0001752724-19-001681.txt : 20190114
0001752724-19-001681.hdr.sgml : 20190114
20190114145013
ACCESSION NUMBER: 0001752724-19-001681
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
EFFECTIVENESS DATE: 20190114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIMENSIONAL EMERGING MARKETS VALUE FUND
CENTRAL INDEX KEY: 0000896163
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07440
FILM NUMBER: 19524856
BUSINESS ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: (512) 306-7400
MAIL ADDRESS:
STREET 1: 6300 BEE CAVE ROAD
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: DIMENSIONAL EMERGING MARKETS VALUE FUND INC
DATE OF NAME CHANGE: 19981217
0000896163
S000001027
DIMENSIONAL EMERGING MARKETS VALUE FUND INC
N-CEN
1
primary_doc.xml
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DIMENSIONAL EMERGING MARKETS VALUE FUND
811-07440
0000896163
549300WMT0JQLD3UPL78
6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN
78746
US-TX
US
(512) 306-7400
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
Citibank, National Association
701 East 60th Street North
Sioux Falls
57104
N-A
Custody Records
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N
N-1A
1
N
Edward P. Lazear
000000000
N
Roger G. Ibbotson
004393768
N
George M. Constantinides
000000000
N
Myron S. Scholes
000000000
N
David G. Booth
001031000
Y
Abbie J. Smith
000000000
N
Douglas W. Diamond
000000000
N
Christopher S. Crossan
004269087
6300 Bee Cave Road
Building One
Austin
78746
XXXXXX
N
N
N
N
N
N
N
DFA Securities LLC
008-27006
000010292
00000000000000000000
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
DIMENSIONAL EMERGING MARKETS VALUE FUND INC
S000001027
549300WMT0JQLD3UPL78
N
1
0
0
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Y
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N
Citibank, National Association
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N
N
Revenue sharing split
1090384986.70000000
26985000.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Dimensional Fund Advisors LP
801-16283
000106482
S31KDR2I4VDC432ELJ36
N
DFA Australia Limited
801-48036
000107621
549300NN516DPSX0IH86
Y
AU
N
Dimensional Fund Advisors Ltd.
801-40136
000107472
SIQNE3E5N1WZ40Z2SU44
Y
GB
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank, National Association (Central and Western District, Hong Kong Island, HK, Branch)
00000000000000000000
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Tel Aviv, Tel Aviv District, IL, Branch)
00000000000000000000
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch)
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, National Association (Bangkok, Bangkok, TH, Branch)
00000000000000000000
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream International
222100I12S92YQIZQD75
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank International Limited
31OGKFG0Y1795OV0AK56
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Athens, Attica, GR, Branch)
00000000000000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Manila, Metro Manila, PH, Branch)
00000000000000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Johannesburg, Gauteng, ZA, Branch)
00000000000000000000
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank Europe Public Limited Company
N1FBEDJ5J41VKZLO2475
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
DFA Securities LLC
8-27006
000010292
00000000000000000000
0.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
192451.04000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
8035.01000000
Investment Technology Group, Inc.
8-44218
000029299
0000000000
461303.81000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
156.12000000
Jefferies International Limited
N/A
000000000
S5THZMDUJCTQZBTRVI98
GB
589992.86000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
18859.32000000
Kim Eng Securities (Hong Kong) Limited
N/A
000000000
254900JOZO98RSYZ3694
HK
126.46000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1021012.51000000
Loop Capital Markets LLC
8-50140
000043098
254900FPPM2WN90D4786
617.24000000
Societe Generale
8-49963
000042731
O2RNE8IBXP4R0TD8PU41
FR
656354.62000000
2948942.05000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3.87000000
Jefferies International Limited
N/A
000000000
S5THZMDUJCTQZBTRVI98
GB
3.30000000
7.17000000
N
19288305908.41000000
N
true
INTERNAL CONTROL RPT
2
NCEN_4089132543176478.txt
Report of Independent Registered Public Accounting
Firm
To the Board of Trustees and Shareholders of
Dimensional Emerging Markets Value Fund
In planning and performing our audit of the financial
statements of Dimensional Emerging Markets Value
Fund ("the Fund") as of and for the year ended October
31, 2018, in accordance with the standards of the Public
Company Accounting Oversight Board (United States)
("PCAOB"), we considered the Fund's internal control
over financial reporting, including controls over
safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with
the requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the effectiveness
of the Fund's internal control over financial reporting.
Accordingly, we do not express an opinion on the
effectiveness of the Fund's internal control over
financial reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required
to assess the expected benefits and related costs of
controls. A company's internal control over financial
reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting
and the preparation of financial statements for external
purposes in accordance with generally accepted
accounting principles. A company's internal control over
financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of
the fund; (2) provide reasonable assurance that
transactions are recorded as necessary to permit
preparation of financial statements in accordance with
generally accepted accounting principles, and that
receipts and expenditures of the fund are being made
only in accordance with authorizations of management
and directors of the fund; and (3) provide reasonable
assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk
that controls may become inadequate because of
changes in conditions, or that the degree of compliance
with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does
not allow management or employees, in the normal
course of performing their assigned functions, to
prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a
material misstatement of the company's annual or
interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal control
over financial reporting that might be material
weaknesses under standards established by PCAOB.
However, we noted no deficiencies in the Fund's
internal control over financial reporting and its
operation, including controls over safeguarding
securities, that we consider to be material weaknesses
as defined above as of October 31, 2018.
This report is intended solely for the information and
use of the Board of Trustees of Dimensional Emerging
Markets Value Fund and the Securities and Exchange
Commission and is not intended to be and should not
be used by anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
December 21, 2018