0001349929-15-000058.txt : 20151116
0001349929-15-000058.hdr.sgml : 20151116
20151116082600
ACCESSION NUMBER: 0001349929-15-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANCER GENETICS, INC
CENTRAL INDEX KEY: 0001349929
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 043462475
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ROUTE 17 NORTH
STREET 2: 2ND FLOOR
CITY: RUTHERFORD
STATE: NJ
ZIP: 07070
BUSINESS PHONE: 201.528.9200
MAIL ADDRESS:
STREET 1: 201 ROUTE 17 NORTH
STREET 2: 2ND FLOOR
CITY: RUTHERFORD
STATE: NJ
ZIP: 07070
FORMER COMPANY:
FORMER CONFORMED NAME: CANCER GENETICS INC
DATE OF NAME CHANGE: 20060117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAPPAJOHN JOHN
CENTRAL INDEX KEY: 0000897464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35817
FILM NUMBER: 151231733
MAIL ADDRESS:
STREET 1: 1660 WALT WHITMAN ROAD
STREET 2: SUITE 105
CITY: MELVILLE
STATE: NY
ZIP: 11747
4
1
wf-form4_144768035069084.xml
FORM 4
X0306
4
2015-11-12
0
0001349929
CANCER GENETICS, INC
CGIX
0000897464
PAPPAJOHN JOHN
201 ROUTE 17 NORTH
2ND FLOOR
RUTHERFORD
NJ
07070
1
0
1
0
Common Stock, par value $0.0001 per share
2015-11-12
4
P
0
100000
A
1621789
D
Warrant (right to buy)
5.0
2015-11-12
4
P
0
100000
A
2015-11-12
2020-11-12
Common Stock, par value $0.0001 per share
100000.0
100000
D
The reported securities were purchased in an underwritten public offering which closed on November 12, 2015. The reported securities were issued pursuant to a prospectus supplement in connection with a takedown from the Company's shelf registration statement on Form S-3 (File No. 333-196374), filed with the SEC and effective on June 5, 2014.
The reported securities consist of one share of common stock, par value $0.0001 per share (the "Common Stock") and an accompanying warrant to purchase one share of Common Stock for $4.00 per share and warrant.
/s/ John Pappajohn by Edward J. Sitar as Attorney-in-Fact
2015-11-12