0001415889-16-005248.txt : 20160323 0001415889-16-005248.hdr.sgml : 20160323 20160323203016 ACCESSION NUMBER: 0001415889-16-005248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160323 DATE AS OF CHANGE: 20160323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC. CENTRAL INDEX KEY: 0001062273 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 330756798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 8664976081 MAIL ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: SpendSmart Payments Co DATE OF NAME CHANGE: 20130305 FORMER COMPANY: FORMER CONFORMED NAME: BillMyParents, Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc) DATE OF NAME CHANGE: 20090501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBINSTEIN JEROLD H CENTRAL INDEX KEY: 0000897439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27145 FILM NUMBER: 161525211 MAIL ADDRESS: STREET 1: MUSIC IMAGING & MEDIA INC STREET 2: 700 PARK LANE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 form4-03232016_080308.xml X0306 4 2016-03-21 0001062273 SPENDSMART NETWORKS, INC. SSPC 0000897439 RUBINSTEIN JEROLD H 805 AEROVISTA PLACE, SUITE 205 SAN LUIS OBISPO CA 93401 true false false false Stock Option (option to buy) .12 2016-03-21 4 A 0 1261745 A 2016-03-21 2020-03-21 Common Stock 1261745 1261745 D Stock Option (Option to Buy) .12 2016-03-21 4 A 0 663330 A 2020-03-21 Common Stock 663330 663330 D The exercise price of the options equals the closing price of the Company's common stock as of March 21, 2016. On March 21, 2016, the Reporting Person acquired an option to purchase 1,261,745 shares of the Company's common stock in conjunction with continuing duties as Chairman of the Company's Board of Directors. The options are fully vested. On March 21, 2016, the Reporting Person acquired an option to purchase 663,330 shares of the Company's common stock. Fifty percent of the options to purchase vest immediately and the remaining fifty percent vest on the one-year anniversary or upon a change in control of the Issuer. /s/ Jerold Rubinstein 2016-03-23