0001214659-20-000418.txt : 20200116
0001214659-20-000418.hdr.sgml : 20200116
20200116193321
ACCESSION NUMBER: 0001214659-20-000418
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200116
DATE AS OF CHANGE: 20200116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ault & Company, Inc.
CENTRAL INDEX KEY: 0001734770
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 20532055
BUSINESS ADDRESS:
STREET 1: 200 SANDPOINTE DRIVE
STREET 2: SUITE 500
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: (714) 916-8498
MAIL ADDRESS:
STREET 1: 200 SANDPOINTE DRIVE
STREET 2: SUITE 500
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DPW Holdings, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 SHIPYARD WAY
STREET 2: SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
BUSINESS PHONE: (949) 444-5464
MAIL ADDRESS:
STREET 1: 201 SHIPYARD WAY
STREET 2: SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
FORMER COMPANY:
FORMER CONFORMED NAME: DIGITAL POWER CORP
DATE OF NAME CHANGE: 19960823
4/A
1
marketforms-47510.xml
PRIMARY DOCUMENT
X0306
4/A
2020-01-15
2020-01-16
0000896493
DPW Holdings, Inc.
DPW
0001734770
Ault & Company, Inc.
200 SANDPOINTE DRIVE, SUITE 500
SANTA ANA
CA
92707
true
true
true
false
See Remark
Common Stock
2020-01-15
4
P
false
660667
1.12
A
666945
D
The original Form 4 filed on January 16, 2020, is amended by this Form 4 amendment to correct a typographical error in the transaction date from "1/15/2019" to "1/15/2020". No other changes have been made to the original Form 4.
On December 22, 2019, the Reporting Person agreed to acquire 19.9% of the Issuer's issued and outstanding shares of common stock, or 660,667 shares, at $1.12 per share for a total purchase price of $739,948, pursuant to a securities purchase agreement in reliance upon the provisions of Section 4(a)(2) of the Securities Act of 1933, as amended, and Regulation D promulgated under the Securities Act. Such issuance was authorized by the NYSE American on January 15, 2020.
Milton C. Ault, III, the Chief Executive Officer of the Reporting Person, is the Chief Executive Officer and Chairman of the Board of Directors of the Issuer.
By: /s/ Milton C. Ault, III, CEO
2020-01-16