-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ju6ZaDVwEnq6ID97Fyfb9nHmQFP8ByYfhXh6yatP58N4pWgRMNo1LDunIPC/wrSa zEC81yFKYQLzUy2TCLtYfg== 0001238213-04-000028.txt : 20040809 0001238213-04-000028.hdr.sgml : 20040809 20040809115438 ACCESSION NUMBER: 0001238213-04-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040805 FILED AS OF DATE: 20040809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCK RICHARD T CENTRAL INDEX KEY: 0000939340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21202 FILM NUMBER: 04960076 BUSINESS ADDRESS: STREET 1: 2522 HABERSHAM ROAD CITY: ATLANTA STATE: GA ZIP: 30305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTWAVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000897078 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 581588291 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7704311200 MAIL ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 FORMER COMPANY: FORMER CONFORMED NAME: BROCK INTERNATIONAL INC DATE OF NAME CHANGE: 19960227 FORMER COMPANY: FORMER CONFORMED NAME: BROCK CONTROL SYSTEMS INC DATE OF NAME CHANGE: 19930208 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-08-05 0 0000897078 FIRSTWAVE TECHNOLOGIES INC FSTW 0000939340 BROCK RICHARD T 1 1 1 0 President and CEO Non-Qualified Stock Option (right to buy) 1.51 2001-05-14 4 A 0 2417 1.51 A 2002-05-14 2011-05-14 Common Stock, no par value 2417 2417 D Non-Qualified Stock Option (right to buy) 2.84 2004-06-04 4 A 0 14784 2.84 A 2004-06-04 2014-06-04 Common Stock, no par value 14784 100000 D Non-Qualified Stock Option (right to buy) 7.71 2002-09-20 4 A 0 6667 7.71 A 2002-09-20 2012-09-20 Common Stock, no par value 6667 6667 D Non-Qualified Stock Option (right to buy) 8.47 2003-07-31 4 A 0 10000 8.47 A 2004-07-31 2013-07-31 Common Stock, no par value 10000 10000 D Non-Qualified Stock Option (right to buy) 16.5 2003-01-21 4 A 0 7000 16.5 A 2004-01-21 2013-01-21 Common Stock, no par value 7000 7000 D These options become exercisable in annual increments beginning one year after grant date. 25% of the options are exercisable after the first year, 50% after the second year, 75% after the third year, and 100% after the fourth year. Previously reported as ISOs. These options are fully vested as of the original grant date. These options are 50% vested as of original grant date. 25% vest February 2003 and 25% vest February 2004. Brock Richard T. 2004-08-05 -----END PRIVACY-ENHANCED MESSAGE-----