value $0.0001 per share 158910.0 158910 D The reported securities were purchased in a registered direct offering and a concurrent private placement, both of which closed on May 25, 2016. The reported securities consist of one share of common stock, par value $0.0001 per share (the "Common Stock") and a warrant to purchase one-half of a share of Common Stock. The purchase price for the reported securities was $2.2025 per share and warrant. /s/ John Pappajohn by Edward J Sitar as Attorney-in-fact 2016-05-25