0001214659-20-000418.txt : 20200116 0001214659-20-000418.hdr.sgml : 20200116 20200116193321 ACCESSION NUMBER: 0001214659-20-000418 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200115 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ault & Company, Inc. CENTRAL INDEX KEY: 0001734770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 20532055 BUSINESS ADDRESS: STREET 1: 200 SANDPOINTE DRIVE STREET 2: SUITE 500 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: (714) 916-8498 MAIL ADDRESS: STREET 1: 200 SANDPOINTE DRIVE STREET 2: SUITE 500 CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DPW Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: (949) 444-5464 MAIL ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4/A 1 marketforms-47510.xml PRIMARY DOCUMENT X0306 4/A 2020-01-15 2020-01-16 0000896493 DPW Holdings, Inc. DPW 0001734770 Ault & Company, Inc. 200 SANDPOINTE DRIVE, SUITE 500 SANTA ANA CA 92707 true true true false See Remark Common Stock 2020-01-15 4 P false 660667 1.12 A 666945 D The original Form 4 filed on January 16, 2020, is amended by this Form 4 amendment to correct a typographical error in the transaction date from "1/15/2019" to "1/15/2020". No other changes have been made to the original Form 4. On December 22, 2019, the Reporting Person agreed to acquire 19.9% of the Issuer's issued and outstanding shares of common stock, or 660,667 shares, at $1.12 per share for a total purchase price of $739,948, pursuant to a securities purchase agreement in reliance upon the provisions of Section 4(a)(2) of the Securities Act of 1933, as amended, and Regulation D promulgated under the Securities Act. Such issuance was authorized by the NYSE American on January 15, 2020. Milton C. Ault, III, the Chief Executive Officer of the Reporting Person, is the Chief Executive Officer and Chairman of the Board of Directors of the Issuer. By: /s/ Milton C. Ault, III, CEO 2020-01-16