DPW HOLDINGS, INC.
|
(Name of Issuer)
|
Common Stock, par value $0.001 per share
|
(Title of Class of Securities)
|
26140E 105
|
(CUSIP Number)
|
Edward S. Horton
One Battery Park Plaza
New York, NY 10004
212-574-1265
|
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
|
September 23, 2019
|
(Date of Event Which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13D-1(e),
240.13d‑1(f) or 240.13d-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
|
|
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
|
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Ding Gu
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
190,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
190,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
190,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
16.18 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Yanshen Hsu
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
50,500
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
50,500
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
50,500
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
4.30 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Bo Shen
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
China
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
12,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
12,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
12,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1.02%
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Nathan Smith
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
11,275
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
11,275
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
11,275
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.96 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Christine Rutkunas
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
10,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
10,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.85 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Yan Li
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
China
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
10,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
10,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.85 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Sanford Yu
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
10,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
10,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.85 %
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Yanping Xu
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
8,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
8,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
8,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.68%
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
1.
|
NAME OF REPORTING PERSONS
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
||
Xiaodan Wang
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||
(a)
|
[X]
|
||
(b)
|
[ ]
|
3.
|
SEC USE ONLY
|
|
4.
|
SOURCE OF FUNDS*
|
|
PF
|
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
[_]
|
|
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States of America
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||
7.
|
SOLE VOTING POWER
|
|
10,000
|
8.
|
SHARED VOTING POWER
|
|
0
|
9.
|
SOLE DISPOSITIVE POWER
|
|
10,000
|
10.
|
SHARED DISPOSITIVE POWER
|
||
0
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10,000
|
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
[_]
|
|
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.85%
|
14.
|
TYPE OF REPORTING PERSON*
|
|
IN
|
||
CUSIP No.
|
26140E 105
|
||
Item 1.
|
Security and Issuer.
|
|
No change.
|
||
Item 2.
|
Identity and Background.
|
(a, f)
|
This statement is being filed by Ding Gu, Yanshen Hsu, Bo Shen, Nathan Smith, Christine Rutkunas, Yan Li, Sanford Yu, Yanping Xu and Xiaodan Wang (each may be referred to
herein as a "Reporting Person" and collectively may be referred to as "Reporting Persons"). The Reporting Persons agreed to jointly send a letter to the Issuer attached as an exhibit to this amended Schedule 13D requesting the Company notice a
special meeting of its shareholders in accordance with the provisions of its by-laws for the person of electing four new members to the Issuer’s board of directors.
|
|
(b)
|
The principal business address of each Reporting Person is as follows:
|
Ding Gu
|
208 Laurel Creek Blvd., Moorestown, NJ 08057
|
|
Yanshen Hsu
|
22 Meagan Loop, Staten Island, NY 10307
|
|
Bo Shen
|
25 Boston Post Road, East Brunswick, NJ 08816
|
|
Nathan Smith
|
900 E Blue Heron Blvd., Riviera Beach, FL 33404
|
|
Christine Rutkunas
|
424 Garden State Dr., Cherry Hill, NJ 08002
|
|
Yan Li
|
10 Honeysuckle Dr., Sewell, NJ 08080
|
|
Sanford Yu
|
220-55 46th Ave., #11W, Bayside, NY 11361
|
|
Yanping Xu
|
12 Mallar Ave., Bay Shore, NY 11706
|
|
Xiaodan Wang
|
208 Laurel Creek Blvd., Moorestown, NJ 08057
|
(c)
|
The present principal occupation or employment of each Reporting Person is as follows:
|
Ding Gu
|
Medical Service Provider
|
|
Yanshen Hsu
|
Entrepreneur
|
|
Bo Shen
|
Engineer
|
|
Nathan Smith
|
Self-Employed
|
|
Christine Rutkunas
|
Hygienist
|
|
Yan Li
|
Retired Teacher
|
|
Sanford Yu
|
Acupuncturist
|
|
Yanping Xu
|
Retired Computer Technologist
|
|
Xiaodan Wang
|
Accountant
|
(d)
|
None of the Reporting Persons have, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
|
(e)
|
None of the Reporting Persons have, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a
result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such
laws.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
The Reporting Persons have acquired the securities directly from the Issuer and in open market transactions using funds from their personal investment portfolio.
|
Item 4.
|
Purpose of Transaction.
|
Since May of 2019, Gu has been in contact with management of the Issuer about the management of the Company and about certain corporate governance and capital raising
transactions the Company has undertaken and raised certain concerns about the performance of the Company share price under the current board of directors and senior management team and other matters. In the absence of satisfactory
responses from the Issuer, Gu and the other reporting persons agreed on September 23, 2019 to send the letter to the Company attached to this amended Schedule 13D as an exhibit calling for a special meeting for the purpose of electing four
new directors.
Going forward, the Reporting Persons may engage in further discussions with management, the board, and other shareholders of the Issuer and other relevant parties with
respect to the special meeting of shareholders that the Reporting Persons have called for or to consider or explore extraordinary corporate transactions, or other material changes to the Issuer’s business or corporate structure, including
changes in management or the composition of the Board.
Other than as described above, the Reporting Person does not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)–(j) of Schedule 13D, although,
depending on the factors discussed herein, the Reporting Person may change his purpose or formulate different plans or proposals with respect thereto at any time.
The Reporting Persons have agreed with the each other Reporting Person filing this Amended Schedule 13D to submit the attached letter to the Company dated September 23,
2019. As a result, the Reporting Persons may be deemed to be members of a “group,” within the meaning of Section 13(d)(3) of the Act. Shares listed as beneficially owned by each Reporting Person exclude shares held by any other Reporting
Person, in each case as to which the Reporting Person disclaims beneficial ownership.
|
||
Item 5.
|
Interest in Securities of the Issuer.
|
(a-e)
|
The beneficial ownership of the Stock by each Reporting Person at the date hereof is reflected on that Reporting Person's cover page and the percentage of
shares reported by each Reporting Person is based on 1,174,493 shares outstanding as reported by the Issuer in its most recent Form 10-Q.
The Reporting Persons effected transactions in the Stock in open market transactions on the dates indicated, and such transactions are the only transactions
in the Stock by the Reporting Persons since 60 days before date on cover page, as depicted in Schedule I attached hereto.
|
|
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
|
No change. |
||
Item 7.
|
Material to be Filed as Exhibits.
|
Schedule I: Transactions of Reporting Persons in the Stock during the past 60 days
Schedule II: Joint Filing Statement
Schedule III: Speecial Meeting Request Letter
|
||
/s/ Ding Gu
|
|
Name: Ding Gu
|
|
/s/ Yanshen Hsu
|
|
Name: Yanshen Hsu
|
|
/s/ Bo Shen
|
|
Name: Bo Shen
|
|
/s/ Nathan Smith
|
|
Name: Nathan Smith
|
|
/s/ Christine Rutkunas
|
|
Name: Christine Rutkunas
|
|
/s/ Yan Li
|
|
Name: Yan Li
|
|
/s/ Sanford Yu
|
|
Name: Sanford Yu
|
|
/s/ Yanping Xu
|
|
Name: Yanping Xu
|
|
/s/ Xiaodan Wang
|
|
Name: Xiaodan Wang
|
Date Acquired
|
Quantity
|
Price
|
||
07/15/20191
|
40,000
|
$0.2060
|
||
07/16/20192
|
50,000
|
$0.2000
|
||
07/17/20193
|
140,000
|
$0.1996
|
||
07/22/20194
|
100,000
|
$0.1896
|
||
08/15/2019
|
109
|
$1.9500
|
||
08/20/2019
|
9,891
|
$3.7757
|
||
08/23/2019
|
10,000
|
$3.3100
|
||
08/27/2019
|
10,000
|
$2.8550
|
||
09/04/2019
|
15,644
|
$2.8183
|
||
09/05/2019
|
57,856
|
$2.8765
|
||
09/06/2019
|
2,500
|
$2.8300
|
||
09/10/2019
|
6,000
|
$3.0100
|
||
09/18/2019
|
20,000
|
$2.7900
|
||
09/19/2019
|
10,000
|
$2.8050
|
||
09/20/2019
|
10,000
|
$2.7000
|
Date Acquired
|
Quantity
|
Price
|
||
08/09/2019
|
6,000
|
$2.5000
|
||
08/15/2019
|
2,000
|
$2.0110
|
||
08/16/2019
|
4,000
|
$1.7150
|
||
08/19/2019
|
700
|
$4.9500
|
||
08/20/2019
|
5,000
|
$4.1500
|
||
08/21/2019
|
13,000
|
$4.0500
|
||
08/22/2019
|
20,000
|
$3.3500
|
||
08/23/2019
|
17,600
|
$3.2700
|
||
08/26/2019
|
500
|
$3.4200
|
||
08/28/2019
|
24,200
|
$3.4500
|
||
08/29//2019
|
5,600
|
$3.2700
|
||
09/05/2019
|
3,000
|
$2.9100
|
||
09/12/2019
|
8,050
|
$3.1200
|
||
09/17/2019
|
9,000
|
$3.0500
|
Date Sold
|
Quantity
|
Price
|
||
07/22/20195
|
50,000
|
$0.1800
|
||
07/23/20196
|
50,000
|
$0.1600
|
||
07/25/20197
|
40,000
|
$0.1778
|
||
07/26/20198
|
152,000
|
$0.1500
|
||
08/09/2019
|
3,000
|
$2.3300
|
||
08/19/2019
|
10,050
|
$8.0000
|
||
08/20/2019
|
650
|
$4.4300
|
||
08/21/2019
|
10,000
|
$3.1200
|
||
08/22/2019
|
8,000
|
$3.0700
|
||
08/27/2019
|
37,500
|
$3.0100
|
Date Acquired
|
Quantity
|
Price
|
||
08/23/2019
|
2,500
|
$3.3000
|
||
08/26/2019
|
4,500
|
$3.6000
|
||
08/27/2019
|
1,500
|
$3.1000
|
||
08/28/2019
|
4,600
|
$3.3000
|
||
09/04/2019
|
1,000
|
$2.8300
|
||
09/10/2019
|
1,000
|
$3.0500
|
||
09/12/2019
|
1,000
|
$3.0500
|
||
09/13/2019
|
1,100
|
$3.000
|
||
09/16/2019
|
3,000
|
$2.9550
|
||
09/17/2019
|
1,400
|
$2.9500
|
||
Date Sold
|
Quantity
|
Price
|
||
08/28/2019
|
6,500
|
$3.8500
|
||
09/11/2019
|
2,600
|
$3.1000
|
||
09/13/2019
|
1,100
|
$3.3000
|
Date Acquired
|
Quantity
|
Price
|
||
08/06/2019
|
5
|
$4.1700
|
||
08/15/2019
|
1,270
|
$1.9500
|
||
08/21/2019
|
6,075
|
$3.7400
|
||
08/29/2019
|
2,125
|
$3.1500
|
||
08/30/2019
|
275
|
$3.15
|
Date Sold
|
Quantity
|
Price
|
||
08/19/2019
|
2,500
|
$9.13
|
Date Acquired
|
Quantity
|
Price
|
||
09/06/2019
|
3,061
|
$2.8200
|
||
09/10/2019
|
3,689
|
$3.0895
|
Date Acquired
|
Quantity
|
Price
|
||
07/22/20199
|
20,000
|
$0.1868
|
||
08/23/2019
|
3,000
|
$3.2600
|
||
08/23/2019
|
4,000
|
$3.0100
|
Date Acquired
|
Quantity
|
Price
|
||
08/28/2019
|
2,000
|
$3.2699
|
||
09/06/2019
|
3,000
|
$2.8700
|
||
09/09/2019
|
1,411
|
$2.8750
|
||
09/10/2019
|
109
|
$2.8800
|
||
09/13/2019
|
1,480
|
$3.0750
|
||
09/17/2019
|
2,000
|
$2.8897
|
Date Acquired
|
Quantity
|
Price
|
||
08/21/2019
|
3,000
|
$3.7000
|
||
08/22/2019
|
2,000
|
$3.3000
|
||
08/23/2019
|
5,000
|
$3.2500
|
||
08/27/2019
|
1,000
|
$2.8900
|
||
08/28/2019
|
3,000
|
$3.4500
|
||
08/29/2019
|
1,000
|
$3.2837
|
||
09/05/2019
|
2,000
|
$2.9340
|
||
09/12/2019
|
500
|
$3.0899
|
Date Sold
|
Quantity
|
Price
|
||
07/26/201911
|
90,000
|
$0.1500
|
||
08/06/2019
|
700
|
$8.0000
|
||
08/22/2019
|
3,050
|
$3.0500
|
||
08/27/2019
|
6,500
|
$2.9500
|
Date Acquired
|
Quantity
|
Price
|
||
09/19/2019
|
5,000
|
$2.79
|
/s/ Ding Gu
|
|
Name: Ding Gu
|
|
/s/ Yanshen Hsu
|
|
Name: Yanshen Hsu
|
|
/s/ Bo Shen
|
|
Name: Bo Shen
|
|
/s/ Nathan Smith
|
|
Name: Nathan Smith
|
|
/s/ Christine Rutkunas
|
|
Name: Christine Rutkunas
|
|
/s/ Yan Li
|
|
Name: Yan Li
|
|
/s/ Sanford Yu
|
|
Name: Sanford Yu
|
|
/s/ Yanping Xu
|
|
Name: Yanping Xu
|
|
/s/ Xiaodan Wang
|
|
Name: Xiaodan Wang
|
Sincerely, | |
/s/ Ding Gu
|
|
Name: Ding Gu
|
|
/s/ Yanshen Hsu
|
|
Name: Yanshen Hsu
|
|
/s/ Bo Shen
|
|
Name: Bo Shen
|
|
/s/ Nathan Smith
|
|
Name: Nathan Smith
|
|
/s/ Christine Rutkunas
|
|
Name: Christine Rutkunas
|
|
/s/ Yan Li
|
|
Name: Yan Li
|
|
/s/ Sanford Yu
|
|
Name: Sanford Yu
|
|
/s/ Yanping Xu
|
|
Name: Yanping Xu
|
|
/s Xiaodan Wang
|
|
Name: s/ Xiaodan Wang
|