-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A4WMGVo1xFk7Q9qcTjxNrigCozOIymbT+Jv38wfahQDX7SYkdgY6XdqnvzDIJTnL SpgmxEL2boZ0nm3a2O2ORA== 0000897070-01-000002.txt : 20010224 0000897070-01-000002.hdr.sgml : 20010224 ACCESSION NUMBER: 0000897070-01-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000897070 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510243208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03420 FILM NUMBER: 1549162 BUSINESS ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 BUSINESS PHONE: 3026551750 MAIL ADDRESS: STREET 1: 3801 KENNETT PIKE SUITE B 107 CITY: WILMINGTON STATE: DE ZIP: 19807 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashford Capital Management, Inc. Address: P.O. Box 4172 Wilmington, DE 19807 Form 13F File Number: 28-3420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jane C. Ashford Title: Treasurer Phone: 302-655-1750 Signature, Place, and Date of Signing: ____________________ _____________________________ __________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $491,629 (thousands) List of Other Included Managers: Brandywine Managers, LLC NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ARI NETWORK SVCS INC COM NEW 001930205 506 540100 SH SOLE 540100 0 0 AARON RENTS INC COMMON 002535201 3701 263200 SH SOLE 263200 0 0 ACTEL CORP COMMON 004934105 9077 375277 SH SOLE 375277 0 0 ADOBE SYS INC COMMON 00724F101 1576 27092 SH SOLE 27092 0 0 ALLIED CAP CORP NEW COMMON 01903Q108 10771 515963 SH SOLE 515963 0 0 AMBASSADORS INTL INC COMMON 023178106 13853 729100 SH SOLE 729100 0 0 AMERICAN PWR CONVERSION COMMON 029066107 1481 119689 SH SOLE 119689 0 0 ANADARKO PETE CORP COMMON 032511107 329 4624 SH SOLE 4624 0 0 APPLERA CORP-APPLIED BIO COM AP BIO GRP 038020103 9035 96056 SH SOLE 96056 0 0 APPLERA CORP-CELERA GEN COM CE GEN GRP 038020202 1484 41092 SH SOLE 41092 0 0 APPLIED IMAGING CORP COMMON 03820G106 3380 932533 SH SOLE 932533 0 0 ARMOR HOLDINGS INC COMMON 042260109 4574 262300 SH SOLE 262300 0 0 ARROW ELECTRS INC COMMON 042735100 206 7210 SH SOLE 7210 0 0 ARTESYN TECHNOLOGIES INC COMMON 043127109 4340 273405 SH SOLE 273405 0 0 BMC SOFTWARE INC COMMON 055921100 359 25608 SH SOLE 25608 0 0 BELLSOUTH CORP COMMON 079860102 368 9000 SH SOLE 9000 0 0 BERKSHIRE HATHAWAY INC D CL A 084670108 1917 27 SH SOLE 27 0 0 BERKSHIRE HATHAWAY INC D CL B 084670207 1669 709 SH SOLE 709 0 0 BROWN & BROWN INC COMMON 115236101 1352 38628 SH SOLE 38628 0 0 CMGI INC COMMON 125750109 1388 248060 SH SOLE 248060 0 0 CSG SYS INTL INC COMMON 126349109 13614 290046 SH SOLE 290046 0 0 CARDINAL HEALTH INC COMMON 14149Y108 334 3353 SH SOLE 3353 0 0 CASH AMER INTL INC COMMON 14754D100 1799 411200 SH SOLE 411200 0 0 CENTRAL PKG CORP COMMON 154785109 17523 876125 SH SOLE 876125 0 0 CEPHALON INC COMMON 156708109 2982 47099 SH SOLE 47099 0 0 CHEVRON CORPORATION COMMON 166751107 507 6000 SH SOLE 6000 0 0 CHOICE HOTELS INTL INC COMMON 169905106 274 20001 SH SOLE 20001 0 0 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 1360 118264 SH SOLE 118264 0 0 CLARUS CORP COMMON 182707109 1613 230400 SH SOLE 230400 0 0 COCA COLA CO COMMON 191216100 520 8532 SH SOLE 8532 0 0 COM21 INC COMMON 205937105 1116 238000 SH SOLE 238000 0 0 CONVERA CORP CL A 211919105 3617 203780 SH SOLE 203780 0 0 CONTROL DELIVERY SYSTEMS SER A PFD RESTRI 212990220 2500 46520 SOLE 46520 0 0 COPART INC COMMON 217204106 18781 873551 SH SOLE 873551 0 0 COSTAR GROUP INC COMMON 22160N109 3362 142300 SH SOLE 142300 0 0 COUSINS PPTYS INC COMMON 222795106 11531 412733 SH SOLE 412733 0 0 CREDIT ACCEP CORP MICH COMMON 225310101 145 24200 SH SOLE 24200 0 0 DAILY JOURNAL CORP COMMON 233912104 672 22400 SH SOLE 22400 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 1011 20924 SH SOLE 20924 0 0 DURATEK INC COMMON 26658Q102 4028 644489 SH SOLE 644489 0 0 EPIQ SYS INC RESTRICTED COMMON 26882D109 9254 540379 SH SOLE 540379 0 0 EFFICIENT NETWORKS INC COMMON 282056100 1639 115000 SH SOLE 115000 0 0 ENDOREX CORP COM NEW 29264N307 215 214500 SH SOLE 214500 0 0 ENREV CORP RESTRICTED COMMON 293993101 900 50000 SH SOLE 50000 0 0 EQUINIX INC COMMON 29444U106 8344 1907300 SH SOLE 1907300 0 0 EVOLVING SYS INC COMMON 30049R100 2704 1253900 SH SOLE 1253900 0 0 EXPEDITORS INTL WASH INC COMMON 302130109 7452 138800 SH SOLE 138800 0 0 EXXON MOBIL CORP COMMON 30231G102 2710 31175 SH SOLE 31175 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 9562 409071 SH SOLE 409071 0 0 FIRST DATA CORP COMMON 319963104 6547 124252 SH SOLE 124252 0 0 GARDEN FRESH RESTAURANT COMMON 365235100 67 10800 SH SOLE 10800 0 0 GENERAL ELEC CO COMMON 369604103 317 6603 SH SOLE 6603 0 0 GERALD STEVENS S3 COMMON 37369G200 163 192940 SH SOLE 192940 0 0 GLENBOROUGH RLTY TR INC COMMON 37803P105 9899 569700 SH SOLE 569700 0 0 HEWLETT PACKARD CO COMMON 428236103 468 14834 SH SOLE 14834 0 0 IMPAX LABS S3 COMMON 45256B101 3712 560233 SH SOLE 560233 0 0 INFOSPACE INC COMMON 45678T102 194 21962 SH SOLE 21962 0 0 INHALE THER. SYS S3 COMMON 457191104 12545 248416 SH SOLE 248416 0 0 INHALE THERAPEUTIC SYS I SDCV 5.00 02/08 457191AD6 2828 2000000 PRN SOLE 2000000 0 0 INTEGRAL SYS INC MD COMMON 45810H107 6833 488100 SH SOLE 488100 0 0 INTEL CORP COMMON 458140100 361 12000 SH SOLE 12000 0 0 INTL PAPER CO COMMON 460146103 218 5346 SH SOLE 5346 0 0 INTERNATIONAL RECTIFIER COMMON 460254105 1605 53500 SH SOLE 53500 0 0 INT'L RECTIFIER (REG'D) NOTE 4.250 7/1 460254AE5 5353 8050000 PRN SOLE 8050000 0 0 INTERNATIONAL SPEEDWAY C CL A 460335201 8987 236500 SH SOLE 236500 0 0 INTERNATIONAL SPEEDWAY C CL B 460335300 1471 37725 SH SOLE 37725 0 0 IONICS INC COMMON 462218108 1368 48200 SH SOLE 48200 0 0 JOHNSON & JOHNSON COMMON 478160104 483 4600 SH SOLE 4600 0 0 KAISER VENTURES INC COMMON 483100103 4355 435508 SH SOLE 435508 0 0 KENT ELECTRS CORP COMMON 490553104 688 41700 SH SOLE 41700 0 0 KEY TECHNOLOGY INC PFD CONV SER B 493143200 660 96000 SH SOLE 96000 0 0 KRONOS INC COMMON 501052104 7162 231499 SH SOLE 231499 0 0 LCC INTERNATIONAL INC CL A 501810105 194 17800 SH SOLE 17800 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1568 54900 SH SOLE 54900 0 0 LITTELFUSE INC COMMON 537008104 10346 361445 SH SOLE 361445 0 0 MBNA CORP COMMON 55262L100 13125 355333 SH SOLE 355333 0 0 MANOR CARE INC NEW COMMON 564055101 402 19500 SH SOLE 19500 0 0 MAPINFO CORP COMMON 565105103 42425 897889 SH SOLE 897889 0 0 MAXIM INTEGRATED PRODS I COMMON 57772K101 7588 158700 SH SOLE 158700 0 0 MEDALLION FINL CORP COMMON 583928106 7413 506900 SH SOLE 506900 0 0 MEDQUIST INC COM 584949101 2183 136440 SH SOLE 136440 0 0 MERCK & CO INC COMMON 589331107 375 4000 SH SOLE 4000 0 0 MERCURY COMPUTER SYS COMMON 589378108 17800 383306 SH SOLE 383306 0 0 MICROSOFT CORP COMMON 594918104 451 10400 SH SOLE 10400 0 0 MILLER INDS INC TENN COMMON 600551105 281 500000 SH SOLE 500000 0 0 NATIONAL DATA CORP NOTE 5.000 11/0 635621AA3 1792 1975000 PRN SOLE 1975000 0 0 NOVAMETRIX MED SYS INC COMMON 669870107 1628 388800 SH SOLE 388800 0 0 ODWALLA INC COMMON 676111107 2925 296200 SH SOLE 296200 0 0 PMR CORP COMMON 693451106 142 98600 SH SOLE 98600 0 0 PAMECO CORP COM NEW 697934305 1 25098 SH SOLE 25098 0 0 PENTAIR INC COMMON 709631105 492 20342 SH SOLE 20342 0 0 PFIZER INC COMMON 717081103 219 4750 SH SOLE 4750 0 0 PHOENIX TECHNOLOGY LTD COMMON 719153108 7892 585300 SH SOLE 585300 0 0 PLANTRONICS INC NEW COMMON 727493108 13713 291776 SH SOLE 291776 0 0 PRE PAID LEGAL SVCS INC COMMON 740065107 4307 168900 SH SOLE 168900 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 355 8400 SH SOLE 8400 0 0 SHELDAHL INC SER D CV PFD $5.000 754990208 488 1500 SH SOLE 1500 0 0 RESPIRONICS INC COMMON 761230101 2380 83500 SH SOLE 83500 0 0 ROBBINS & MYERS INC COMMON 770196103 832 34500 SH SOLE 34500 0 0 SRI CORP SDCV 8.750 1/0 784642AA8 894 260000 PRN SOLE 260000 0 0 SAFENET INC COMMON 78645R107 5602 119200 SH SOLE 119200 0 0 SELECTIVE INS GROUP INC COMMON 816300107 466 19200 SH SOLE 19200 0 0 SEPRACOR INC COMMON 817315104 2549 31816 SH SOLE 31816 0 0 SEPRACOR INC 144 SWP SDCV 7.000 12/1 817315AF1 5401 3820000 PRN SOLE 3820000 0 0 SEPRACOR INC (REG'D) SDCV 7.000 12/1 817315AH7 4326 3060000 PRN SOLE 3060000 0 0 SHELDAHL CO RESTRICTED SALE W/ PROSPECT 822440103 49 24451 SH SOLE 24451 0 0 SILICON VY BANCSHARES COMMON 827064106 5865 169700 SH SOLE 169700 0 0 SUN MICROSYSTEMS INC COMMON 866810104 791 28360 SH SOLE 28360 0 0 SYSTEMS & COMPUTER TECHN COMMON 871873105 802 65100 SH SOLE 65100 0 0 SYSTEMS & COMPUTER TECHN SDCV 5.000 10/1 871873AB1 3830 4840000 PRN SOLE 4840000 0 0 TALX CORP COMMON 874918105 5912 147800 SH SOLE 147800 0 0 TERADYNE INC COMMON 880770102 589 15800 SH SOLE 15800 0 0 THERAGENICS CORP COMMON 883375107 2820 564040 SH SOLE 564040 0 0 TRANSWITCH CORP COMMON 894065101 4124 105400 SH SOLE 105400 0 0 UNION PAC CORP COMMON 907818108 647 12758 SH SOLE 12758 0 0 UNITED DOMINION REALTY T COMMON 910197102 683 63192 SH SOLE 63192 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 2087 34000 SH SOLE 34000 0 0 VALASSIS COMMUNICATIONS COMMON 918866104 6145 194700 SH SOLE 194700 0 0 VALUEVISION INTL INC CL A 92047K107 3370 266962 SH SOLE 266962 0 0 VICAL INC COMMON 925602104 370 20000 SH SOLE 20000 0 0 VIRATA CORP COMMON 927646109 1608 147900 SH SOLE 147900 0 0 VITESSE SEMICONDUCTOR CO COMMON 928497106 5052 91338 SH SOLE 91338 0 0 WORLDCOM INC GA NEW COMMON 98157D106 956 67951 SH SOLE 67951 0 0 CARLISLE HLDGS LTD ORD P21277101 7655 1093521 SH SOLE 1093521 0 0
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