-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dnm+rwrpTtr3DLILYBd40U5w8UkrZGMqxN6wnNvtEPDHhLBEfRvjdB6wwY8V6MWt PrP3/hQF3GP+G0diNjYZXw== /in/edgar/work/0001001277-00-000285/0001001277-00-000285.txt : 20001011 0001001277-00-000285.hdr.sgml : 20001011 ACCESSION NUMBER: 0001001277-00-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001001 FILED AS OF DATE: 20001010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL POWER CORP CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: [3679 ] IRS NUMBER: 941721931 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12711 FILM NUMBER: 737101 BUSINESS ADDRESS: STREET 1: 41920 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106572635 MAIL ADDRESS: STREET 1: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 COMPANY DATA: COMPANY CONFORMED NAME: SCHOFIELD CHRIS CENTRAL INDEX KEY: 0001071783 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: #L4 SINNELS FIELD SULGON UNDER WYCHWOOD STREET 2: CHILLING NORTON OXON CITY: OX7 6EJ ENGLAND MAIL ADDRESS: STREET 1: #L4 SINNELS FIELD SULGON UNDER WYCHWOOD STREET 2: CHILLING NORTON OXON CITY: OX7 6EJ ENGLAND 4 1 0001.txt FORM 4 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person*/ 2. Issuer Name and / 5. Relationship of Reporting / Ticker or Trading Symbol / Person(s) to Issuer / / (Check all applicable) / / -X- Director --- 10% Owner (Last) (First) (Middle) / DIGITAL POWER CORPORATION / --- Officer --- Other SCHOFIELD, CHRIS / (AMEX:DPW) / (give title below) (specify below) - ----------------------------------------/-----------------------------------------/------------------------------------------------- / / / 3. Statement 4. If Amendment, Date / 6. Individual or Joint/Group Filing / for Month/Year of Original(Month/Year) / (Check Applicable Line) / / X Form filed by one Reporting Person / 10/2000 ---- / Form filed by More than One / / Reporting Person - ----------------------------------------/ / / / / / / / 14 Sinnels Field Shipton-under-Wychwood / / - --------------------------------------- / / (Street) / / - --------------------------------------- / / / / Chipping Norton Oxfordshire OX 7 / / 6EJ ENGLAND / / - --------------------------------------- / / (City) (State) (Zip) / / / / - -----------------------------------------------------------------------------------------------------------------------------------
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title / 2. Transaction / 3. Transaction / 4. Securities Acquired (A) / 5. Amount of / / / of / Date / Code / or Disposed (D)(Instr.3,4,and 5) / Securities / 6. Ownership / 7.Nature of / Security / (Mo/Day/Yr) / (Instr. 8) / / Beneficially Owned / Form: Direct/ Indirect / (Inst.3) / / ---------------------------------------------------/ at End of Month / (D) or / Beneficial / / / Code / V / Amount / (A) or (D) / Price / (Instr. 3 / Indirect(I) / Ownership / / / / / / / / and 4 / (Instr.4) / (Instr.4) / ===================================================================================================================================/ / Common / 09/05/00 / S / / 2,000 / D / $9.25 / 7,000 / D / / ===================================================================================================================================/ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
2 FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Title / Conversion/ Trans- / Trans- / Nature of / Date / Title /Price of / Number / Ownership / Nature of / of / of / action / action / Derivative/ Exercisable / and / Deriv- / of / Form of / Indirect / Derivative / Exercise / Date / Code / Securities/ and / Amount / ative / Deriv- / Derivative / Beneficial/ Security / Price of / (Mo./ / (Instr./ Aquired(A)/ Expiration / of / Secur- / ative / Security: / Ownership / (Instr. 3) / Derivative/ Day/ / 8) / Disposed / Date / Under- / ity / Securi-/ Direct (D) / (Instr.4) / / Security / Year) / / of (D) / (Month / lying /Benefic- / ties / or Indirect/ / / / / / (Instr. 3,/ Day/ year) / Securities / ally / (I) / (Instr. 4) / / / / / / 4 and 5) / / (Instr. 3 / Owned /(Instr4)/ / / / / / / / / and 4) / at end / / / / / / /-----------------------------------------------------/ of / / / / / / /Code/ V / (A) / (D) / Date / Expir-/ Title /Amount/ month / / / / / / / / / / / Exer- / ation / / / (Instr. / / / / / / / / / / / cisable/ Date / / / 4) / / / / ==================================================================================================================================== - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/CHRIS SCHOFIELD 10/10/00 -------------------------------- --------- Chris Schofield Date **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----