0001214659-21-008965.txt : 20210824 0001214659-21-008965.hdr.sgml : 20210824 20210824193519 ACCESSION NUMBER: 0001214659-21-008965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210820 FILED AS OF DATE: 20210824 DATE AS OF CHANGE: 20210824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bentz Jeffrey Allen CENTRAL INDEX KEY: 0001719817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 211203328 MAIL ADDRESS: STREET 1: 107 E BONITA WAY CITY: TEMPE STATE: AZ ZIP: 85281 FORMER NAME: FORMER CONFORMED NAME: Bentz Jeff Acosta DATE OF NAME CHANGE: 20171016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ault Global Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 BUSINESS PHONE: (949) 444-5464 3679 MAIL ADDRESS: STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY STREET 2: SUITE 240 CITY: LAS VEGAS STATE: NV ZIP: 89141 FORMER COMPANY: FORMER CONFORMED NAME: DPW Holdings, Inc. DATE OF NAME CHANGE: 20171229 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4 1 marketforms-53648.xml PRIMARY DOCUMENT X0306 4 2021-08-20 0000896493 Ault Global Holdings, Inc. DPW 0001719817 Bentz Jeffrey Allen 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 true false false false Common Stock 2021-08-20 4 M false 50000 0 A 50000 D Restricted Stock Grant 2021-08-20 4 M false 50000 0 D 2021-08-20 2021-11-15 Common Stock 50000 50000 D Restricted Stock Grant 2021-08-20 4 A false 50000 0 A 2023-11-15 Common Stock 50000 50000 D Stock Options (Right to Buy) 4.49 2021-08-20 4 D false 150000 D 2031-01-07 Common Stock 150000 0 D Stock Options (Right to Buy) 2.55 2021-08-20 4 A false 150000 A 2031-01-07 Common Stock 150000 150000 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. On November 2, 2020, Mr. Bentz was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. On January 8, 2021, Mr. Bentz was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Bentz on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. /s/ Jeffrey Bentz 2021-08-24