EX-99.13.KKKK.2 23 h77550exv99w13wkkkkw2.htm EX-99.13.KKKK.2 exv99w13wkkkkw2
AMENDMENT NO. 1
PARTICIPATION AGREEMENT
     The Participation Agreement, (the “Agreement”), dated April 30, 2003, by and among AIM Variable Insurance Funds, a Delaware Trust (“AVIF”), A I M Distributors, Inc., a Delaware corporation (“AIM”), MONY Life Insurance Company, a New York life insurance company (“LIFE COMPANY”), on behalf of itself and each of its segregated asset accounts listed in Schedule A hereto, as the parties hereto may amend from time to time (each, an “Account,” and collectively, the “Accounts”); and MONY Securities Corporation, an affiliate of LIFE COMPANY and the principal underwriter of the contracts (“UNDERWRITER”) (collectively, the “Parties”), is hereby amended as follows:
     WHEREAS, on March 31, 2008, A I M Distributors, Inc. was renamed Invesco Aim Distributors, Inc. All references to A I M Distributors, Inc. will hereby be deleted and replaced with Invesco Aim Distributors, Inc.; and
     WHEREAS, AXA Advisors, LLC has assumed the operations of MONY Securities Corporation. All references to MONY Securities Corporation will hereby be deleted and replaced with AXA Advisors, LLC; and;
     WHEREAS, the parties wish to enable LIFE COMPANY to offer shares of the portfolios of AVIF in every LIFE COMPANY separate account;
     Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:

1


 

SCHEDULE A
FUNDS AVAILABLE UNDER THE CONTRACTS
Series I and II shares
AIM V.I. Basic Balanced Fund
AIM V.I. Basic Value Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
AIM V.I. Core Equity Fund
AIM V.I. Diversified Income Fund
AIM V.I. Dynamics Fund
AIM V.I. Financial Services Fund
AIM V.I. Global Health Care Fund
AIM V.I. Global Real Estate Fund
AIM V.I. Government Securities Fund
AIM V.I. High Yield Fund
AIM V.I. International Growth Fund
AIM V.I. Large Cap Growth Fund
AIM V.I. Leisure Fund
AIM V.I. Mid Cap Core Equity Fund
AIM V.I. Money Market Fund
AIM V.I. PowerShares ETF Allocation Fund
AIM V.I. Small Cap Equity Fund
AIM V.I. Technology Fund
AIM V.I. Utilities Fund
SEPARATE ACCOUNTS UTILIZING THE FUNDS
Legacy “S”
Legacy “L”
Legacy “A”
MONY UGVL VUL
MONY UGVL SVUL
MONY UGVA VA
Keynote
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS
All Contracts

2


 

     All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective date: April 19, 2010.
                         
            AIM VARIABLE INSURANCE FUNDS    
 
                       
Attest:   /s/ Peter Davidson   By:   /s/ John M. Zerr    
                 
 
  Name:   Peter Davidson       Name:   John M. Zerr    
 
  Title:   Assistant Secretary       Title:   Senior Vice President    
 
                       
            INVESCO AIM DISTRIBUTORS, INC.    
 
                       
Attest:   /s/ Peter Davidson   By:   /s/ John S. Cooper    
                 
 
  Name:   Peter Davidson       Name:   John S. Cooper    
 
  Title:   Assistant Secretary       Title:   President    
 
                       
            MONY LIFE INSURANCE COMPANY, on behalf of itself and its separate accounts    
 
                       
Attest:   /s/ Kenneth Beitler   By:   /s/ Steven M. Joenk    
                 
 
  Name:   Kenneth Beitler       Name:   Steven M. Joenk    
 
  Title:   Vice President       Title:   Senior Vice President    
 
                       
            AXA ADVISORS, LLC    
 
                       
Attest:   /s/ Kenneth Beitler   By:   /s/ Christine Nigro    
                 
 
  Name:   Kenneth Beitler       Name:   Christine Nigro    
 
  Title:   Vice President       Title:   President    

3