-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gw+IEoD6DAO3iSf6uVQFtnlm12raUk7r3aQBfER7mQn3NURzI7yS0piDeNteu8MY ofcv4a6sJIqBkalaPprzkA== 0000897070-02-000009.txt : 20021118 0000897070-02-000009.hdr.sgml : 20021118 20021115143855 ACCESSION NUMBER: 0000897070-02-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000897070 IRS NUMBER: 510243208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03420 FILM NUMBER: 02829531 BUSINESS ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 BUSINESS PHONE: 3026551750 MAIL ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 13F-HR 1 sep2002-13f.txt Main Page (1) TYPE 13F-HR DOCUMENT-COUNT 1 PERIOD 9/30/02 FILER CIK 0000897070 CCC $3ffyizp SUBMISSION-CONTACT NAME VICTORIA HORAN PHONE 302-655-1750 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashford Capital Management, Inc. Address: P.O. Box 4172 Wilmington, DE 19807 13F File Number: 28-3420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louise Victoria Horan Title: Vice President, Operations Phone: 302-655-1750 Signature, Place, and Date of Signing: ____________________________ _____________________________ __________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: $385,605 (thousands) List of Other Included Managers: Brandywine Managers, LLC NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE A D A M INC COMMON 00088U108 128 159539 SH SOLE 159539 0 0 AARON RENTS INC COMMON 002535201 5343 232296 SH SOLE 232296 0 0 ACTEL CORP COMMON 004934105 1847 177549 SH SOLE 177549 0 0 ADOBE SYS INC COMMON 00724F101 462 24200 SH SOLE 24200 0 0 ADOLOR CORP COMMON 00724X102 2936 209399 SH SOLE 209399 0 0 ALLIED CAP CORP NEW COMMON 01903Q108 9629 439895 SH SOLE 439895 0 0 AMBASSADORS GROUP INC COMMON 023177108 12290 834897 SH SOLE 834897 0 0 AMBASSADORS INTL INC COMMON 023178106 7326 896697 SH SOLE 896697 0 0 AMERICAN PWR CONVERSION COMMON 029066107 624 65300 SH SOLE 65300 0 0 APPLIED IMAGING CORP COMMON 03820G106 1061 536000 SH SOLE 536000 0 0 ARMOR HOLDINGS INC COMMON 042260109 9696 646800 SH SOLE 646800 0 0 BMC SOFTWARE INC COMMON 055921100 146 11198 SH SOLE 11198 0 0 BALCHEM CORP COMMON 057665200 8370 386600 SH SOLE 386600 0 0 BERKSHIRE HATHAWAY INC D CL A 084670108 1995 27 SH SOLE 27 0 0 BERKSHIRE HATHAWAY INC D CL B 084670207 1790 726 SH SOLE 726 0 0 BROWN & BROWN INC COMMON 115236101 10103 336750 SH SOLE 336750 0 0 CSG SYS INTL INC COMMON 126349109 8972 823142 SH SOLE 823142 0 0 CARDINAL HEALTH INC COMMON 14149Y108 291 4675 SH SOLE 4675 0 0 CASH AMER INTL INC COMMON 14754D100 5081 620399 SH SOLE 620399 0 0 CENTRAL PKG CORP COMMON 154785109 16230 805846 SH SOLE 805846 0 0 CEPHALON INC COMMON 156708109 1549 37943 SH SOLE 37943 0 0 CEPHALON INC NOTE 5.250 5/0 156708AC3 6189 6848000 PRN SOLE 6848000 0 0 CHEVRONTEXACO CORP COMMON 166764100 417 6016 SH SOLE 6016 0 0 CHOICE HOTELS INTL INC COMMON 169905106 254 11000 SH SOLE 11000 0 0 CIRCUIT CITY STORE INC COMMON 172737108 1312 86604 SH SOLE 86604 0 0 CLARUS CORP COMMON 182707109 4426 867800 SH SOLE 867800 0 0 COCA COLA CO COMMON 191216100 400 8332 SH SOLE 8332 0 0 COLLAGENEX PHARMACEUTICA COMMON 19419B100 4644 737200 SH SOLE 737200 0 0 COPART INC COMMON 217204106 7064 651023 SH SOLE 651023 0 0 COSTAR GROUP INC COMMON 22160N109 4000 222200 SH SOLE 222200 0 0 COUSINS PPTYS INC COMMON 222795106 8502 369658 SH SOLE 369658 0 0 CREDIT ACCEP CORP MICH COMMON 225310101 198 24200 SH SOLE 24200 0 0 DAILY JOURNAL CORP COMMON 233912104 560 22400 SH SOLE 22400 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 598 16568 SH SOLE 16568 0 0 DURATEK INC COMMON 26658Q102 5150 865500 SH SOLE 865500 0 0 EPIX MEDICAL INC COMMON 26881Q101 224 49500 SH SOLE 49500 0 0 EPIQ SYS INC S3 COMMON 26882D109 11807 668575 SH SOLE 668575 0 0 EQUINIX INC COMMON 29444U106 142 418500 SH SOLE 418500 0 0 EXPEDITORS INTL WASH INC COMMON 302130109 4660 166800 SH SOLE 166800 0 0 EXXON MOBIL CORP COMMON 30231G102 1851 58013 SH SOLE 58013 0 0 FTI CONSULTING INC COMMON 302941109 6115 153800 SH SOLE 153800 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 3906 132350 SH SOLE 132350 0 0 FIRST AMERN CORP CALIF DBCV 4.500 4/1 318522AD1 2029 1999000 PRN SOLE 1999000 0 0 FIRST DATA CORP COMMON 319963104 5337 190940 SH SOLE 190940 0 0 GLENBOROUGH RLTY TR INC COMMON 37803P105 3632 178900 SH SOLE 178900 0 0 GLOBESPANVIRATA INC COMMON 37957V106 88 37230 SH SOLE 37230 0 0 HARRIS INTERACTIVE INC COMMON 414549105 174 75600 SH SOLE 75600 0 0 HEWLETT PACKARD CO COMMON 428236103 173 14834 SH SOLE 14834 0 0 HI-TECH PHARMACAL INC COMMON 42840B101 2107 158750 SH SOLE 158750 0 0 HOTELS COM COMMON 44147T108 1027 20300 SH SOLE 20300 0 0 IMMUCOR INC COMMON 452526106 6209 382100 SH SOLE 382100 0 0 IMPAX LABS S3 COMMON 45256B101 4652 957133 SH SOLE 957133 0 0 INHALE THERAPEUTIC SYS I SDCV 5.00 02/08 457191AD6 1075 2150000 PRN SOLE 2150000 0 0 INHALE THERAPEUTIC SYS I NOTE 5.000 2/0 457191AF1 695 1390000 PRN SOLE 1390000 0 0 INTEGRAL SYS INC MD COMMON 45810H107 12037 629897 SH SOLE 629897 0 0 INTEL CORP COMMON 458140100 167 12000 SH SOLE 12000 0 0 INTERNATIONAL RECTIFIER COMMON 460254105 211 13500 SH SOLE 13500 0 0 INT'L RECTIFIER (REG'D) NOTE 4.250 7/1 460254AE5 8848 11307000 PRN SOLE 11307000 0 0 INTERNATIONAL SPEEDWAY C CL A 460335201 8923 224596 SH SOLE 224596 0 0 INTERNATIONAL SPEEDWAY C CL B 460335300 1492 37725 SH SOLE 37725 0 0 IONICS INC COMMON 462218108 481 20200 SH SOLE 20200 0 0 JOHNSON & JOHNSON COMMON 478160104 411 7600 SH SOLE 7600 0 0 KAISER LLC CL A (PRIV) COMMON 483101101 682 454700 SH SOLE 454700 0 0 KRONOS INC COMMON 501052104 8068 327577 SH SOLE 327577 0 0 LENDINGTREE INC RESTRICT COMMON 52602Q105 737 50000 SH SOLE 50000 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2232 71999 SH SOLE 71999 0 0 LIFELINE SYS INC COMMON 532192101 3406 154800 SH SOLE 154800 0 0 LITTELFUSE INC COMMON 537008104 4509 268096 SH SOLE 268096 0 0 MBNA CORP COMMON 55262L100 7177 390473 SH SOLE 390473 0 0 MANOR CARE INC NEW COMMON 564055101 337 15000 SH SOLE 15000 0 0 MAPINFO CORP COMMON 565105103 1930 488620 SH SOLE 488620 0 0 MAXIM INTEGRATED PRODS I COMMON 57772K101 2768 111800 SH SOLE 111800 0 0 MEDALLION FINL CORP COMMON 583928106 1405 294500 SH SOLE 294500 0 0 MEDQUIST INC COM 584949101 2704 115214 SH SOLE 115214 0 0 MEGO FINANCIAL CORP. WARRANT $4.00 7/ 584990105 0 200000 SOLE 200000 0 0 MEMBERWORKS INC COMMON 586002107 5930 340400 SH SOLE 340400 0 0 MERCURY COMPUTER SYS COMMON 589378108 5941 251748 SH SOLE 251748 0 0 MICROSOFT CORP COMMON 594918104 219 5000 SH SOLE 5000 0 0 MULTI COLOR CORP COMMON 625383104 4583 327350 SH SOLE 327350 0 0 NUCO2, INC (PIPE) COMMON 629428103 1432 175000 SH SOLE 175000 0 0 NATIONAL DATA CORP NOTE 5.000 11/0 635621AA3 1896 1975000 PRN SOLE 1975000 0 0 NAVIGATORS GROUP INC COMMON 638904102 4208 207600 SH SOLE 207600 0 0 NAUTILUS GROUP INC COMMON 63910B102 2414 123800 SH SOLE 123800 0 0 PENWEST PHARMACEUTICALS COMMON 709754105 3612 433600 SH SOLE 433600 0 0 PHARMACEUTICAL RES INC COMMON 717125108 8892 317800 SH SOLE 317800 0 0 PHILADELPHIA CONS HLDG C COMMON 717528103 1941 65800 SH SOLE 65800 0 0 PHOENIX TECHNOLOGY LTD COMMON 719153108 3937 542996 SH SOLE 542996 0 0 PRE PAID LEGAL SVCS INC COMMON 740065107 6892 346694 SH SOLE 346694 0 0 QUOVADX INC COMMON 74913K106 541 386500 SH SOLE 386500 0 0 RESPIRONICS INC COMMON 761230101 2511 78430 SH SOLE 78430 0 0 SRI CORP SDCV 8.750 1/0 784642AA8 717 235000 PRN SOLE 235000 0 0 SAFENET INC COMMON 78645R107 5249 323200 SH SOLE 323200 0 0 SELECTIVE INS GROUP INC COMMON 816300107 417 19200 SH SOLE 19200 0 0 SEPRACOR INC 144 (SWP) SDCV 7.000 12/1 817315AF1 2400 3895000 PRN SOLE 3895000 0 0 SEPRACOR INC (REG'D) SDCV 7.000 12/1 817315AH7 4078 6618000 PRN SOLE 6618000 0 0 SERACARE LIFE SCIENCES I COMMON 81747Q100 2898 579500 SH SOLE 579500 0 0 SILICON VY BANCSHARES COMMON 827064106 3868 228498 SH SOLE 228498 0 0 SITARA NETWORKS (PRIV.) SERIES B 1 SR CO 829990233 76 62858 SH SOLE 62858 0 0 STRAYER ED INC COMMON 863236105 2522 42400 SH SOLE 42400 0 0 SUN MICROSYSTEMS INC COMMON 866810104 66 25560 SH SOLE 25560 0 0 SYLVAN LEARNING SYS INC COMMON 871399101 4157 303897 SH SOLE 303897 0 0 SYSTEMS & COMPUTER TECHN SDCV 5.000 10/1 871873AB1 4358 5150000 PRN SOLE 5150000 0 0 TALX CORP COMMON 874918105 4972 377555 SH SOLE 377555 0 0 THRUCOMM, INC WT EXC $0.001 7/19/ 885990101 0 337012 SOLE 337012 0 0 UNION PAC CORP COMMON 907818108 721 12458 SH SOLE 12458 0 0 UNITED DOMINION REALTY T COMMON 910197102 828 52034 SH SOLE 52034 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 2477 28400 SH SOLE 28400 0 0 UTAH MED PRODS INC COMMON 917488108 445 27700 SH SOLE 27700 0 0 VALASSIS COMMUNICATIONS COMMON 918866104 4636 132200 SH SOLE 132200 0 0 VALUEVISION MEDIA INC CL A 92047K107 3691 313900 SH SOLE 313900 0 0 VIRAGE LOGIC CORP COMMON 92763R104 4187 444000 SH SOLE 444000 0 0 VISUAL NETWORKS INC COMMON 928444108 1278 1485500 SH SOLE 1485500 0 0 VITESSE SEMICONDUCTOR CO COMMON 928497106 173 254500 SH SOLE 254500 0 0 YOCREAM INTL INC COMMON 986001105 793 101700 SH SOLE 101700 0 0 SCOTTISH ANNUITY & LIFE ORD G7885T104 1081 63400 SH SOLE 63400 0 0 TARO PHARMACEUTICAL INDS ORD M8737E108 321 9500 SH SOLE 9500 0 0 CARLISLE HLDGS LTD ORD P21277101 236 114669 SH SOLE 114669 0 0
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