0001325358-12-000264.txt : 20120727 0001325358-12-000264.hdr.sgml : 20120727 20120727152224 ACCESSION NUMBER: 0001325358-12-000264 CONFORMED SUBMISSION TYPE: NSAR-A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120531 FILED AS OF DATE: 20120727 DATE AS OF CHANGE: 20120727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC CENTRAL INDEX KEY: 0000896923 IRS NUMBER: 232713064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07460 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 18005231918 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 20020319 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE GROUP 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PAUL FIRE AND MARINE INSURANCE COMPANY 080 C000000 40000 081 A000000 Y 081 B000000 85 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 245915103 087 A030000 DDF 088 A000000 Y 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE Brian L. Murray TITLE SVP/Chief Compliance Officer EX-99.77Q1 OTHR EXHB 2 delawareinvestmentsdividenda.htm EXHIBIT LIST 
DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC.

Registration No. 811-07460
FORM N-SAR
Semi-Annual Period Ended May 31, 2012


SUB-ITEM 77O:  Transactions effected pursuant to Rule 10f-3

One (1) transaction for the semi-annual period ended May 31, 2012 effected pursuant to Rule
10f-3, attached as Exhibit.
WS: MFG_Philadelphia: 861848: v1
WS: MFG_Philadelphia: 861848: v1
EX-99.77O RULE 10F-3 3 rule10f-3transactiondelaware.htm EX-99.77O 
RULE 10f-3 REPORT FORM
Record of Securities Purchased
Under the Delaware Investments(r) Family of Funds' Rule 10f-3 Procedures
Delaware Management Company

1.	Name of Fund: Delaware Investments Dividend and Income

2.	Name of Issuer: James River Coal

3.	Underwriter from whom purchased: Deutsche Bank

4.	Affiliated Underwriter managing or participating in underwriting syndicate: Macquarie

5.	Aggregate principal amount of purchase by all investment companies advised by the
   Adviser: $2,000,000

6.	Aggregate principal amount of offering: $275,000

7.	Purchase price (net of fees and expenses): $100.00

8.	Offering price at close of first day on which any sales were made: $103.50

9.	Date of Purchase: 03/24/2011

10.	Date offering commenced: 03/22/2011

11.	Commission, spread or profit:  2.25 %  $______ / share

12.	Have the following conditions been satisfied?	Yes	No

a.	The securities are:
part of an issue registered under the Securities Act of 1933
which is being offered to the public;
___
_X_
part of an issue of Government Securities;
___
_X_
Eligible Municipal Securities;
___
_X_
sold in an Eligible Foreign Offering; OR
___
_X_
sold in an Eligible Rule 144A Offering?

(See Rule 10f-3 Procedures for definitions of defined terms
used herein.)
_X_
___

b.	(1)	The securities were purchased prior to the end of the first day
on which any sales were made, at a price that is not more than the
price paid by each other purchaser of securities in that offering or
in any concurrent offering of the securities (except, in the case of
an Eligible Foreign Offering, for any rights to purchase that are
required by law to be granted to existing security holders of the
issuer); OR

_X_
___
(2)	If the securities to be purchased were offered for subscription
upon exercise of rights, such securities were purchased on or
before the fourth day preceding the day on which the rights
offering terminates?

___
___
c.	The underwriting was a firm commitment underwriting?

_X_
___
d.	The commission, spread or profit was reasonable and fair in
relation to that being received by others for underwriting similar
securities during the same period?

_X_
___
e.	The issuer of the securities, except for Eligible Municipal
Securities, and its predecessors has been in continuous operation
for not less than three years?

_X_
___
f.	(1)	The amount of the securities, other than those sold in an
Eligible Rule 144A Offering (see below), purchased by all of the
investments companies advised by the Adviser and any purchases
by another account with respect to which the Adviser has
investment discretion if the Adviser exercised such discretion with
respect to the purchase, did not exceed 25% of the principal
amount of the offering; OR

___
___
	(2)	If the securities purchased were sold in an Eligible Rule 144A
Offering, the amount of such securities purchased by all of the
investment companies advised by the Adviser and any purchases
by another account with respect to which the Adviser has
investment discretion if the Adviser exercised such discretion with
respect to the purchase, did not exceed 25% of the total of:



	(i)	The principal amount of the offering of such class sold by
underwriters or members of the selling syndicate to qualified
institutional buyers, as defined in Rule 144A(a)(1), plus



	(ii)	The principal amount of the offering of such class in any
concurrent public offering?

_X_
___
g.	(1)	No affiliated underwriter of the Purchasing Fund was a direct
or indirect participant in or beneficiary of the sale; OR

_X_
___
	(2)	With respect to the purchase of Eligible Municipal Securities,
such purchase was not designated as a group sale or otherwise
allocated to the account of an affiliated underwriter?

___
___
h.	Information has or will be timely supplied to an appropriate officer
of the Fund for inclusion on SEC Form N-SAR and quarterly
reports to the Funds' Board of Directors?

_X_
___

All purchases described in this report were executed in compliance with Rule 10f-3 and the
Rule 10f-3 procedures adopted by the Board of Directors of the Delaware Investments
Family of Funds.

I have submitted these answers and completed this form based on all available information.

Name: Frank J. Strenger Jr.

Title: AVP / Associate Trader

Date: 3/25/2011
WS: MFG_Philadelphia: 861847: v1
WS: MFG_Philadelphia: 861847: v1