0001214659-18-007720.txt : 20181218 0001214659-18-007720.hdr.sgml : 20181218 20181218171604 ACCESSION NUMBER: 0001214659-18-007720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181218 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horne William B CENTRAL INDEX KEY: 0001333268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 181241326 MAIL ADDRESS: STREET 1: C/O TARGETED MEDICAL PHARMA, INC. STREET 2: 2980 BEVERLY GLEN CIRCLE, SUITE 100 CITY: LOS ANGELES STATE: CA ZIP: 90077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DPW Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SHIPYARD WAY CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 201 SHIPYARD WAY CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4 1 marketforms-43529.xml PRIMARY DOCUMENT X0306 4 2018-12-18 0000896493 DPW Holdings, Inc. DPW 0001333268 Horne William B 201 SHIPYARD WAY SUITE E NEWPORT BEACH CA 92663 true true false false Chief Financial Officer Common Stock 2018-12-18 4 P false 4000 0.11 A 1004000 D For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. /s/ William B. Horne 2018-12-18