0001214659-23-000539.txt : 20230111
0001214659-23-000539.hdr.sgml : 20230111
20230111200019
ACCESSION NUMBER: 0001214659-23-000539
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230109
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRAGUN KENNETH S
CENTRAL INDEX KEY: 0001327261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 23524654
MAIL ADDRESS:
STREET 1: 3775 CHIPPEWA CIRCLE
CITY: CORONA
STATE: CA
ZIP: 92881
FORMER NAME:
FORMER CONFORMED NAME: Cragun Kenneth S
DATE OF NAME CHANGE: 20050516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ault Alliance, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
BUSINESS PHONE: (949) 444-5464 3679
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
FORMER COMPANY:
FORMER CONFORMED NAME: BitNile Holdings, Inc.
DATE OF NAME CHANGE: 20211213
FORMER COMPANY:
FORMER CONFORMED NAME: Ault Global Holdings, Inc.
DATE OF NAME CHANGE: 20210119
FORMER COMPANY:
FORMER CONFORMED NAME: DPW Holdings, Inc.
DATE OF NAME CHANGE: 20171229
4
1
marketforms-58168.xml
PRIMARY DOCUMENT
X0306
4
2023-01-09
0000896493
Ault Alliance, Inc.
AULT
0001327261
CRAGUN KENNETH S
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
false
true
false
false
Chief Financial Officer
Common Stock
2023-01-09
4
M
false
125000
0
A
200000
D
Restricted Stock Grant
2023-01-09
4
M
false
50000
0
D
2023-01-09
Common Stock
50000
0
D
Restricted Stock Grant
2023-01-09
4
M
false
75000
0
D
2023-01-09
Common Stock
75000
0
D
Represents the vesting of restricted stock.
Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").
On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last four tranches. The final 50,000 shares of the Issuer's common stock were issued on January 9, 2023.
On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last six tranches. The final 75,000 shares of the Issuer's common stock were issued on January 9, 2023.
/s/ Kenneth S. Cragun
2023-01-11