-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L0bGIGhJ8vHRjZl9206rVgjdej/FcJ7aOe65tuFsk+sYR3n7xIjkr2tf3rN3d4N0 JZzeoxZ7T0nwIBhBfJEjuQ== 0000903893-96-000142.txt : 19960411 0000903893-96-000142.hdr.sgml : 19960411 ACCESSION NUMBER: 0000903893-96-000142 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960410 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHICOS FAS INC CENTRAL INDEX KEY: 0000897429 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 592389435 STATE OF INCORPORATION: FL FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42903 FILM NUMBER: 96545700 BUSINESS ADDRESS: STREET 1: 11215 METRO PARKWAY CITY: FT MYERS STATE: FL ZIP: 33912-1206 BUSINESS PHONE: 8134335505 MAIL ADDRESS: STREET 1: 11215 METRO PKY CITY: FT MYERS STATE: FL ZIP: 33912-1206 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANE ALTMAN & OWENS CENTRAL INDEX KEY: 0001000095 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) CHICO'S FAS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.10 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 168615-10-2 -------------------------------------------- (CUSIP Number) Mr. Daniel L. Nir 100 Jericho Quadrangle Suite 212 Jericho, NY 11753 (212) 319-4100 -with copies to- Joseph F. Mazzella, Esq. Lane Altman & Owens LLP 101 Federal Street Boston, Massachusetts 02110 (617) 345-9800 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 2, 1996 --------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement. [ ] (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13-d(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 168615-10-2 Page 2 of 15 Pages ----------------- ------ ------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Gotham Capital III, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC, OO - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 38,700 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 0 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 38,700 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 38,700 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.50% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 3 of 15 Pages ------------- ----- ------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Gotham Capital IV, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC, AF, OO - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 59,700 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 0 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 59,700 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 59,700 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.77% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 4 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Gotham Capital Partners, L.L.C. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* None - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 0 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 59,700 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 0 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 59,700 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 59,700* *as General Partner of Gotham Capital IV, L.P. - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.77% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* 00 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 5 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alfred Partners, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC, 00 - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 106,700 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 0 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 106,700 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 106,700 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.37% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 6 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alfred Partners, L.L.C. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* None - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 3,800 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 106,700 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 3,800 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 106,700 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 110,500 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.42% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* 00 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 7 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Joel M. Greenblatt - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* None - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 0 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 208,900 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 0 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 208,900 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 208,900* *As a General Partner of Gotham Capital III, L.P. and a Managing Member of each of Gotham Capital Partners, L.L.C. and Alfred Partners L.L.C. - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 2.68% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 8 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Daniel L. Nir - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* None - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 0 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 208,900 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 0 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 208,900 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 208,900* *As a General Partner of Gotham Capital III, L.P. and a Managing Member of each of Gotham Capital Partners, L.L.C. and Alfred Partners L.L.C. - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 2.68% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 9 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Woodstock Partners, L.P. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC, 00 - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 0 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 0 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 0 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 168615-10-2 Page 10 of 15 Pages ---------- ----- ----- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Linda Greenblatt - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* None - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power 0 Shares ___________________________________________________________ Beneficially 8 Shared Voting Power 0 Owned by ___________________________________________________________ Each 9 Sole Dispositive Power 0 Reporting ___________________________________________________________ Person With 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. CUSIP NO. 168615-10-2 PAGE 11 OF 15 PAGES ----- ------ THIS AMENDMENT NO. 2 RELATES TO THE SCHEDULE 13D DATED AS OF FEBRUARY 3, 1995 AND FILED ON BEHALF OF THE REPORTING PERSONS ON FEBRUARY 6, 1995, AS AMENDED BY AMENDMENT NO. 1 DATED FEBRUARY 17, 1995 AND FILED ON FEBRUARY 21, 1995. ITEM 5 OF SAID SCHEDULE 13D IS HEREBY DELETED IN ITS ENTIRETY AND REPLACED WITH THE TEXT OF ITEM 5 SET FORTH HEREINBELOW. UNLESS OTHERWISE DEFINED HEREIN, ALL CAPITALIZED TERMS USED HEREIN SHALL HAVE THE MEANINGS ASCRIBED TO THEM IN SAID SCHEDULE 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) The benefical ownership of each of the Reporting Persons of Common Stock of the Issuer as of the date hereof is less than five percent (5%). Specifically, the beneficial ownership of each of the Reporting Persons is as follows: (i) As of the close of business on April 2, 1996, Gotham Capital III, L.P. had disposed of an aggregate of 129,500 shares of the Common Stock of the Issuer, which reduced the aggregate amount of such shares beneficially owned by Gotham Capital III, L.P. from 168,200 shares to 38,700 shares (0.50%). (ii) As of the close of business on April 2, 1996, Gotham Capital IV, L.P. had disposed of an aggregate of 200,500 shares of Common Stock of the Issuer, which reduced the aggregate amount of such shares beneficially owned by Gotham Capital IV, L.P. from 260,200 to 59,700 (0.77%). (iii) As of the close of business on April 2, 1996, Alfred Partners, L.P. had disposed of an aggregate of 146,400 shares of Common Stock of the Issuer, which reduced the aggregate amount of such shares beneficially owned by Alfred Partners, L.P. from 253,100 to 106,700 (1.37%). (iv) As of the close of business on April 2, 1996, Alfred Partners, L.L.C. had disposed of an aggregate of 11,100 shares of Common Stock of the Issuer, which reduced the aggregate amount of such shares beneficially owned by Alfred Partners, L.L.C. from 14,900 to 3,800 (0.05%). In addition, Alfred Partners, L.L.C. may no longer be deemed to be the beneficial owner of, and no longer has shared voting or dispositive power over, the 146,400 shares of Common Stock of the Issuer disposed of by Alfred Partners, L.P. (v) As of the close of business on April 2, 1996, Woodstock Partners, L.P., through a successor entity, had disposed of an aggregate of 40,000 shares of Common Stock of the Issuer, which reduced the aggregate amount of such shares beneficially owned by Woodstock Partners, L.P. to zero (0). (vi) By reason of its interest as General Partner of Gotham Capital IV, L.P., Gotham Capital Partners, L.L.C. may be deemed to have indirect beneficial ownership of, and shared voting and dispositive power over, the 59,700 shares (0.77%) of the Common Stock of the Issuer beneficially owned by such partnership. (vii) Joel M. Greenblatt is the beneficial owner of 208,900 shares (2.68%) of the Common Stock of the Issuer solely as a general partner of Gotham Capital III, L.P. and a managing member of each of Gotham Capital Partners, L.L.C., and Alfred Partners, L.L.C. Joel M. Greenblatt does not beneficially own any shares of Common Stock of the Issuer other than through his positions as a general partner or managing member as aforesaid, and he does not have exclusive voting or dispositive power over any such shares. CUSIP NO. 168615-10-2 PAGE 12 OF 15 PAGES ----- ------ (viii) Daniel L. Nir is the beneficial owner of 208,900 shares (2.68%) of the Common Stock of the Issuer solely as a general partner of Gotham Capital III, L.P. and a managing member of each of Gotham Capital Partners, L.L.C. and Alfred Partners, L.L.C. Daniel L. Nir does not beneficially own any shares of the Common Stock of Issuer other than through his positions as a general partner or managing member as aforesaid, and he does not have exclusive voting or dispositive power over any such shares. (ix) As a result of the dispositions by Woodstock Partners, L.P. described in subparagraph (v) above, Linda Greenblatt no longer beneficially owns any shares of Common Stock of the Issuer through her position as General Partner of Woodstock Partners, L.P., nor does Ms. Greenblatt beneficially own any securities of the Issuer for her own account. The number of shares beneficially owned and the percentage of outstanding shares represented thereby, for each of the Reporting Persons, have been computed in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. The percentages of ownership described above are based on the 7,782,498 outstanding shares of Common Stock of the Issuer as of March 15, 1996, reported in the Issuer's Form 10-K filed April 1, 1996 with the Securities and Exchange Commission. (b) Each of Gotham Capital III, L.P., Gotham Capital IV, L.P. and Alfred Partners, L.P. (collectively, the "Partnerships") has the sole power to vote or to dispose of or to direct the voting or to direct the disposition of the Common Stock of the Issuer beneficially owned by it. Such voting and dispositive power may be exercised on behalf of Gotham Capital III, L.P. by its general partners. Such voting and dispositive power may be exercised on behalf of Alfred Partners, L.P. by the Managing Members of Alfred Partners, L.L.C., its general partner. Such voting and dispositive power may be exercised on behalf of Gotham Capital IV, L.P. by the Managing Members of Gotham Capital Partners, L.L.C., its general partner. Both Joel M. Greenblatt and Daniel L. Nir are the general partners of Gotham Capital III, L.P. and the Managing Members of each of Gotham Capital Partners, L.L.C. and Alfred Partners, L.L.C. Therefore, Joel M. Greenblatt and Daniel L. Nir may be deemed to each have shared voting and dispositive power over the 205,100 shares (2.63%) of the Common Stock of the Issuer beneficially owned in the aggregate by the Partnerships. Messrs. Greenblatt and Nir also may be deemed to each have shared voting and dispositive power over the 3,800 shares (0.05%) of the Common Stock of the Issuer beneficially owned by Alfred Partners, L.L.C. (c) Transactions in the securities of the Issuer reported on herein which have been effected in the past sixty days by the Reporting Persons are as follows (all such transactions were open market sales):
Reporting Number of Price Per Person Date Shares Share Total ------ ---- ------ ----- ----- Gotham Capital III, L.P. 3/26/96 (1,000) 7.0625 $ 7,062.50 Gotham Capital III, L.P. 3/26/96 (12,700) 6.9220 $ 87,909.40 Gotham Capital III L.P. 4/02/96 (115,800) 7.0085 $ 811,584.30 Gotham Capital IV, L.P. 3/26/96 (7,600) 6.9375 $ 52,725.00 Gotham Capital IV, L.P. 3/26/96 (13,800) 6,9220 $ 95,523.60 Gotham Capital IV, L.P. 4/02/96 (179,100) 7.0085 $1,255,222.35 Alfred Partners, L.P. 3/26/96 (9,900) 6.9375 $ 68,681.25 Alfred Partners, L.P. 4/02/96 (136,500) 7.0085 $ 956,660.25 Alfred Partners L.L.C. 4/03/96 (11,100) 7.0085 $ 77,794.35 Woodstock Partners, L.P. 4/03/96 (40,000) 7.0625 $ 282,500.00
CUSIP NO. 168615-10-2 PAGE 13 OF 15 PAGES ----- ------ (d) Not Applicable. (e) Not Applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit A. Agreement of Joint Filing -- Incorporated by reference to Exhibit A attached to the Schedule 13D filed with the Securities and Exchange Commission on February 6, 1995. [Signatures on next page] CUSIP NO. 168615-10-2 PAGE 14 OF 15 PAGES ----- ------ After reasonable inquiry and to the best of our knowledge and belief, we each certify that the information set forth in this statement is true, complete and correct. This statement may be executed in multiple counterparts, each of which shall be deemed an original and all of which shall constitute one (1) instrument GOTHAM CAPITAL III, L.P. By: /s/ Joel M. Greenblatt ------------------------------------------------ Joel M. Greenblatt, Managing Partner GOTHAM CAPITAL IV, L.P. By: Gotham Capital Partners, L.L.C. Its Sole General Partner By: /s/ Joel M. Greenblatt ------------------------------------------------ Joel M. Greenblatt, a Managing Member ALFRED PARTNERS, L.P. By: Alfred Partners, L.L.C. Its Sole General Partner By: /s/ Joel M. Greenblatt ------------------------------------------------ Joel M. Greenblatt, a Managing Member GOTHAM CAPITAL PARTNERS, L.L.C. By: /s/ Joel M. Greenblatt ------------------------------------------------ Joel M. Greenblatt, a Managing Member ALFRED PARTNERS, L.L.C. By: /s/ Joel M. Greenblatt ------------------------------------------------ Joel M. Greenblatt, a Managing Member /s/ Joel M. Greenblatt ---------------------------------------------------- Joel M. Greenblatt, Individually /s/ Daniel L. Nir ---------------------------------------------------- Daniel L. Nir, Individually Date: April 9,1996 CUSIP NO. 168615-10-2 PAGE 15 OF 15 PAGES ----- ------ [SIGNATURES CONTINUED FROM PREVIOUS PAGE] WOODSTOCK PARTNERS, L.P. By: /s/ Linda Greenblatt ------------------------------------------------ Linda Greenblatt, its General Partner /s/ Linda Greenblatt ---------------------------------------------------- Linda Greenblatt, individually Date: April 9, 1996 -----END PRIVACY-ENHANCED MESSAGE-----