0000897070-16-000024.txt : 20161115
0000897070-16-000024.hdr.sgml : 20161115
20161115171136
ACCESSION NUMBER: 0000897070-16-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000897070
IRS NUMBER: 510243208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03420
FILM NUMBER: 162000510
BUSINESS ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
BUSINESS PHONE: 3026551750
MAIL ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000897070
XXXXXXXX
09-30-2016
09-30-2016
ASHFORD CAPITAL MANAGEMENT INC
1 WALKER'S MILL ROAD
WILMINGTON
DE
19807
13F HOLDINGS REPORT
028-03420
N
Victoria Horan
Vice President, Operations
302-655-1750 x108
Victoria Horan
Wilmington
DE
11-15-2016
0
107
485993
false
INFORMATION TABLE
2
acm2016-09-30.xml
ADOBE SYSTEMS
COM
00724F101
608
5600
SH
SOLE
0
5600
0
0
ISHARES CORE U.S. AGGREGATE BOND FUND
COM
464287226
7234
64351
SH
SOLE
0
64351
0
0
ARGAN INC.
COM
04010E109
21257
359130
SH
SOLE
0
359130
0
0
AMAG PHARMACEUTICALS, INC.
COM
00163U106
3028
123550
SH
SOLE
0
123550
0
0
AMERICAN SOFTWARE INC.
COM
029683109
278
25000
SH
SOLE
0
25000
0
0
AMAZON
COM
023135106
1593
1902
SH
SOLE
0
1902
0
0
ANADARKO PETROLEUM CORPORATION
COM
032511107
324
5112
SH
SOLE
0
5112
0
0
NATUS MEDICAL INC.
COM
639050103
10990
279703
SH
SOLE
0
279703
0
0
BALCHEM CORP
COM
057665200
3562
45949
SH
SOLE
0
45949
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
356
6596
SH
SOLE
0
6596
0
0
BERKSHIRE HATHAWAY A
COM
084670108
4757
22
SH
SOLE
0
22
0
0
BERKSHIRE HATHAWAY B
COM
084670207
992
6867
SH
SOLE
0
6867
0
0
BLACKROCK CREDIT ALLOCATION INCOME TRUST FUND
COM
092508100
1762
131989
SH
SOLE
0
131989
0
0
META FINANCIAL GROUP INC
COM
59100U108
24456
403495
SH
SOLE
0
403495
0
0
CARLYLE GROUP
COM
14309L102
235
15100
SH
SOLE
0
15100
0
0
CHEGG INC.
COM
163092109
9950
1403320
SH
SOLE
0
1403320
0
0
CORE LABORATORIES NV
COM
N22717107
1876
16703
SH
SOLE
0
16703
0
0
CANTEL MEDICAL CORP
COM
138098108
347
4450
SH
SOLE
0
4450
0
0
COPART INC
COM
217204106
17013
317648
SH
SOLE
0
317648
0
0
ISHARES CORE US CREDIT BOND
COM
464288620
2772
24354
SH
SOLE
0
24354
0
0
COSTAR GROUP INC
COM
22160N109
7327
33836
SH
SOLE
0
33836
0
0
CVS HEALTH CORP
COM
126650100
396
4450
SH
SOLE
0
4450
0
0
CHEVRON CORPORATION
COM
166764100
337
3270
SH
SOLE
0
3270
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
451
6729
SH
SOLE
0
6729
0
0
DANAHER CORPORATION
COM
235851102
360
4587
SH
SOLE
0
4587
0
0
DAILY JOURNAL CORP
COM
233912104
3280
14976
SH
SOLE
0
14976
0
0
DIGITAL THEATER SYSTEMS INC.
COM
23335C101
4413
103735
SH
SOLE
0
103735
0
0
EBIX INC.
COM
278715206
28404
499630
SH
SOLE
0
499630
0
0
ISHARES MSCI EMERGING MARKETS MINIMUM VOLATILITY E
COM
464286533
1135
20988
SH
SOLE
0
20988
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
2919
49371
SH
SOLE
0
49371
0
0
ISHARES TR MSCI EAFE GROWTH INDEX FD
COM
464288885
2461
35993
SH
SOLE
0
35993
0
0
ISHARES MSCI EAFE VALUE ETF
COM
464288877
2405
52097
SH
SOLE
0
52097
0
0
ENVESTNET INC
COM
29404K106
7723
211880
SH
SOLE
0
211880
0
0
EQUINIX INC
COM
29444U700
1877
5209
SH
SOLE
0
5209
0
0
EATON VANCE MUNICIPAL INCOME
COM
27826U108
302
21202
SH
SOLE
0
21202
0
0
EXPEDITORS INTL
COM
302130109
500
9700
SH
SOLE
0
9700
0
0
FACEBOOK INC - A
COM
30303M102
757
5900
SH
SOLE
0
5900
0
0
SPDR EURO STOXX 50 FUND
COM
78463X202
2141
65351
SH
SOLE
0
65351
0
0
FLEETMATICS GROUP PLC
COM
G35569105
3108
51811
SH
SOLE
0
51811
0
0
FINANCIAL ENGINES, INC
COM
317485100
6352
213795
SH
SOLE
0
213795
0
0
FRANCO-NEVADA CORP
COM
351858105
4972
71165
SH
SOLE
0
71165
0
0
GUGGENHEIM TAXABLE MUNICIPAL MANAGED DURATION TRUS
COM
401664107
1527
65658
SH
SOLE
0
65658
0
0
GENERAL MILLS INC
COM
370334104
542
8482
SH
SOLE
0
8482
0
0
CORNING INC
COM
219350105
213
8989
SH
SOLE
0
8989
0
0
ALPHABET INC - CL C
COM
38259P706
799
1028
SH
SOLE
0
1028
0
0
ALPHABET INC. CLASS A
COM
38259P508
370
460
SH
SOLE
0
460
0
0
HEALTHCARE SERVICES GROUP
COM
421906108
1105
27930
SH
SOLE
0
27930
0
0
ILLUMINA INC
COM
452327109
291
1600
SH
SOLE
0
1600
0
0
INCYTE CORP
COM
45337C102
11071
117419
SH
SOLE
0
117419
0
0
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUN
COM
11273Q109
3758
273926
SH
SOLE
0
273926
0
0
IHS MARKIT LTD
COM
G47567105
8218
218845
SH
SOLE
0
218845
0
0
INVESCO QUALITY MUNIPAL INCOME
COM
46133G107
474
34367
SH
SOLE
0
34367
0
0
JOHNSON & JOHNSON
COM
478160104
372
3150
SH
SOLE
0
3150
0
0
KINDER MORGAN HOLDCO LLC
COM
49456B101
497
21500
SH
SOLE
0
21500
0
0
COCA-COLA CO
COM
191216100
961
22702
SH
SOLE
0
22702
0
0
LITTELFUSE INC
COM
537008104
8688
67450
SH
SOLE
0
67450
0
0
LIGAND PHARMACEUTICALS - CL B
COM
53220K504
10902
106820
SH
SOLE
0
106820
0
0
LKQ CORP
COM
501889208
3972
112010
SH
SOLE
0
112010
0
0
ELI LILLY & COMPANY
COM
532457108
201
2505
SH
SOLE
0
2505
0
0
LIFELOCK, INC.
COM
53224V100
16182
956400
SH
SOLE
0
956400
0
0
LOGMEIN, INC
COM
54142L109
18134
200623
SH
SOLE
0
200623
0
0
ISHARES IBOXX INV. GRADE CORP. BOND FUND
COM
464287242
3616
29352
SH
SOLE
0
29352
0
0
MANHATTAN ASSOCIATES INC
COM
562750109
4028
69900
SH
SOLE
0
69900
0
0
REMARK MEDIA INC.
COM
75954W107
8637
1919416
SH
SOLE
0
1919416
0
0
MEDICINES COMPANY
COM
584688105
14102
373657
SH
SOLE
0
373657
0
0
MONDELEZ INTERNATIONAL INC.
COM
609207105
504
11490
SH
SOLE
0
11490
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
11381
204099
SH
SOLE
0
204099
0
0
MERCADO LIBRE
COM
58733R102
418
2260
SH
SOLE
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2260
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0
MARKETAXESS HOLDINGS INC
COM
57060D108
11747
70943
SH
SOLE
0
70943
0
0
3M CO
COM
88579Y101
366
2077
SH
SOLE
0
2077
0
0
ALTRIA GROUP INC
COM
02209S103
551
8718
SH
SOLE
0
8718
0
0
MERCK & CO
COM
58933Y105
325
5200
SH
SOLE
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5200
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MICROSOFT CORPORATION
COM
594918104
1492
25900
SH
SOLE
0
25900
0
0
MANAGED DURATION INV GRADE
COM
56165R103
2694
187571
SH
SOLE
0
187571
0
0
NEW RELIC, INC.
COM
64829B100
9309
242920
SH
SOLE
0
242920
0
0
NORFOLK SOUTHERN CORP
COM
655844108
667
6876
SH
SOLE
0
6876
0
0
NV5 GLOBAL, INC.
COM
62945V109
4407
136400
SH
SOLE
0
136400
0
0
PEPSICO INC
COM
713448108
706
6491
SH
SOLE
0
6491
0
0
PROCTOR & GAMBLE COMPANY
COM
742718109
223
2482
SH
SOLE
0
2482
0
0
PPG INDUSTRIES INC
COM
693506107
590
5713
SH
SOLE
0
5713
0
0
POWERSHARES NATIONAL AMT-FREE MUNICIPAL BOND PORTF
COM
73936T474
2530
97165
SH
SOLE
0
97165
0
0
POWERSHARES QQQ NASDAQ 100
COM
73935A104
4220
35547
SH
SOLE
0
35547
0
0
ROPER TECHNOLOGIES, INC
COM
776696106
3037
16645
SH
SOLE
0
16645
0
0
SITO MOBILE LTD.
COM
82988R104
8017
1822031
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SOLE
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1822031
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SVB FINANCIAL GROUP
COM
78486Q101
11328
102481
SH
SOLE
0
102481
0
0
SPECTRUM PHARMA. INC. SDCV 2.75% DUE 12/15/18
CONV BONDS
84763AAB4
1785
2003000
PRN
SOLE
0
2003000
0
0
STAMPS.COM INC.
COM
852857200
3972
42025
SH
SOLE
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42025
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SUPERNUS PHARMACEUTICALS INC.
COM
868459108
15891
642594
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SOLE
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642594
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SYSCO CORPORATION
COM
871829107
611
12460
SH
SOLE
0
12460
0
0
AT&T
COM
00206R102
356
8770
SH
SOLE
0
8770
0
0
TASER INT`L INC.
COM
87651B104
5997
209596
SH
SOLE
0
209596
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0
TEVA PHARMACEUTICAL ADR
COM
881624209
409
8900
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SOLE
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8900
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TESSERA TECHNOLOGIES, INC
COM
88164L100
1113
28950
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SOLE
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28950
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0
TYLER TECHNOLOGIES, INC
COM
902252105
9019
52670
SH
SOLE
0
52670
0
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UDR INC.
COM
902653104
567
15744
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SOLE
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15744
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0
AMERCO HOLDING COMPANY
COM
023586100
3968
12237
SH
SOLE
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12237
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0
ULTA SALON COSMETICS AND FRAGRANCE, INC.
COM
90384S303
207
868
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SOLE
0
868
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UNION PACIFIC CORP
COM
907818108
4078
41810
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SOLE
0
41810
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VICOR CORP
COM
925815102
19650
1693950
SH
SOLE
0
1693950
0
0
VIASAT INC.
COM
92552V100
14041
188086
SH
SOLE
0
188086
0
0
VANGUARD TOTAL STOCK MARKET ETF
COM
922908769
8754
78629
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SOLE
0
78629
0
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IPATH S&P 500 VIX SHORT TERM FUTURES ETN
COM
06740C261
561
16470
SH
SOLE
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16470
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VERIZON COMMUNICATIONS INC
COM
92343V104
362
6970
SH
SOLE
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6970
0
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WISCONSIN ENERGY CORP
COM
976657106
438
7313
SH
SOLE
0
7313
0
0
WESTERN UNION
COM
959802109
292
14035
SH
SOLE
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14035
0
0
EXXON MOBIL CORP
COM
30231G102
3486
39935
SH
SOLE
0
39935
0
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POWERSHARES S&P SMALL CAP LOW VOLATILITY PORTFOLIO
COM
73937B639
2254
58255
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58255
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