-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LfWGwZcDZKhClW/C7azRnSUAG6g3lldbJLoi6EkxhfMUm0CE/Tgt7ZUbfIAGeH2J Hgaw5k9H0ehlHvSJjEUuFw== 0000897464-97-000021.txt : 19971105 0000897464-97-000021.hdr.sgml : 19971105 ACCESSION NUMBER: 0000897464-97-000021 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971104 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONCORMED INC CENTRAL INDEX KEY: 0000922821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 521842781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-44699 FILM NUMBER: 97707623 BUSINESS ADDRESS: STREET 1: 205 PERRY PARKWAY STREET 2: SUITE 3 CITY: GAITHERSBURG STATE: MD ZIP: 20877 BUSINESS PHONE: 3012081888 MAIL ADDRESS: STREET 1: 205 PERRY PARKWAY STREET 2: SUITE 3 CITY: HAITHERSBURG STATE: MD ZIP: 20877 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAPPAJOHN JOHN CENTRAL INDEX KEY: 0000897464 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O EQUITY DYNAMICS STREET 2: 2116 FINANCIAL CENTER CITY: DES MOINES STATE: IA ZIP: 50309 MAIL ADDRESS: STREET 1: 5710 B FLARITON PKWY CITY: BOULDER STATE: CO ZIP: 80301 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 ONCORMED, INC. (Name of Issuer) Common Stock (Title Class of Securities) 68231D109 (CUSIP Number) Mr. John Pappajohn 2116 Financial Center Des Moines, Iowa 50309 515-244-5746 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 24, 1997 (Date of Event which Requires Filing of this Statement) Check the following box if a fee is being paid with this statement: / / (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Pappajohn ###-##-#### Mary Pappajohn ###-##-#### (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / (3) SEC USE ONLY (4) SOURCE OF FUNDS PF (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / (6) CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (7) SOLE VOTING POWER 675,500 (8) SHARED VOTING POWER 0 (9) SOLE DISPOSITIVE POWER 675,500 (10) SHARED DISPOSITIVE POWER 0 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 675,500 (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.14% (14) TYPE OF REPORTING PERSON IN SCHEDULE 13D The information contained herein is filed with respect to the Common Stock, $.01 par value of OncorMed, Inc. by John and Mary Pappajohn ("Pappajohn"). Item 1. Security and Issuer The Class of securities to which this Statement relates is the Common Stock, $.01 par value (the "Common Stock") of OncorMed, Inc., a Delaware Corporation (the "Company"), whose address is 205 Perry Parkway, Gaithersburg, MD, 20877. The principal executive officers of OncorMed, Inc. are: Tim Triche Chief Executive Officer Doug Dolginow President and Chief Operating Officer Lee Robert Johnson, Jr Chief Financial Officer Secretary, and Treasurer Item 2. Identity and Background This Statement is being filed by John and Mary Pappajohn, whose business address is 2116 Financial Center, Des Moines, Iowa, 50309. Mr. Pappajohn is the President of Equity Dynamics, Inc., a financial consulting firm, and sole owner of Pappajohn Capital Resources, a venture capital firm, both located in Des Moines, Iowa. Mr. Pappajohn has also been designated a Director of OncorMed, Inc. During the last five years Mr. and Mrs. Pappajohn have not been convicted in any criminal proceeding, excluding traffic violations or similar misdemeanors. During the last five years Mr. and Mrs. Pappajohn have not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. and Mrs. Pappajohn are citizens of the United States of America. Item 3. Source and Amount of Funds or Other Consideration On October 24, 1997 Mr. Pappajohn acquired an option to purchase 83,333 shares of Common Stock owned by Oncor, Inc., a Maryland Corporation ("Oncor"), at an exercise price of $6.00 per share ("Option"). This Option was granted in connection with Mr. Pappajohn's financing committment to Oncor. On October 24, 1997 Mr. Pappajohn was granted an option to purchase 250,000 shares of OncorMed, Inc. Common Stock owned by Oncor, Inc. at an exercise price of $5.75 per share ("Option"). This Option was granted in connection with Mr. Pappajohn's financing committment to Oncor. Item 4. Purpose of the Transaction The Options were acquired for investment purposes only. (a) Mr. and Mrs. Pappajohn and their affiliates expect to hold the Options for investment purposes and have no plans to dispose of the Options or Common Stock of OncorMed, Inc. (b - j) Not Applicable. Item 5. Interest in Securities of the Issuer (a) Mr. and Mrs. Pappajohn and their affiliates own 242,167 shares of Common Stock representing 2.92% of OncorMed's issued and outstanding Common Stock and 433,333 Options representing 5.22%. (b) Mr. and Mrs. Pappajohn have sole power to vote or direct the vote and sole power to dispose or direct the disposition of the 242,167 shares of Common Stock and 433,333 Options. (c) No other transactions in the Common Stock were effected during the past sixty (60) days by Mr. Pappajohn or his affiliates other than those listed under Item 3 (d - e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer Not applicable. Item 7. Material to be Filed as Exhibits Not applicable. Item 8. Certification and Signature: After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: November 3, 1997 /s/ John Pappajohn - ------------------- John Pappajohn /s/ Mary Pappajohn - ------------------- Mary Pappajohn -----END PRIVACY-ENHANCED MESSAGE-----