4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
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Filed By Romeo & Dye's Instant Form 4 Filer
www.section16.net



1. Name and Address of Reporting Person*

Santora Greg J.

2. Issuer Name and Ticker or Trading Symbol
Intuit Inc. (INTU)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
    Director                                       10% Owner
X Officer (give title below)          Other (specify below)

SVP and Chief Financial Officer                   

(Last)      (First)     (Middle)

c/o Intuit Inc.
2535 Garcia Avenue

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
11/21/02

(Street)

Mountain View, CA 94043

5. If Amendment,
Date of Original
(Month/Day/Year)
 
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

11/21/02

 

M

 

4,688

A

$7.9167

4,707

D

 

Common Stock

11/21/02

 

S

 

4,688

D

$52.9840

19

D

 

Common Stock

11/21/02

 

M

 

3,500

A

$7.9167

3,519

D

 

Common Stock

11/21/02

 

S

 

3,500

D

$52.9840

19

D

 

Common Stock

11/21/02

 

M

 

11,250

A

$9.0000

11,269

D

 

Common Stock

11/21/02

 

S

 

11,250

D

$52.9840

19

D

 

Common Stock

11/21/02

 

M

 

37,500

A

$16.3750

37,519

D

 

Common Stock

11/21/02

 

S

 

37,500

D

$52.9840

19

D

 

Common Stock

11/21/02

 

M

 

20,000

A

$23.3333

20,019

D

 

Common Stock

11/21/02

 

S

 

20,000

D

$52.9840

19

D

 

Common Stock

11/21/02

 

M

 

80,625

A

$30.5833

80,644

D

 

Common Stock

11/21/02

 

S

 

80,625

D

$52.8106

19

D

 

Common Stock

11/21/02

 

M

 

150,000

A

$26.2083

150,019

D

 

Common Stock

11/21/02

 

S

 

50,000

D

$53.0068

100,019

D

 

Common Stock

11/21/02

 

S

 

50,000

D

$53.0453

50,019

D

 

Common Stock

11/21/02

 

S

 

50,000

D

$53.0034

19

D

 

Common Stock

11/21/02

 

M

 

100,000

A

$26.1250

100,019

D

 

Common Stock

11/21/02

 

S

 

50,000

D

$52.8658

50,019

D

 

Common Stock

11/21/02

 

S

 

50,000

D

$52.8287

19

D

 

Common Stock

11/21/02

 

M

 

22,500

A

$35.0000

22,519

D

 

Common Stock

11/21/02

 

S

 

22,500

D

$53.0008

19

D

 

Common Stock

11/21/02

 

M

 

15,000

A

$29.3800

15,019

D

 

Common Stock

11/21/02

 

S

 

15,000

D

$53.0008

19

D

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Employee Non-Qualified Stock Option (right to buy)

$7.9167

11/21/02

 

M

 

 

4,688

 (1)

1/31/06

Common Stock

4,688

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$7.9167

11/21/02

 

M

 

 

3,500

 (2)

10/11/06

Common Stock

3,500

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$9.0000

11/21/02

 

M

 

 

11,250

 (3)

8/01/07

Common Stock

11,250

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$16.3750

11/21/02

 

M

 

 

37,500

 (4)

8/03/08

Common Stock

37,500

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$23.3333

11/21/02

 

M

 

 

20,000

 (5)

12/21/08

Common Stock

20,000

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$30.5833

11/21/02

 

M

 

 

80,625

 (6)

3/24/09

Common Stock

80,625

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$26.2083

11/21/02

 

M

 

 

150,000

 (7)

5/07/09

Common Stock

150,000

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$26.1250

11/21/02

 

M

 

 

100,000

 (8)

5/18/10

Common Stock

100,000

 

0

D

 

Employee Non-Qualified Stock Option (right to buy)

$35.0000

11/21/02

 

M

 

 

22,500

 (9)

8/01/10

Common Stock

22,500

 

17,500

D

 

Employee Non-Qualified Stock Option (right to buy)

$29.3800

11/21/02

 

M

 

 

15,000

 (10)

4/24/11

Common Stock

15,000

 

25,000

D

 

Explanation of Responses:

(1) Twenty-five percent (25%) of the option vested on 1/22/97; thereafter, 2.0833% of the shares vested monthly until the option was fully vested on 1/22/00.
(2) Twenty five percent (25%) of the option vested on 10/11/97; thereafter, 2.0833% of the shares vested monthly until the option was fully vested on 10/11/00.
(3) Twenty-five percent (25%) of the option vested on 8/1/98; thereafter, 2.0833% of the shares vested monthly until the option was fully vested on 8/01/01.
(4) The option vested monthly pro rata from 9/3/99 until fully vested on 8/3/02.
(5) Twenty-five percent (25%) of the option vested on 10/29/99; thereafter, 2.0833% of the shares vested monthly until the option was fully vested on 10/29/02.
(6) Twenty-five percent (25%) of the option vested on 3/24/00; thereafter, 2.0833% of the shares vested monthly until the option was fully vested on 3/24/03.
(7) Fifty percent (50%) of the option vested on 5/7/00; thereafter, the remaining option shares vested monthly pro rata until fully vested on 5/07/01.
(8) The option vested 100% on 5/18/01, one year after the date of grant.
(9) Twenty-five percent (25%) of the option vested on 8/01/01; thereafter, 2.0833% of the shares vest monthly until the option is fully vested on 8/01/04.
(10) Twenty-five percent (25%) of the option vested on 4/24/02; thereafter, 2.0833% of the shares vest monthly until the option is fully vested on 4/24/05.

  By: /s/ Janelle M. Wolf
             under a Confirming Statement
**Signature of Reporting Person
11/22/02
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

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