-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKs5gwrbSHU5fZ6M1gdTSj8XjRWj3830FH++PjEynKSzJ8JuHtLVbzjze0FTzMr7 5l100SmyOI4doFUBM4o6cQ== 0001001277-01-500163.txt : 20010711 0001001277-01-500163.hdr.sgml : 20010711 ACCESSION NUMBER: 0001001277-01-500163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010601 FILED AS OF DATE: 20010710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12711 FILM NUMBER: 1677923 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 COMPANY DATA: COMPANY CONFORMED NAME: O NEIL THOMAS CENTRAL INDEX KEY: 0001094593 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ALTERNATIVE TECHNOLOGY RESOURCES INC STREET 2: 629 J ST CITY: SACRAMENTO STATE: CA ZIP: 95814 MAIL ADDRESS: STREET 1: C/O ALTERNATIVE TECHNOLOGY RESOURCES INC STREET 2: 629 J ST CITY: SACRAMENTO STATE: CA ZIP: 95814 4 1 asctom4.txt FORM 4 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* / 2. Issuer Name and / 6. Relationship of Reporting / Ticker or Trading Symbol / Person(s) to Issuer / / (Check all applicable) / / -X- Director --- 10% Owner (Last) (First) (Middle) / DIGITAL POWER CORPORATION / --- Officer --- Other O'NEIL. THOMAS / (AMEX: DPW) / (give title below) (specify below) / / - ---------------------------------------- /-----------------------------------------/---------------------------------------------- / 3. I.R.S. 4. Statement for / / Identification (Month/Year) / / Number of Reporting 06/01 / / Person, if an / - ---------------------------------------- / Entity -----------------/ / (Voluntary) / / / C/O DIGITAL POWER CORPORATION / -- / 7. Individual or Joint/Group Filing 41920 CHRISTY STREET / 5. If Amendment, / (Check Applicable Line) - --------------------------------------- / Date of Original / X Form filed by one Reporting Person (Street) / (Month/Year) / --- Form filed by More than One - --------------------------------------- / N/A / Reporting Person / --------------------------------------/ FREMONT CA 94538-3158 / / - --------------------------------------- / / (City) (State) (Zip) / / / / - -----------------------------------------------------------------------------------------------------------------------------------
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title / 2. Transaction / 3. Transaction / 4. Securities Acquired (A) / 5. Amount of / / of / Date / Code / or Disposed (D)(Instr.3,4,and 5) / Securities / 6. Ownership / 7.Nature of Security / (Mo/Day/Yr) / (Instr. 8) / / Beneficially Owned / Form: Direct/ Indirect (Inst.3) / / ---------------------------------------------------/ at End of Month / (D) or / Beneficial / / Code / V / Amount / (A) or (D) / Price / (Instr. 3 / Indirect(I) / Ownership / / / / / / / and 4 / (Instr.4) / (Instr.4) =================================================================================================================================== - ---------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
2 FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Title / Conversion/ Trans- / Trans- / Nature of / Date / Title /Price of / Number / Ownership / Nature of of / of / action / action / Derivative/ Exercisable / and / Deriv- / of / Form of / Indirect Derivative/ Exercise / Date / Code / Securities/ and / Amount / ative / Deriv- / Derivative / Beneficial Security / Price of / (Mo./ / (Instr./ Aquired(A)/ Expiration / of / Secur- / ative / Security: / Ownership (Instr. 3)/ Derivative/ Day/ / 8) / Disposed / Date / Under- / ity / Securi-/ Direct (D) / (Instr.4) / Security / Year) / / of (D) / (Month / lying / / ties / or Indirect/ / / / / (Instr. 3,/ Day/ year) / Securities / /Benefic-/ (Instr. 4) / / / / / 4 and 5) / / (Instr. 3 / /ally / / / / / / / / and 4) / /Owned at/ / / / /------------------------------------------------------/ /end of / / / / /Code/ V / (A) /(D)/ Date / Expir-/ Title /Amount / / Month / / / / / / / / / Exer- / ation / / of / / Instr. / / / / / / / / / cisable/ Date / /shares / / 4 / / =================================================================================================================================== OPTIONS TO $1.02 06/26/01 A 10,000 Immed. Common 10,000 50,000 D PURCHASE Stock COMMON STOCK - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ THOMAS O'NEIL July 9, 2001 -------------------------------- ----------- Thomas O'Neil Date **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----