0001214659-23-000546.txt : 20230111
0001214659-23-000546.hdr.sgml : 20230111
20230111200039
ACCESSION NUMBER: 0001214659-23-000546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230109
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horne William B.
CENTRAL INDEX KEY: 0001333268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 23524661
MAIL ADDRESS:
STREET 1: C/O DPW HOLDINGS, INC.
STREET 2: 201 SHIPYARD WAY, SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
FORMER NAME:
FORMER CONFORMED NAME: Horne William E
DATE OF NAME CHANGE: 20190531
FORMER NAME:
FORMER CONFORMED NAME: Horne William B
DATE OF NAME CHANGE: 20190524
FORMER NAME:
FORMER CONFORMED NAME: Horne William E
DATE OF NAME CHANGE: 20190524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ault Alliance, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
BUSINESS PHONE: (949) 444-5464 3679
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
FORMER COMPANY:
FORMER CONFORMED NAME: BitNile Holdings, Inc.
DATE OF NAME CHANGE: 20211213
FORMER COMPANY:
FORMER CONFORMED NAME: Ault Global Holdings, Inc.
DATE OF NAME CHANGE: 20210119
FORMER COMPANY:
FORMER CONFORMED NAME: DPW Holdings, Inc.
DATE OF NAME CHANGE: 20171229
4
1
marketforms-58175.xml
PRIMARY DOCUMENT
X0306
4
2023-01-09
0000896493
Ault Alliance, Inc.
AULT
0001333268
Horne William B.
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
true
true
false
false
Chief Executive Officer
Common Stock
2023-01-09
4
M
false
300000
0
A
603306
D
Restricted Stock Grant
2023-01-09
4
M
false
300000
0
D
2023-01-09
Common Stock
300000
0
D
Represents the vesting of restricted stock.
Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").
On January 8, 2021, Mr. Horne was granted 400,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last three tranches, after approval by the NYSE American. The final 300,000 shares of the Issuer's common stock were issued on January 9, 2023.
/s/ William B. Horne
2023-01-11