0001140361-16-073300.txt : 20160725 0001140361-16-073300.hdr.sgml : 20160725 20160725195044 ACCESSION NUMBER: 0001140361-16-073300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160721 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTUIT INC CENTRAL INDEX KEY: 0000896878 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770034661 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 2700 COAST AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-944-6000 MAIL ADDRESS: STREET 1: P.O. BOX 7850 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94039-7850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BRAD D CENTRAL INDEX KEY: 0001284323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21180 FILM NUMBER: 161782949 MAIL ADDRESS: STREET 1: C/O INTUIT INC STREET 2: 2535 GARCIA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc1.xml FORM 4 X0306 4 2016-07-21 0 0000896878 INTUIT INC INTU 0001284323 SMITH BRAD D C/O INTUIT INC. 2700 COAST AVENUE MOUNTAIN VIEW CA 94043 1 1 0 0 Chairman, CEO & President Non-Qualified Stock Option (right to buy) 113.19 2016-07-21 4 A 0 213000 0 A 2023-07-20 Common Stock 213000 213000 D Restricted Stock Units 2016-07-21 4 A 0 36000 0 A Common Stock 36000 36000 D Restricted Stock Units (performance-based vesting) 2016-07-21 4 A 0 74000 0 A Common Stock 74000 74000 D One-third of the options vest on the one-year anniversary of the grant date, and thereafter 2.778% of the options vest on each monthly anniversary of the first vesting date until 100% vested. Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. 1-for-1. One-third of the RSUs vest on each of 7/21/2017, 7/21/2018, and 7/21/2019 provided a pre-determined one year operating goal threshold is achieved. This award is subject to deferred release. The vested RSUs have a release date one year from the date of vesting. RSUs have no expiration date; they either vest or are canceled prior to the vest date. The target number of units subject to the award is presented in the table; the number that vests may be 0%- 200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2019. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. This award is subject to deferred release. The vested RSUs have a release date one year from the date of vesting. /s/ Kerry McLean, by power-of-attorney 2016-07-25