0001349929-16-000089.txt : 20160526
0001349929-16-000089.hdr.sgml : 20160526
20160526171956
ACCESSION NUMBER: 0001349929-16-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANCER GENETICS, INC
CENTRAL INDEX KEY: 0001349929
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 043462475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ROUTE 17 NORTH
STREET 2: 2ND FLOOR
CITY: RUTHERFORD
STATE: NJ
ZIP: 07070
BUSINESS PHONE: 201.528.9200
MAIL ADDRESS:
STREET 1: 201 ROUTE 17 NORTH
STREET 2: 2ND FLOOR
CITY: RUTHERFORD
STATE: NJ
ZIP: 07070
FORMER COMPANY:
FORMER CONFORMED NAME: CANCER GENETICS INC
DATE OF NAME CHANGE: 20060117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAPPAJOHN JOHN
CENTRAL INDEX KEY: 0000897464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35817
FILM NUMBER: 161679223
MAIL ADDRESS:
STREET 1: 1660 WALT WHITMAN ROAD
STREET 2: SUITE 105
CITY: MELVILLE
STATE: NY
ZIP: 11747
4
1
wf-form4_146429758316000.xml
FORM 4
X0306
4
2016-05-25
0
0001349929
CANCER GENETICS, INC
CGIX
0000897464
PAPPAJOHN JOHN
201 ROUTE 17 NORTH
2ND FLOOR
RUTHERFORD
NJ
07070
1
0
1
0
Common Stock, par value $0.0001 per share
2016-05-25
4
P
0
317820
A
2099609
D
Warrant (right to buy)
2.25
2016-05-25
4
P
0
158910
A
2016-11-25
2021-11-25
Common Stock, par value $0.0001 per share
158910.0
158910
D
The reported securities were purchased in a registered direct offering and a concurrent private placement, both of which closed on May 25, 2016.
The reported securities consist of one share of common stock, par value $0.0001 per share (the "Common Stock") and a warrant to purchase one-half of a share of Common Stock. The purchase price for the reported securities was $2.2025 per share and warrant.
/s/ John Pappajohn by Edward J Sitar as Attorney-in-fact
2016-05-25