UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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WASHINGTON, D.C. 20549
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SCHEDULE TO
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ISSUER TENDER OFFER STATEMENT
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UNDER SECTION 13(e)(1) OF THE
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SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 2)
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DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC.
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(Name of Subject Company)
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DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC.
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(Name of Filing Person (Issuer))
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SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE
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(Title of Class of Securities)
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245915103
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(CUSIP Number of Class of Securities)
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David F. Connor, Esq., Secretary
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Delaware Investments Dividend and Income Fund, Inc.
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2005 Market Street
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Philadelphia, Pennsylvania 19103
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800-523-1918
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(Name, Address and Telephone Number of Person Authorized to Receive
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Notices and Communications on Behalf of Filing Person)
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CALCULATION OF FILING FEE
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TRANSACTION VALUATION $4,580,524.80 (a)
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AMOUNT OF FILING FEE: $916.10 (b) | ||
(a)
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Pursuant to Rule 0-11(b)(1) under the Securities Exchange Act of 1934, as amended, the transaction value was calculated by multiplying 404,640 shares of Common Stock of Delaware Investments Dividend and Income Fund, Inc. by $11.32, the Net Asset Value per share as of the close of ordinary trading on the New York Stock Exchange on May 19, 2017.
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(b)
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Calculated as 1/50 of 1% of the Transaction Valuation.
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/X/
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid:
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$916.10
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Form or Registration No.:
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Schedule TO
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Filing Party:
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Delaware Investments Dividend and Income Funds, Inc.
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Date Filed:
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June 1, 2017
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/ /
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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/ /
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third-party tender offer subject to Rule 14d-1.
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/X/
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issuer tender offer subject to Rule 13e-4.
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/ /
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going-private transaction subject to Rule 13e-3.
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/ /
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amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final amendment reporting the results of the tender offer:
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/X/
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DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC.
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/s/ Richard Salus
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Richard Salus
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Senior Vice President and Chief Financial Officer
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Press release
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PHILADELPHIA, July 7, 2017
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Investors
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Media contacts
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Georgeson LLC
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Daniela Palmieri
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888 605-8334
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215 255-8878
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delawarefunds.com/closed-end
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Jessica Fitzgerald
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215 255-1336
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