0001415889-16-005248.txt : 20160323
0001415889-16-005248.hdr.sgml : 20160323
20160323203016
ACCESSION NUMBER: 0001415889-16-005248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160321
FILED AS OF DATE: 20160323
DATE AS OF CHANGE: 20160323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC.
CENTRAL INDEX KEY: 0001062273
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 330756798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 805 AEROVISTA PLACE
STREET 2: SUITE 205
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 8664976081
MAIL ADDRESS:
STREET 1: 805 AEROVISTA PLACE
STREET 2: SUITE 205
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: SpendSmart Payments Co
DATE OF NAME CHANGE: 20130305
FORMER COMPANY:
FORMER CONFORMED NAME: BillMyParents, Inc.
DATE OF NAME CHANGE: 20110620
FORMER COMPANY:
FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc)
DATE OF NAME CHANGE: 20090501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBINSTEIN JEROLD H
CENTRAL INDEX KEY: 0000897439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27145
FILM NUMBER: 161525211
MAIL ADDRESS:
STREET 1: MUSIC IMAGING & MEDIA INC
STREET 2: 700 PARK LANE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
form4-03232016_080308.xml
X0306
4
2016-03-21
0001062273
SPENDSMART NETWORKS, INC.
SSPC
0000897439
RUBINSTEIN JEROLD H
805 AEROVISTA PLACE, SUITE 205
SAN LUIS OBISPO
CA
93401
true
false
false
false
Stock Option (option to buy)
.12
2016-03-21
4
A
0
1261745
A
2016-03-21
2020-03-21
Common Stock
1261745
1261745
D
Stock Option (Option to Buy)
.12
2016-03-21
4
A
0
663330
A
2020-03-21
Common Stock
663330
663330
D
The exercise price of the options equals the closing price of the Company's common stock as of March 21, 2016.
On March 21, 2016, the Reporting Person acquired an option to purchase 1,261,745 shares of the Company's common stock in conjunction with continuing duties as Chairman of the Company's Board of Directors. The options are fully vested.
On March 21, 2016, the Reporting Person acquired an option to purchase 663,330 shares of the Company's common stock. Fifty percent of the options to purchase vest immediately and the remaining fifty percent vest on the one-year anniversary or upon a change in control of the Issuer.
/s/ Jerold Rubinstein
2016-03-23