0001325358-14-000717.txt : 20140729 0001325358-14-000717.hdr.sgml : 20140729 20140729154509 ACCESSION NUMBER: 0001325358-14-000717 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140531 FILED AS OF DATE: 20140729 DATE AS OF CHANGE: 20140729 EFFECTIVENESS DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC CENTRAL INDEX KEY: 0000896923 IRS NUMBER: 232713064 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07460 FILM NUMBER: 14999711 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 18005231918 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 20020319 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE GROUP DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19930714 NSAR-A 1 answer.fil MAIN DOCUMENT 000 A000000 05/31/2014 000 C000000 0000896923 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DELWARE INV DIVIDEND & INCOME FUND, INC. 001 B000000 811-07460 001 C000000 2152552369 002 A000000 2005 MARKET STREET 002 B000000 PHILADELPHIA 002 C000000 PA 002 D010000 19103 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 DELAWARE MANAGEMENT COMPANY/A SERIES OF DMBT 008 B000001 A 008 C000001 801-3850 008 D010001 PHILADELPHIA 008 D020001 PA 008 D030001 19103 011 A000001 DELAWARE DISTRIBUTORS, L.P. 011 B000001 8-29755 011 C010001 PHILADELPHIA 011 C020001 PA 011 C030001 19103 012 A000001 MELLON INVESTOR SERVICES 012 B000001 84-5579 012 C010001 RIDGEFIELD 012 C020001 NJ 012 C030001 07660 013 A000001 ERNST & YOUNG LLP 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 014 A000001 DELAWARE DISTRIBUTORS, L.P. 014 B000001 8-29755 014 A000002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY 014 B000002 8-13034 014 A000003 LINCOLN FINANCIAL ADVISORS, CORP. 014 B000003 8-14685 014 A000004 LINCOLN FINANCIAL DISTRIBUTOR, INC. 014 B000004 8-13431 014 A000005 JEFFERSON PILOT SECURITIES CORPORATION 014 B000005 8-14609 014 A000006 WINDWARD SECURITIES CORPORATION 014 B000006 8-66037 014 A000007 JEFFERSON PILOT VARIABLE CORPORATION 014 B000007 8-15753 015 A000001 BNY MELLON BANK N.A. 015 B000001 C 015 C010001 EVERETT 015 C020001 MA 015 C030001 02149 018 000000 Y 019 A000000 Y 019 B000000 85 019 C000000 DELAWAREIN 020 A000001 CITIGROUP GLOBAL MARKETS, INC. 020 B000001 11-2418191 020 C000001 2 020 A000002 CREDIT SUISSE FIRST BOSTON CORPORATION 020 B000002 13-5659485 020 C000002 1 020 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000003 13-5674085 020 C000003 1 020 A000004 MORGAN STANLEY & CO 020 B000004 13-2655998 020 C000004 1 020 A000005 CITATION FINANCIAL GROUP, L.P. 020 B000005 13-3144415 020 C000005 1 020 A000006 CONVERGEX EXECUTION SOLUTIONS LLC 020 B000006 13-3989198 020 C000006 1 020 A000007 JEFFERIES & COMPANY, INC. 020 B000007 95-2622900 020 C000007 1 020 A000008 RBC CAPITAL MARKETS CORPORATION 020 B000008 13-5033225 020 C000008 1 020 A000009 WEEDEN & CO L.P. 020 B000009 13-3364318 020 C000009 1 020 A000010 BNP PARIBAS SECURITIES CORP. 020 B000010 13-3235334 020 C000010 0 021 000000 9 022 A000001 BANC OF AMERICA SECURITIES LLC 022 B000001 56-2058405 022 C000001 3569 022 D000001 3849 022 A000002 CITIGROUP GLOBAL MARKETS, INC. 022 B000002 11-2418191 022 C000002 4333 022 D000002 1568 022 A000003 GOLDMAN SACHS & CO 022 B000003 13-5108880 022 C000003 2384 022 D000003 2801 022 A000004 JP MORGAN SECURITIES INC 022 B000004 13-3379014 022 C000004 2700 022 D000004 1946 022 A000005 CREDIT SUISSE FIRST BOSTON CORPORATION 022 B000005 13-5659485 022 C000005 2278 022 D000005 1751 022 A000006 MORGAN STANLEY & CO. 022 B000006 13-2655998 022 C000006 1729 022 D000006 1227 022 A000007 BARCLAYS INVESTMENTS, INC. 022 B000007 06-1031656 022 C000007 1230 022 D000007 1141 022 A000008 DEUTSCHE BANC SECURITIES, INC. 022 B000008 13-2730828 022 C000008 1345 022 D000008 630 022 A000009 WACHOVIA SECURITIES INC. 022 B000009 34-1542819 022 C000009 725 022 D000009 1193 022 A000010 JEFFERIES & COMPANY, INC 022 B000010 95-2622900 022 C000010 900 022 D000010 849 023 C000000 25821 023 D000000 21039 024 000000 Y 025 A000001 BARCLAYS INVESTMENTS, INC. 025 B000001 06-1631656 025 C000001 D 025 D000001 230 025 A000002 JP MORGAN SECURITIES LLC 025 B000002 13-3224016 025 C000002 D 025 D000002 130 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 N 027 000000 N 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.550 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 Y 053 B000000 Y 054 A000000 Y 054 B000000 N 054 C000000 N 054 D000000 Y 054 E000000 Y 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 Y 055 B000000 Y 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 Y 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 Y 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 Y 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 Y 070 H010000 N 070 H020000 N 070 I010000 Y 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 Y 070 O010000 Y 070 O020000 Y 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 29602 071 B000000 29858 071 C000000 128157 071 D000000 23 072 A000000 6 072 B000000 1470 072 C000000 1210 072 D000000 0 072 E000000 22 072 F000000 350 072 G000000 22 072 H000000 0 072 I000000 85 072 J000000 3 072 K000000 0 072 L000000 0 072 M000000 3 072 N000000 0 072 O000000 0 072 P000000 149 072 Q000000 0 072 R000000 17 072 S000000 12 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 28 072 X000000 669 072 Y000000 0 072 Z000000 2033 072AA000000 4243 072BB000000 338 072CC010000 3038 072CC020000 0 072DD010000 2973 072DD020000 0 072EE000000 0 073 A010000 0.3150 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 8 074 B000000 0 074 C000000 343 074 D000000 46724 074 E000000 4082 074 F000000 79718 074 G000000 0 074 H000000 0 074 I000000 1718 074 J000000 1528 074 K000000 0 074 L000000 862 074 M000000 7176 074 N000000 142159 074 O000000 2133 074 P000000 65 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 11 074 R040000 36073 074 S000000 0 074 T000000 103877 074 U010000 9439 074 U020000 0 074 V010000 11.01 074 V020000 0.00 074 W000000 0.0000 074 X000000 236 074 Y000000 7048 075 A000000 0 075 B000000 99460 076 000000 10.90 077 A000000 N 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 FEDERAL INSURANCE COMPANY 080 B000000 ST. PAUL FIRE AND MARINE INSURANCE COMPANY 080 C000000 40000 081 A000000 Y 081 B000000 85 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 245915103 087 A030000 DDF 088 A000000 Y 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE Brian L. Murray TITLE Senior Vice President/Chief Compliance Officer