-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F83eNExwFbLiVUDpRdl5r5Vv7nvfer9HN7CjAEqKEu2nYJAMg2d1s1z2ne2ATaUC SzcLDB3CkvRUVZ7wFFp/yA== 0000891618-02-003867.txt : 20020814 0000891618-02-003867.hdr.sgml : 20020814 20020814130639 ACCESSION NUMBER: 0000891618-02-003867 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTUIT INC CENTRAL INDEX KEY: 0000896878 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770034661 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21180 FILM NUMBER: 02733647 BUSINESS ADDRESS: STREET 1: 2535 GARCIA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4159446000 MAIL ADDRESS: STREET 1: PO BOX 7850 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94039-7850 8-K 1 f83771e8vk.htm FORM 8-K DATED 8/14/2002 Intuit, Inc. 8-K Dated 8/14/2002
Table of Contents

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 14, 2002

Intuit Inc.
(Exact name of Registrant as specified in its charter)

Delaware
(State or other jurisdiction of incorporation)

     
0-21180
(Commission File Number)		   77-0034661
(I.R.S. Employer Identification No.)

2535 Garcia Avenue
Mountain View, California 94043
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:
(650) 944-6000

 

ITEM 9. REGULATION FD DISCLOSURE.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1
EXHIBIT 99.2

Table of Contents

ITEM 9. REGULATION FD DISCLOSURE.

On August 14, 2002, Stephen M. Bennett, President and Chief Executive Officer of Intuit Inc. and Greg J. Santora, Senior Vice President and Chief Financial Officer of Intuit Inc. each submitted to the Commission a Statement Under Oath Regarding Facts and Circumstances Relating to Exchange Act Filings. The statements are attached as Exhibits 99.01 and 99.02 to this Form 8-K. They cover Intuit’s Annual Report on Form 10-K for its fiscal year ended July 31, 2001 and all Quarterly Reports on Form 10-Q, Current Reports on Form 8-K and proxy materials filed by Intuit since the fiscal 2001 Form 10-K was filed in October 2001.

Commission Order No. 4-460 applies to Intuit’s Exchange Act filings beginning with its Form 10-K for fiscal 2002, which is due by October 29, 2002. Mr. Bennett and Mr. Santora each voluntarily signed a statement covering the reports for the prior fiscal year. As required by the Commission Order, they will sign a statement for Intuit Inc.’s Form 10-K for fiscal year 2002 when it is filed.

ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.

        (a)    Not applicable.
 
        (b)    Not applicable.
 
        (c)    Exhibits
 
             The following exhibits are filed herewith:

     
Exhibit    
Number   Description
 
99.01   Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.
 
99.02   Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.

2

Table of Contents

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
Date: August 14, 2002 INTUIT INC.
 
 
  By:  /s/ RAYMOND G. STERN
 
  Raymond G. Stern
Senior Vice President,
Corporate Development and Strategy

3

Table of Contents

EXHIBIT INDEX

     
Exhibit    
Number   Description
 
99.01   Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.
 
99.02   Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.

4 EX-99.1 3 f83771exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.01 INTUIT INC. STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Stephen M. Bennett, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Intuit Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Intuit Inc.'s Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": Intuit Inc. Annual Report on Form 10-K for the fiscal year ended July 31, 2001 filed with the Commission on October 5, 2001. Current Report on Form 8-K filed with the Commission on November 8, 2001. Current Report on Form 8-K filed with the Commission on November 16, 2001. Definitive Proxy Statement filed with the Commission on November 29, 2001. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on October 31, 2001 filed with the Commission on December 7, 2001. Additional Definitive Proxy Material filed with the Commission on January 17, 2002. Current Report on Form 8-K filed with the Commission on January 24, 2002. Current Report on Form 8-K filed with the Commission on February 14, 2002. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on January 31, 2002 filed with the Commission on February 28, 2002. Current Report on Form 8-K filed with the Commission on May 13, 2002. Current Report on Form 8-K filed with the Commission on May 17, 2002. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on April 30, 2002 filed with Commission on May 31, 2002. Current Report on Form 8-K filed with the Commission on June 11, 2002. Current Report on Form 8-K filed with the Commission on June 24, 2002. Current Report on Form 8-K filed with the Commission on July 10, 2002. Current Report on Form 8-K filed with the Commission on July 24, 2002. Current Report on Form 8-K filed with the Commission on August 1, 2002. Any amendments to any of the foregoing. /s/ STEPHEN M. BENNETT - ------------------------------------------------- Stephen M. Bennett August 13, 2002 JURAT WITH AFFIANT STATEMENT STATE OF CALIFORNIA ) )ss COUNTY OF SANTA CLARA ) On this 13th day of August 2002, before me, the undersigned Notary Public, personally appeared Stephen M. Bennett, President and Chief Executive Officer of Intuit Inc. [X] personally known to me [ ] proved to me on the basis of satisfactory evidence Subscribed and sworn to (or affirmed) before me /s/ Eleanor Roberts ---------------------------------------------- Eleanor Roberts, California Notary Public Santa Clara County Notary Commission #: 1334881 My Commission Expires: January 12, 2006 EX-99.2 4 f83771exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.02 INTUIT INC. STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Greg J. Santora, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Intuit Inc., and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Intuit Inc.'s Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": Intuit Inc. Annual Report on Form 10-K for the fiscal year ended July 31, 2001 filed with the Commission on October 5, 2001. Current Report on Form 8-K filed with the Commission on November 8, 2001. Current Report on Form 8-K filed with the Commission on November 16, 2001. Definitive Proxy Statement filed with the Commission on November 29, 2001. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on October 31, 2001 filed with the Commission on December 7, 2001. Additional Definitive Proxy Material filed with the Commission on January 17, 2002. Current Report on Form 8-K filed with the Commission on January 24, 2002. Current Report on Form 8-K filed with the Commission on February 14, 2002. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on January 31, 2002 filed with the Commission on February 28, 2002. Current Report on Form 8-K filed with the Commission on May 13, 2002. Current Report on Form 8-K filed with the Commission on May 17, 2002. Intuit Inc. Quarterly Report on Form 10-Q for the quarter ended on April 30, 2002 filed with Commission on May 31, 2002. Current Report on Form 8-K filed with the Commission on June 11, 2002. Current Report on Form 8-K filed with the Commission on June 24, 2002. Current Report on Form 8-K filed with the Commission on July 10, 2002. Current Report on Form 8-K filed with the Commission on July 24, 2002. Current Report on Form 8-K filed with the Commission on August 1, 2002. Any amendments to any of the foregoing. /s/ GREG J. SANTORA - --------------------------------------- Greg J. Santora August 13, 2002 JURAT WITH AFFIANT STATEMENT STATE OF CALIFORNIA ) )ss COUNTY OF SANTA CLARA ) On this 13th day of August 2002, before me, the undersigned Notary Public, personally appeared Greg J. Santora, Senior Vice President and Chief Financial Officer of Intuit Inc. [X] personally known to me [ ] proved to me on the basis of satisfactory evidence Subscribed and sworn to (or affirmed) before me /s/ Eleanor Roberts ---------------------------------------------- Eleanor Roberts, California Notary Public Santa Clara County Notary Commission #: 1334881 My Commission Expires: January 12, 2006 -----END PRIVACY-ENHANCED MESSAGE-----