0001214659-23-000546.txt : 20230111 0001214659-23-000546.hdr.sgml : 20230111 20230111200039 ACCESSION NUMBER: 0001214659-23-000546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230109 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horne William B. CENTRAL INDEX KEY: 0001333268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 23524661 MAIL ADDRESS: STREET 1: C/O DPW HOLDINGS, INC. STREET 2: 201 SHIPYARD WAY, SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER NAME: FORMER CONFORMED NAME: Horne William E DATE OF NAME CHANGE: 20190531 FORMER NAME: FORMER CONFORMED NAME: Horne William B DATE OF NAME CHANGE: 20190524 FORMER NAME: FORMER CONFORMED NAME: Horne William E DATE OF NAME CHANGE: 20190524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ault Alliance, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 BUSINESS PHONE: (949) 444-5464 3679 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 FORMER COMPANY: FORMER CONFORMED NAME: BitNile Holdings, Inc. DATE OF NAME CHANGE: 20211213 FORMER COMPANY: FORMER CONFORMED NAME: Ault Global Holdings, Inc. DATE OF NAME CHANGE: 20210119 FORMER COMPANY: FORMER CONFORMED NAME: DPW Holdings, Inc. DATE OF NAME CHANGE: 20171229 4 1 marketforms-58175.xml PRIMARY DOCUMENT X0306 4 2023-01-09 0000896493 Ault Alliance, Inc. AULT 0001333268 Horne William B. 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 true true false false Chief Executive Officer Common Stock 2023-01-09 4 M false 300000 0 A 603306 D Restricted Stock Grant 2023-01-09 4 M false 300000 0 D 2023-01-09 Common Stock 300000 0 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). On January 8, 2021, Mr. Horne was granted 400,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last three tranches, after approval by the NYSE American. The final 300,000 shares of the Issuer's common stock were issued on January 9, 2023. /s/ William B. Horne 2023-01-11