-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WTgvuM4Pk5MYbTQritoCSQgkRqEHAFritjyvCAe8DMT++7eT3BJwBabWrioJAuuH UuHLe71F05LrJuyqLinUuw== 0001001277-02-000109.txt : 20020415 0001001277-02-000109.hdr.sgml : 20020415 ACCESSION NUMBER: 0001001277-02-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020308 COMPANY DATA: COMPANY CONFORMED NAME: BERGER JOSEF CENTRAL INDEX KEY: 0001164893 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DIGITAL POWER CORP STREET 2: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 02570672 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 4 1 feb02.txt FORM 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person*/ 2. Issuer Name and Ticker / 6. Relationship of Reporting Person(s) to Issuer / or Trading Symbol / (Check all applicable) / / / / X Director ___ 10% Owner / / ___ Officer ___ Other / / (give title below) (specify below) BERGER, JOSEF / DIGITAL POWER CORPORATION / / (AMEX: DPW) / - ----------------------------------------/----------------------------------------/-------------------------------------------------- (Last) (First) (Middle) / 3. IRS or / 4. Statement for / 7. Individual or Joint/Group Filing / Social Security / (Month/Year) / (Check Applicable Line) c/o DIGITAL POWER CORPORATION / Number of / / 41920 CHRISTY STREET / Reporting Person / 2/2002 / X Form filed by one Reporting Person - ----------------------------------------/ /------------------/ (Street) / / 5. If Amendment, / ___ Form filed by more than One / / Date of / Reporting Person / / Original / FREMONT, CA 94538-3158 / / (Month/Year) / - --------------------------------------- / / / (City) (State) (Zip) / / / - -----------------------------------------------------------------------------------------------------------------------------------
TABLE I - NONDERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title /2.Trans- /3.Transaction / 4. Securities Acquired (A) / 5. Amount of /6. Ownership / 7. Nature of of / action / Code / or Disposed of (D) / Securities / Form: / Indirect Security / Date / (Instr. 8) / (Instr. 3,4 and 5) / Beneficially / Direct (D) / Beneficial (Inst.3) /(Mo/Day/Yr) /-------------------------------------------------/ Owned at End / or / Ownership / / Code / V / Amount /(A) or (D)/ Price / of Month / Indirect(I) / (Instr.4) / / / / / / / (Inst. 3 and 4) / (Instr.4) / ==================================================================================================================================== - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
2 FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. / 2. /3. /4. /5. /6. /7. /8. /9. /10. / 11. Title of / Con- / Trans- / Trans- / Number of / Date / Title and / Price / Number / Owner- / Nature Derivative / version / action / action / Derivative / Exercisable / Amount of / of / of / ship / of Security / or / Date / Code / Securities / and / Underlying / Deriv- / Deriv- / form of/ Indirect (Instr. 3) / exercise/ (Mo. /(Inst.8)/ Acquired / Expiration / Securities / ative / ative / Deriv- / Beneficial / Price of/ Day / / (A) or / Date / (Instr. 3,4) / Secu- / Secu- / ative / Ownership / of / Year) / / Disposed /(Month/Day/Year) / / rity / rities / Secu- / / Deriv- / / / of (D) / / /(Inst.4)/ Benefi-/ rity: / / ative / / /(Inst.3,4,5)/ / / / cially / Direct / / Secu- / /--------/------------/-----------------/---------------/ / Owned / (D) / / rity / /Code/ V / (A) / (D) / Date / Expir-/ Title /Amount / / at End /Indirect/ / / / / / / / Exer- / ation / / or / / of / (I) / / / / / / / / cisable/ Date / /No. of / / Month /(Inst.4)/ / / / / / / / / / /shares / /(Inst.4)/ / ==================================================================================================================================== Option to $.86 2/27/02 A V 10,000 2/27/03 2/27/12 Common 10,000 10,000 D Purchase Stock Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: /s/ JOSEF BERGER 2/6/02 -------------------------------- ---------- **Signature of Reporting Person Date JOSEF BERGER
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----