-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VBJeuzkEfxcxgyFQCeCyju38Va7RHjcSstJzFoduofpmD1pLjsYmmzXAmsFHp242 ebYxqHf2tVfhnOUG4VeC/A== 0001001277-01-500352.txt : 20020411 0001001277-01-500352.hdr.sgml : 20020411 ACCESSION NUMBER: 0001001277-01-500352 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011116 FILED AS OF DATE: 20011126 COMPANY DATA: COMPANY CONFORMED NAME: THUM MARK L CENTRAL INDEX KEY: 0001162302 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2727 WYNSUM AVENUE CITY: MERRICK STATE: NY ZIP: 11566 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 1798890 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 3 1 mark3.txt FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ==================================================================================================================================== 1. Name and Address of Reporting Person / 2. Date of Event Requiring / 4. Issuer Name and Ticker or Trading Symbol / Statement (Month/Day/Year) / / / DIGITAL POWER CORPORATION Thum, Mark L. / November 16, 2001 / (AMEX:DPW) - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) / 3. IRS or Social Security / 5. Relationship of Reporting / 6. If Amendment, / Number of Reporting Person / to Issuer / Date of Original / (Voluntary) / (Check all applicable) / (Month/Day/Year) 2727 Wynsum Avenue / / XX Director --- 10% Owner / - ---------------------------------------- / / ---Officer --- Other / ------------------------ (Street) / / (give title (Specify below) / 7. Individual or / / below) / Joint/Group / / / Filing (Check / / / applicable line) / / / X Form filed by One / / / Reporting Person / / / _ Form filed by More / / / than One Reporting Merrick, New York 11566 / / / Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) / Table 1 - Non-Derivative Securities(Beneficially Owned / - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security (Instr. 4) / 2. Amount of Securities / 3. Ownership Form: Direct (D)/ 4. Nature of Indirect / Beneficially Owned / Indirect (I) (Instr. 5) / Beneficial Ownership / (Instr. 4) / / (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) 2 Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of 2. Date Exercisable 3. Title and Amount 4. Conversion or 5. Ownership Form of 6. Nature of Indirect Derivative and Expiration of Securities Exercise Price Derivative Security: Beneficial Ownership Security (Month/Day/Year) Underlying Derivative Direct (D) or (Instr. 5) (Instr. 4) Derivative Security Indirect (I) Security (Instr. 5) (Instr. 4) --------------------------------------------- Amount or Date Expiration Number of Exercisable Date Title Shares - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal /s/ MARK THUM 11/21/01 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------------- Mark Thum **Signature of Reporting Person Date Note:File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Page 2
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