0001325358-11-000367.txt : 20110729 0001325358-11-000367.hdr.sgml : 20110729 20110729151637 ACCESSION NUMBER: 0001325358-11-000367 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110729 DATE AS OF CHANGE: 20110729 EFFECTIVENESS DATE: 20110729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC CENTRAL INDEX KEY: 0000896923 IRS NUMBER: 232713064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07460 FILM NUMBER: 11997189 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 18005231918 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE INVESTMENTS DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 20020319 FORMER COMPANY: FORMER CONFORMED NAME: DELAWARE GROUP DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19930714 NSAR-A 1 answer.fil MAIN DOCUMENT 000 A000000 05/31/2011 000 C000000 0000896923 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DELWARE INV DIVIDEND & INCOME FUND, INC. 001 B000000 811-7460 001 C000000 2152558743 002 A000000 2005 MARKET STREET 002 B000000 PHILADELPHIA 002 C000000 PA 002 D010000 19103 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 DELAWARE MANAGEMENT COMPANY/A SERIES OF DMBT 008 B000001 A 008 C000001 801-3850 008 D010001 PHILADELPHIA 008 D020001 PA 008 D030001 19103 011 A000001 DELAWARE DISTRIBUTORS, L.P. 011 B000001 8-29755 011 C010001 PHILADELPHIA 011 C020001 PA 011 C030001 19103 012 A000001 MELLON INVESTOR SERVICES 012 B000001 84-5579 012 C010001 RIDGEFIELD 012 C020001 NJ 012 C030001 07660 013 A000001 ERNST & YOUNG LLP 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 014 A000001 DELAWARE DISTRIBUTORS, L.P. 014 B000001 8-29755 014 A000002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY 014 B000002 8-13034 014 A000003 LINCOLN FINANCIAL ADVISORS, CORP. 014 B000003 8-14685 014 A000004 LINCOLN FINANCIAL DISTRIBUTOR, INC. 014 B000004 8-13431 014 A000005 JEFFERSON PILOT SECURITIES CORPORATION 014 B000005 8-14609 014 A000006 WINDWARD SECURITIES CORPORATION 014 B000006 8-66037 014 A000007 JEFFERSON PILOT VARIABLE CORPORATION 014 B000007 8-15753 015 A000001 BNY MELLON BANK N.A. 015 B000001 C 015 C010001 EVERETT 015 C020001 MA 015 C030001 02149 018 000000 Y 019 A000000 Y 019 B000000 85 019 C000000 DELAWAREIN 020 A000001 BNY BROKERAGE, INC. 020 B000001 13-3989198 020 C000001 4 020 A000002 SG COWEN SECURITIES CORPORATION 020 B000002 13-5616116 020 C000002 2 020 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000003 13-5674085 020 C000003 2 020 A000004 BARCLAYS INVESTMENTS, INC. 020 B000004 06-1031656 020 C000004 2 020 A000005 CITIGROUP GLOBAL MARKETS, INC. 020 B000005 11-2418191 020 C000005 2 020 A000006 LIQUIDNET, INC. 020 B000006 13-4095933 020 C000006 2 020 A000007 WEEDEN & CO L.P. 020 B000007 13-3364318 020 C000007 1 020 A000008 LAZARD PRERES & CO. 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PAUL FIRE AND MARINE INSURANCE COMPANY 080 C000000 40000 081 A000000 Y 081 B000000 85 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 245915103 087 A030000 DDF 088 A000000 Y 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE James P. O'Neill TITLE AVP Senior Compliance Officer EX-99.77K CHNG ACCNT 2 ddfeyltr.htm CHANGE IN AUDITOR
Sub-Item 77Q1(f)
Exhibit to Form N-SAR
Filed in Response to N-SAR Item 77K
Reg S-K Item 304(a)(3) Requirement



July 28, 2011

Securities and Exchange Commission
100 F Street, N. E.
Washington, D.C. 20549

Gentlemen:

We have read Item 77K of Form N-SAR, dated July 28, 2011, of Delaware Investments(r)
Dividend and Income Fund, Inc. and are in agreement with the statements contained therein.


       Yours very truly,

       /s/ Ernst & Young LLP




WS: MFG_Philadelphia: 845252: v1

WS: MFG_Philadelphia: 845252: v1
EX-99.77O RULE 10F-3 3 a10f3ddfletter.htm

RULE 10f-3 REPORT FORM
Record of Securities Purchased
Under the Delaware Investments(r) Family of Funds' Rule 10f-3 Procedures
 Delaware Management Company

1.	Name of Fund: ___________"See Attachment"  __________________________________

2.	Name of Issuer: ______________DJO Global_______ ____________

3.	Underwriter from whom purchased: _______Credit Suisse First Boston_________________

4.	Affiliated Underwriter managing or participating in underwriting syndicate: _____________

___________________Macquarie_______________________________________________

5.	Aggregate principal amount of purchase by all investment companies advised by the
   Adviser:
_____________$3,500,000____________________________________________________

6.	Aggregate principal amount of offering: __________$300,000_______________________

7.	Purchase price (net of fees and expenses): _______________$100.00__________________

8.	Offering price at close of first day on which any sales were made: ____$100.75__________

9.	Date of Purchase: ____________04/04/2011______________________________________

10.	Date offering commenced: ______________04/04/2011____________________________

11.	Commission, spread or profit: ____2.25_________%	$______ / share

12.	Have the following conditions been satisfied? 					Yes 	No


a.   The securities are:

                part of an issue registered under the Securities Act of 1933
                which is being offered to the public;
                part of an issue of Government Securities;
                Eligible Municipal Securities;
                sold in an Eligible Foreign Offering; OR
                sold in an Eligible Rule 144A Offering?
      (See Rule 10f-3 Procedures for definitions of defined terms used
      herein.)


             _____    __X__
             _____    __X_
             _____    __X__
            _____    ___X_
            __X___    _____





b.	(1) The securities were purchased prior to the end of the first day on
which any sales were made, at a price that is not more than the price
paid by each other purchaser of securities in that offering or in any
concurrent offering of the securities (except, in the case of an Eligible
Foreign Offering, for any rights to purchase that are required by law
to be granted to existing security holders of the issuer); OR






            __X__    _____
(2) If the securities to be purchased were offered for subscription
upon exercise of rights, such securities were purchased on or before
the fourth day preceding the day on which the rights offering
terminates?



            _____    _____
c.	The underwriting was a firm commitment underwriting?

            __X__    _____
d.	The commission, spread or profit was reasonable and fair in relation
to that being received by others for underwriting similar securities
during the same period?



            __X__    _____
e.	The issuer of the securities, except for Eligible Municipal Securities,
and its predecessors has been in continuous operation for not less
than three years?



            __X__    _____
f.	(1) The amount of the securities, other than those sold in an Eligible
Rule 144A Offering (see below), purchased by all of the investment
companies advised by the Adviser and any purchases by another
account with respect to which the Adviser has investment discretion
if the Adviser exercised such discretion with respect to the purchase,
did not exceed 25% of the principal amount of the offering; OR

(2) If the securities purchased were sold in an Eligible Rule 144A
Offering, the amount of such securities purchased by all of the
investment companies advised by the Adviser and any purchases by
another account with respect to which the Adviser has investment
discretion if the Adviser exercised such discretion with respect to the
purchase, did not exceed 25% of the total of:

(i)	The principal amount of the offering of such class sold by
underwriters or members of the selling syndicate to qualified
institutional buyers, as defined in Rule 144A(a)(1), plus

(ii) The principal amount of the offering of such class in any
concurrent public offering?






            _____    _____













            __X__    _____







g.    (1) No affiliated underwriter of the Purchasing Fund was a direct or
indirect participant in or beneficiary of the sale; OR

(2) With respect to the purchase of Eligible Municipal Securities, such
purchase was not designated as a group sale or otherwise allocated to
the account of an affiliated underwriter?








            __X__    _____



            _____    _____
h.	Information has or will be timely supplied to an appropriate officer of
the Fund for inclusion on SEC Form N-SAR and quarterly reports to
the Fund's Board of Directors?



            __X__    _____

All purchases described in this report were executed in compliance with Rule 10f-3 and the Rule
10f-3 procedures adopted by the Board of Directors of the Delaware Investments(r) Family of
Funds.

I have submitted these answers and completed this form based on all available information.

Name: ____Frank J. Strenger Jr. ____________________

Title: _____AVP / F.I Reporting Analyst______________

Date:______4/05/2011____________________________







EX-99.77Q1 OTHR EXHB 4 a10f3exhibitddf.htm EXHIBIT
CUSIP
23327BAE3


DJO 7.75 4/15/2018
Buy/Sell
B

Trade Date
4/4/2011

Settle Date
4/7/2011

Trader
FJS

Price
100.0000

Factor
1.0000

Broker
CSFB

UDF06
CORP

Current Par
3500.0000

Orig Face
3500

Account
Qty

BAUJ1

80
 SEI Canada U.S. High Yield Fund
BATK1

85
 SEI SGMF High Yield UCIT
BATJ1
485
 SEI SIIT High Yield Fund
BATI1
415
 SEI SIMT High Yield Fund
ADI1
60
Delaware Investments Dividend and Income Fund, Inc.
AFR2
165
 Delaware Dividend Income Fund
AFT1
100
 DPT - The High-Yield Bond Portfolio
AG35
90
 Delaware Enhanced Global Dividend and Income Fund
ADK1
15
 Delaware Investments Global Dividend and Income Fund,
Inc.
AFV1
950
 Delaware High-Yield Opportunities Fund
LSA201
265
 High Yield Bond Account
ADN1
790
 Delaware VIP High Yield Series