0001214659-21-008965.txt : 20210824
0001214659-21-008965.hdr.sgml : 20210824
20210824193519
ACCESSION NUMBER: 0001214659-21-008965
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210820
FILED AS OF DATE: 20210824
DATE AS OF CHANGE: 20210824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bentz Jeffrey Allen
CENTRAL INDEX KEY: 0001719817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 211203328
MAIL ADDRESS:
STREET 1: 107 E BONITA WAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER NAME:
FORMER CONFORMED NAME: Bentz Jeff Acosta
DATE OF NAME CHANGE: 20171016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ault Global Holdings, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
BUSINESS PHONE: (949) 444-5464 3679
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
FORMER COMPANY:
FORMER CONFORMED NAME: DPW Holdings, Inc.
DATE OF NAME CHANGE: 20171229
FORMER COMPANY:
FORMER CONFORMED NAME: DIGITAL POWER CORP
DATE OF NAME CHANGE: 19960823
4
1
marketforms-53648.xml
PRIMARY DOCUMENT
X0306
4
2021-08-20
0000896493
Ault Global Holdings, Inc.
DPW
0001719817
Bentz Jeffrey Allen
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
true
false
false
false
Common Stock
2021-08-20
4
M
false
50000
0
A
50000
D
Restricted Stock Grant
2021-08-20
4
M
false
50000
0
D
2021-08-20
2021-11-15
Common Stock
50000
50000
D
Restricted Stock Grant
2021-08-20
4
A
false
50000
0
A
2023-11-15
Common Stock
50000
50000
D
Stock Options (Right to Buy)
4.49
2021-08-20
4
D
false
150000
D
2031-01-07
Common Stock
150000
0
D
Stock Options (Right to Buy)
2.55
2021-08-20
4
A
false
150000
A
2031-01-07
Common Stock
150000
150000
D
Represents the vesting of restricted stock.
Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
On November 2, 2020, Mr. Bentz was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
On January 8, 2021, Mr. Bentz was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Bentz on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
/s/ Jeffrey Bentz
2021-08-24