0001415889-15-003231.txt : 20151001 0001415889-15-003231.hdr.sgml : 20151001 20151001160238 ACCESSION NUMBER: 0001415889-15-003231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC. CENTRAL INDEX KEY: 0001062273 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 330756798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 8664976081 MAIL ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: SpendSmart Payments Co DATE OF NAME CHANGE: 20130305 FORMER COMPANY: FORMER CONFORMED NAME: BillMyParents, Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc) DATE OF NAME CHANGE: 20090501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBINSTEIN JEROLD H CENTRAL INDEX KEY: 0000897439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27145 FILM NUMBER: 151137023 MAIL ADDRESS: STREET 1: MUSIC IMAGING & MEDIA INC STREET 2: 700 PARK LANE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 form4-10012015_011031.xml X0306 4 2015-09-30 0001062273 SPENDSMART NETWORKS, INC. SSPC 0000897439 RUBINSTEIN JEROLD H 805 AEROVISTA PLACE, SUITE 205 SAN LUIS OBISPO CA 93401 true false false false Stock Option (Option to Buy) 0.46 2015-09-30 4 A 0 1358696 A 2015-09-30 2020-09-30 Common Stock 1.5869 1358696 D The exercise price of the options equals the closing price of the Company's common stock as of September 30, 2015. On September 30, 2015, the Reporting Person acquired an option to purchase 1,358,696 shares of the Company's common stock in conjunction with becoming Chairman of the Company's Board of Directors. The options are fully vested. /s/ Jerold Rubinstein 2015-10-01