0001214659-23-000539.txt : 20230111 0001214659-23-000539.hdr.sgml : 20230111 20230111200019 ACCESSION NUMBER: 0001214659-23-000539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230109 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAGUN KENNETH S CENTRAL INDEX KEY: 0001327261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 23524654 MAIL ADDRESS: STREET 1: 3775 CHIPPEWA CIRCLE CITY: CORONA STATE: CA ZIP: 92881 FORMER NAME: FORMER CONFORMED NAME: Cragun Kenneth S DATE OF NAME CHANGE: 20050516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ault Alliance, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 BUSINESS PHONE: (949) 444-5464 3679 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 FORMER COMPANY: FORMER CONFORMED NAME: BitNile Holdings, Inc. DATE OF NAME CHANGE: 20211213 FORMER COMPANY: FORMER CONFORMED NAME: Ault Global Holdings, Inc. DATE OF NAME CHANGE: 20210119 FORMER COMPANY: FORMER CONFORMED NAME: DPW Holdings, Inc. DATE OF NAME CHANGE: 20171229 4 1 marketforms-58168.xml PRIMARY DOCUMENT X0306 4 2023-01-09 0000896493 Ault Alliance, Inc. AULT 0001327261 CRAGUN KENNETH S 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 false true false false Chief Financial Officer Common Stock 2023-01-09 4 M false 125000 0 A 200000 D Restricted Stock Grant 2023-01-09 4 M false 50000 0 D 2023-01-09 Common Stock 50000 0 D Restricted Stock Grant 2023-01-09 4 M false 75000 0 D 2023-01-09 Common Stock 75000 0 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last four tranches. The final 50,000 shares of the Issuer's common stock were issued on January 9, 2023. On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last six tranches. The final 75,000 shares of the Issuer's common stock were issued on January 9, 2023. /s/ Kenneth S. Cragun 2023-01-11