0001415889-14-003747.txt : 20141128
0001415889-14-003747.hdr.sgml : 20141127
20141128161519
ACCESSION NUMBER: 0001415889-14-003747
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141125
FILED AS OF DATE: 20141128
DATE AS OF CHANGE: 20141128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC.
CENTRAL INDEX KEY: 0001062273
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 330756798
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2680 BERKSHIRE PKWY
STREET 2: SUITE 130
CITY: DES MOINES
STATE: IA
ZIP: 50325
BUSINESS PHONE: 858-677-0080
MAIL ADDRESS:
STREET 1: 2680 BERKSHIRE PKWY
STREET 2: SUITE 130
CITY: DES MOINES
STATE: IA
ZIP: 50325
FORMER COMPANY:
FORMER CONFORMED NAME: SpendSmart Payments Co
DATE OF NAME CHANGE: 20130305
FORMER COMPANY:
FORMER CONFORMED NAME: BillMyParents, Inc.
DATE OF NAME CHANGE: 20110620
FORMER COMPANY:
FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc)
DATE OF NAME CHANGE: 20090501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBINSTEIN JEROLD H
CENTRAL INDEX KEY: 0000897439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27145
FILM NUMBER: 141256040
MAIL ADDRESS:
STREET 1: MUSIC IMAGING & MEDIA INC
STREET 2: 700 PARK LANE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
form4-11282014_041111.xml
X0306
4
2014-11-25
0001062273
SPENDSMART NETWORKS, INC.
SSPC
0000897439
RUBINSTEIN JEROLD H
805 AEROVISTA PLACE, SUITE 205
SAN LUIS OBISPO
CA
93401
true
false
false
false
Stock Option (Option to Buy)
1.95
2014-11-25
4
D
0
133333
0
D
2018-10-01
Common Stock
133333
0
D
Stock Option (Option to Buy)
1.15
2014-11-25
4
A
0
124000
0
A
2014-11-25
2019-11-25
Common Stock
124000
124000
D
The prior option was cancelled and was exchanged for new options.
The cancelled option was exercisable on October 1, 2013.
The option may only be exercised if the common stock of the Company trades above $1.75 per share for five consecutive business days or upon a change of control.
/s/ Jerold Rubinstein
2014-11-28