-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QllN+PvVY6raTRIyA4p6EnhD50gZPtiJf2uZdaQeI1nAlqLf3fAvPo6wEYQrh/Kv CmFxGSk9E/8rVM1aY6Ix6A== 0001116679-02-001793.txt : 20021114 0001116679-02-001793.hdr.sgml : 20021114 20021114124911 ACCESSION NUMBER: 0001116679-02-001793 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONTGOMERY ASSET MANAGEMENT L P /CA CENTRAL INDEX KEY: 0000896160 IRS NUMBER: 943273703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04249 FILM NUMBER: 02823357 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152486000 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 mam13f-hr.txt FORM 13F FILE NUMBER: 28-3396 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2002 Check Here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Montgomery Asset Management, LLC Address: 101 California Street, 35th Floor San Francisco, CA 94111 Form 13F File Number: 28-3396 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dana Schmidt Title: Chief Administrative Officer Phone: (415) 248-6452 /s/ Dana Schmidt San Francisco, California November 12, 2002 - ----------------------- --------------------------- --------------------- Signature City, State Date Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 386 Form 13F Information Table Value Total: $1,254,172,000.00 List of Other Included Managers: None
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (/1000) PRINCIPAL PRIN CALL DISCRETION MGRS SOLE SHARED NONE Agco Corp Stock 001084102 $ 2,267 97,700 SH Sole No 88,100 0 9,600 Agco Corp Stock 001084102 $ 3,451 148,753 SH Defined No 8,400 0 140,353 AMN Healthcare Services Stock 001744101 $ 1,356 73,300 SH Sole No 66,100 0 7,200 AMN Healthcare Services Stock 001744101 $ 2,058 111,254 SH Defined No 6,300 0 104,954 AOL Time Warner Inc. Stock 00184A105 $ 3,103 265,200 SH Sole No 186,200 0 79,000 AT&T Corp. Stock 001957109 $ 6,956 579,200 SH Sole No 420,100 0 159,100 AT&T Canada Inc. Stock 00207Q202 $ 2,408 75,100 SH Sole No 51,700 0 23,400 AT&T Wireless Services Inc. Stock 00209A106 $ 564 136,900 SH Sole No 92,500 0 44,400 aaiPharma Inc. Stock 00252W104 $ 1,681 140,200 SH Sole No 126,400 0 13,800 aaiPharma Inc. 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Stock 109641100 $ 1,839 71,000 SH Sole No 45,100 0 25,900 Brunswick Corp Stock 117043109 $ 2,680 127,400 SH Sole No 83,800 0 43,600 California Pizza Kitchen, Inc Stock 13054D109 $ 5,539 240,700 SH Sole No 222,700 0 18,000 California Pizza Kitchen, Inc Stock 13054D109 $ 6,434 279,611 SH Defined No 15,700 0 263,911 Calpine Corp. Stock 131347106 $ 207 83,900 SH Sole No 0 0 83,900 Capital One Stock 14040H105 $ 1,337 38,300 SH Sole No 24,300 0 14,000 Catepillar, Inc. Stock 149123101 $ 1,407 37,800 SH Sole No 10,100 0 27,700 Centex Corp Stock 152312104 $ 3,889 87,700 SH Sole No 56,200 0 31,500 ChevronTexaco Corp Stock 166764100 $ 2,169 31,324 SH Sole No 26,002 0 5,322 China Mobile Ltd. ADR Stock 16941M109 $ 5,812 514,300 SH Sole No 506,900 0 7,400 Cisco Systems Inc. Stock 17275R102 $ 5,275 503,356 SH Sole No 387,756 0 115,600 Citigroup Inc. Stock 172967101 $ 5,755 194,098 SH Sole No 162,099 0 31,999 Clear Channel Communications Corp. Stock 184502102 $ 5,299 152,500 SH Sole No 117,100 0 35,400 Coca Cola Company Stock 191216100 $ 3,607 75,200 SH Sole No 54,400 0 20,800 Coca-Cola Femsa ADR Stock 191241108 $ 245 12,900 SH Sole No 12,900 0 0 Community Health Systems Stock 203668108 $ 1,750 65,700 SH Sole No 40,000 0 25,700 Brasil Dist Pao Acu - ADR Stock 20440T201 $ 7,956 672,000 SH Sole No 666,300 0 5,700 Cia de Minas Buenaventura S.A ADR Stock 204448104 $ 5,108 238,700 SH Sole No 236,000 0 2,700
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (/1000) PRINCIPAL PRIN CALL DISCRETION MGRS SOLE SHARED NONE Computer Associates Intl, Inc. Stock 204912109 $ 168 17,500 SH Sole No 9,200 0 8,300 Comverse Technology, Inc. Stock 205862402 $ 128 18,300 SH Sole No 9,900 0 8,400 Concord EFS Inc Stock 206197105 $ 1,714 107,700 SH Sole No 72,000 0 35,700 ConocoPhillips Stock 20825C104 $ 1,126 24,400 SH Sole No 7,900 0 16,500 Constellation Brands Inc-A Stock 21036P108 $ 6,687 289,500 SH Sole No 230,300 0 59,200 Constellation Brands Inc-A Stock 21036P108 $ 4,971 215,187 SH Defined No 12,400 0 202,787 Convergys Corp. Stock 212485106 $ 1,456 96,900 SH Sole No 65,400 0 31,500 Cooper Companies Inc. Stock 216648402 $ 1,691 32,200 SH Sole No 29,000 0 3,200 Cooper Companies Inc. Stock 216648402 $ 2,598 49,483 SH Defined No 2,800 0 46,683 Corinthian Colleges, Inc. Stock 218868107 $ 12,552 332,600 SH Sole No 295,600 0 37,000 Corinthian Colleges, Inc. Stock 218868107 $ 12,416 328,991 SH Defined No 18,400 0 310,591 Costco Wholesale Co. Stock 22160K105 $ 5,969 184,400 SH Sole No 162,000 0 22,400 Coventry Health Care Inc. Stock 222862104 $ 7,803 240,100 SH Sole No 220,200 0 19,900 Coventry Health Care Inc. Stock 222862104 $ 10,128 311,646 SH Defined No 17,400 0 294,246 Cumulus Media Inc. Stock 231082108 $ 5,404 306,200 SH Sole No 283,100 0 23,100 Cumulus Media Inc. Stock 231082108 $ 6,323 358,270 SH Defined No 20,000 0 338,270 Cymer Inc. Stock 232572107 $ 1,571 84,300 SH Sole No 77,600 0 6,700 Cymer Inc. Stock 232572107 $ 1,948 104,483 SH Defined No 5,900 0 98,583 DTE Energy Co. Stock 233331107 $ 1,600 39,300 SH Sole No 0 0 39,300 Dell Computer Stock 247025109 $ 7,309 310,950 SH Sole No 227,150 0 83,800 Devon Energy Corp Stock 25179M103 $ 3,221 66,750 SH Sole No 42,750 0 24,000 Dominion Resources Inc Stock 25746U109 $ 748 14,745 SH Sole No 0 0 14,745 EMC Corp. Stock 268648102 $ 93 20,250 SH Sole No 20,250 0 0 ENSCO International Inc. 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NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (/1000) PRINCIPAL PRIN CALL DISCRETION MGRS SOLE SHARED NONE O'Reilly Automotive Stock 686091109 $ 2,169 75,800 SH Sole No 69,400 0 6,400 O'Reilly Automotive Stock 686091109 $ 2,888 100,914 SH Defined No 5,900 0 95,014 Overture Services Inc. Stock 69039r100 $ 3,795 161,000 SH Sole No 147,100 0 13,900 Overture Services Inc. Stock 69039r100 $ 5,118 217,139 SH Defined No 12,200 0 204,939 POSCO ADR Stock 693483109 $ 2,950 136,700 SH Sole No 134,600 0 2,100 Pacer International Inc Stock 69373h106 $ 1,872 164,900 SH Sole No 148,800 0 16,100 Pacer International Inc Stock 69373h106 $ 2,858 251,829 SH Defined No 14,100 0 237,729 Park Place Entertainment Stock 700690100 $ 1,485 186,800 SH Sole No 116,800 0 70,000 Patina Oil & Gas Corporation Stock 703224105 $ 2,840 99,650 SH Sole No 92,275 0 7,375 Patina Oil & Gas Corporation Stock 703224105 $ 3,260 114,375 SH Defined No 6,850 0 107,525 Patterson-UTI Energy Inc Stock 703481101 $ 2,773 108,700 SH Sole No 100,700 0 8,000 Patterson-UTI Energy Inc Stock 703481101 $ 3,198 125,364 SH Defined No 7,000 0 118,364 Pepsi Bottling Group, Inc. Stock 713409100 $ 1,067 45,600 SH Sole No 29,100 0 16,500 Pepsico, Inc. Stock 713448108 $ 3,058 82,750 SH Sole No 61,050 0 21,700 Petco Animal Supplies Inc Stock 716016209 $ 3,130 144,300 SH Sole No 133,700 0 10,600 Petco Animal Supplies Inc Stock 716016209 $ 3,583 165,169 SH Defined No 9,300 0 155,869 Pfizer Inc. Stock 717081103 $ 7,729 266,334 SH Sole No 213,834 0 52,500 Pharmaceutical Resources, Inc. Stock 717125108 $ 5,758 205,800 SH Sole No 190,500 0 15,300 Pharmaceutical Resources, Inc. Stock 717125108 $ 6,573 234,916 SH Defined No 13,600 0 221,316 Philip Morris Companies Inc Stock 718154107 $ 291 7,500 SH Sole No 7,500 0 0 Philippine Long Dist Telephone ADR Stock 718252604 $ 2,841 550,500 SH Sole No 544,200 0 6,300 Polaris Industries Stock 731068102 $ 5,871 94,700 SH Sole No 86,800 0 7,900 Polaris Industries Stock 731068102 $ 7,725 124,600 SH Defined No 6,800 0 117,800 Power Integrations, Inc. Stock 739276103 $ 2,682 221,000 SH Sole No 62,800 0 158,200 Precision Drilling Corp Stock 74022d100 $ 2,312 76,800 SH Sole No 70,700 0 6,100 Precision Drilling Corp Stock 74022d100 $ 2,912 96,736 SH Defined No 5,400 0 91,336 Priority Health Care Ltd. Stock 74264T102 $ 5,615 222,800 SH Sole No 207,600 0 15,200 Priority Health Care Ltd. Stock 74264T102 $ 6,018 238,823 SH Defined No 13,300 0 225,523 Proctor & Gamble Co. Stock 742718109 $ 3,673 41,100 SH Sole No 30,100 0 11,000 Proquest Company Stock 74346P102 $ 3,852 126,900 SH Sole No 114,600 0 12,300 Proquest Company Stock 74346p102 $ 5,825 191,939 SH Defined No 10,800 0 181,139 Providian Financial Corp. Stock 74406A102 $ 61 12,400 SH Sole No 12,400 0 0 Radian Group Inc Stock 750236101 $ 9,749 298,486 SH Sole No 240,486 0 58,000 Radian Group Inc Stock 750236101 $ 7,094 217,200 SH Defined No 11,900 0 205,300 Radio One, Inc. Stock 75040p405 $ 5,244 318,000 SH Sole No 291,900 0 26,100 Radio One, Inc. Stock 75040p405 $ 6,706 406,666 SH Defined No 22,900 0 383,766 Raytheon Co. Stock 755111507 $ 3,191 108,900 SH Sole No 76,400 0 32,500 Rent-A-Center Inc. Stock 76009N100 $ 8,057 155,100 SH Sole No 131,200 0 23,900 Rent-A-Center Inc. Stock 76009N100 $ 7,797 150,077 SH Defined No 8,400 0 141,677 Rohm & Haas Co. Stock 775371107 $ 2,134 68,840 SH Sole No 51,540 0 17,300 Ruby Tuesday, Inc. Stock 781182100 $ 5,414 288,300 SH Sole No 266,500 0 21,800 Ruby Tuesday, Inc. Stock 781182100 $ 6,383 339,868 SH Defined No 19,100 0 320,768 Ryanair Holdings Plc. ADR Stock 783513104 $ 2,959 87,400 SH Sole No 87,400 0 0 SBC Communications, Inc. Stock 78387G103 $ 4,478 222,775 SH Sole No 161,575 0 61,200 SPDR Trust Series 1 Unit Trust 78462F103 $ 1,530 18,700 SH Sole No 18,700 0 0 St. Paul Companies Stock 792860108 $ 1,134 39,500 SH Sole No 25,200 0 14,300 Sasol Ltd. - ADR Stock 803866300 $ 202 17,700 SH Sole No 0 0 17,700 Satyam Computer - ADR Stock 804098101 $ 1,729 194,300 SH Sole No 191,400 0 2,900 Schlumberger Stock 806857108 $ 918 23,875 SH Sole No 17,875 0 6,000 Scholastic Corp. Stock 807066105 $ 5,388 120,600 SH Sole No 111,500 0 9,100 Scholastic Corp. Stock 807066105 $ 6,386 142,929 SH Defined No 8,000 0 134,929 Scientific Games Corp Stock 80874p109 $ 2,213 330,300 SH Sole No 297,700 0 32,600 Scientific Games Corp Stock 80874p109 $ 3,367 502,492 SH Defined No 28,500 0 473,992 Scios Inc. Stock 808905103 $ 6,558 257,700 SH Sole No 237,600 0 20,100 Scios Inc. Stock 808905103 $ 7,985 313,757 SH Defined No 17,600 0 296,157 Serena Software Inc. Stock 817492101 $ 1,116 93,000 SH Sole No 83,900 0 9,100 Serena Software Inc. Stock 817492101 $ 1,715 142,879 SH Defined No 8,000 0 134,879 Siderca S.A.I.C - ADR Stock 825863103 $ 3,045 195,800 SH Sole No 194,100 0 1,700 Silicon Laboratories Inc Stock 826919102 $ 2,368 129,200 SH Sole No 119,100 0 10,100 Silicon Laboratories Inc Stock 826919102 $ 2,892 157,775 SH Defined No 8,800 0 148,975 Smartforce PLC - ADR Stock 83170a206 $ 2,625 795,602 SH Sole No 729,124 0 66,478 Smartforce PLC - ADR Stock 83170a206 $ 3,390 1,027,214 SH Defined No 58,203 0 969,011 Southern Company Stock 842587107 $ 1,056 36,700 SH Sole No 27,500 0 9,200 Southwest Airlines Co. Stock 844741108 $ 2,475 189,500 SH Sole No 151,600 0 37,900 Sprint PCS Corp. Stock 852061506 $ 1,001 510,700 SH Sole No 335,400 0 175,300 Sun Microsystems Inc. Stock 866810104 $ 99 38,400 SH Sole No 38,400 0 0 Swift Transportation Co Inc. Stock 870756103 $ 1,521 97,500 SH Sole No 89,900 0 7,600 Swift Transportation Co Inc. Stock 870756103 $ 1,825 116,993 SH Defined No 6,600 0 110,393 Symantec Corp Stock 871503108 $ 845 25,100 SH Sole No 16,300 0 8,800 Symbol Technologies Inc Stock 871508107 $ 82 10,700 SH Sole No 5,700 0 5,000 TCF Financial Corporation Stock 872275102 $ 1,189 28,100 SH Sole No 18,000 0 10,100 TXU Corp. Stock 873168108 $ 1,618 38,800 SH Sole No 0 0 38,800 Taiwan Semiconductor ADR Stock 874039100 $ 171 26,994 SH Sole No 6,622 0 20,372 Talbots Stock 874161102 $ 1,448 51,700 SH Sole No 37,900 0 13,800 Target Corp Stock 87612e106 $ 667 22,600 SH Sole No 22,600 0 0 Telebras Holders ADR Stock 879287308 $ 2,534 177,300 SH Sole No 175,500 0 1,800 Telefonos de Mexico ADR SA Stock 879403780 $ 14,941 530,780 SH Sole No 508,480 0 22,300 Teva Pharmaceutical Industries Ltd. Stock 881624209 $ 3,129 46,700 SH Sole No 46,200 0 500 Texas Instruments, Inc Stock 882508104 $ 2,468 167,100 SH Sole No 117,100 0 50,000 3M Co. Stock 88579y101 $ 2,777 25,250 SH Sole No 18,250 0 7,000 Ticket Master - Online CitySearch, Stock 88633P203 $ 195 12,800 SH Sole No 6,700 0 6,100 Tiffany & Co Stock 886547108 $ 463 21,600 SH Sole No 21,600 0 0 Time Warner Telecom Inc. Stock 887319101 $ 122 150,100 SH Sole No 104,400 0 45,700 Titan Corp. Stock 888266103 $ 1,804 187,900 SH Sole No 172,200 0 15,700
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (/1000) PRINCIPAL PRIN CALL DISCRETION MGRS SOLE SHARED NONE Titan Corp. Stock 888266103 $ 2,347 244,500 SH Defined No 13,700 0 230,800 Toll Brothers Inc. Stock 889478103 $ 5,009 230,400 SH Sole No 214,200 0 16,200 Toll Brothers Inc. Stock 889478103 $ 5,500 253,008 SH Defined No 14,200 0 238,808 TOO INC COM Stock 890333107 $ 1,490 64,000 SH Sole No 57,700 0 6,300 TOO INC COM Stock 890333107 $ 2,277 97,790 SH Defined No 5,500 0 92,290 Transkaryotic Therapies Inc. Stock 893735100 $ 3,361 103,700 SH Sole No 95,400 0 8,300 Transkaryotic Therapies Inc. Stock 893735100 $ 4,212 129,970 SH Defined No 7,300 0 122,670 Triad Hospitals, Inc Stock 89579K109 $ 6,543 172,400 SH Sole No 143,900 0 28,500 Triad Hospitals, Inc Stock 89579K109 $ 5,872 154,718 SH Defined No 8,700 0 146,018 TRIMERIS INC COM Stock 896263100 $ 3,635 81,400 SH Sole No 74,700 0 6,700 TRIMERIS INC COM Stock 896263100 $ 4,276 95,770 SH Defined No 5,700 0 90,070 Tyco International Ltd. Stock 902124106 $ 1,633 115,800 SH Sole No 85,600 0 30,200 Union Pacific Corp. Stock 907818108 $ 2,187 37,800 SH Sole No 24,600 0 13,200 United Microelectronics Corp. -ADR Stock 910873207 $ 68 19,290 SH Sole No 9,257 0 10,033 United Natural Foods Inc Stock 911163103 $ 963 41,800 SH Sole No 37,700 0 4,100 United Natural Foods Inc Stock 911163103 $ 1,455 63,200 SH Defined No 3,600 0 59,600 United Technologies Corp. Stock 913017109 $ 2,339 41,400 SH Sole No 8,400 0 33,000 Utstarcom Inc. Stock 918076100 $ 6,853 448,800 SH Sole No 437,000 0 11,800 Valence Technology Inc Stock 918914102 $ 28 40,000 SH Sole No 40,000 0 0 Varian Inc Com Stock 922206107 $ 2,010 72,800 SH Sole No 67,800 0 5,000 Varian Inc Com Stock 922206107 $ 2,156 78,088 SH Defined No 4,400 0 73,688 Varian Semiconductor Equip Ass Stock 922207105 $ 1,141 69,400 SH Sole No 62,600 0 6,800 Varian Semiconductor Equip Ass Stock 922207105 $ 1,749 106,412 SH Defined No 6,000 0 100,412 Vastera, Inc. Stock 92239N109 $ 63 29,500 SH Sole No 15,900 0 13,600 Veridian Corp Stock 92342r203 $ 1,331 53,300 SH Sole No 48,100 0 5,200 Veridian Corp Stock 92342r203 $ 2,046 81,924 SH Defined No 4,600 0 77,324 Veritas Software Corp. Stock 923436109 $ 628 42,700 SH Sole No 28,800 0 13,900 Verizon Communications Stock 92343V104 $ 4,475 163,100 SH Sole No 113,700 0 49,400 Viacom Inc. Stock 925524308 $ 9,967 245,800 SH Sole No 188,700 0 57,100 Wal-Mart Stores, Inc. Stock 931142103 $ 8,413 170,875 SH Sole No 135,575 0 35,300 Walgreen Co. Stock 931422109 $ 2,851 92,700 SH Sole No 70,600 0 22,100 Weatherford Intl Stock 947074100 $ 966 26,000 SH Sole No 0 0 26,000 WebEx Communications Inc Stock 94767L109 $ 4,299 384,200 SH Sole No 353,400 0 30,800 WebEx Communications Inc Stock 94767L109 $ 5,371 479,954 SH Defined No 27,000 0 452,954 Weight Watchers Intl Inc Stock 948626106 $ 3,432 79,150 SH Sole No 50,650 0 28,500 Wells Fargo & Co. Stock 949746101 $ 6,788 140,955 SH Sole No 115,555 0 25,400 WestAmerica Bancorporation Stock 957091013 $ 242 6,000 SH Sole No 6,000 0 0 Western Wireless Corp Stock 95988E204 $ 53 19,800 SH Sole No 19,800 0 0 Westwood One Inc. Stock 961815107 $ 2,671 74,700 SH Sole No 48,100 0 26,600 Weyerhaeuser Co. Stock 962166104 $ 542 12,375 SH Sole No 12,375 0 0 Worldcom Group Stock 98157d106 $ 1 11,197 SH Sole No 11,197 0 0 XTO Energy Inc. Stock 98385x106 $ 3,661 177,650 SH Sole No 164,500 0 13,150 XTO Energy Inc. Stock 98385x106 $ 4,270 207,203 SH Defined No 11,500 0 195,703 Yahoo! Inc. Stock 984332106 $ 1,010 105,500 SH Sole No 68,000 0 37,500 Yellow Corp Stock 985509108 $ 4,288 145,300 SH Sole No 133,800 0 11,500 Yellow Corp Stock 985509108 $ 5,313 180,058 SH Defined No 10,000 0 170,058 Zoran Corp. Stock 98975f101 $ 3,713 337,549 SH Sole No 291,949 0 45,600 Zoran Corp. Stock 98975f101 $ 3,712 337,478 SH Defined No 19,000 0 318,478 Amdocs Ltd. Stock G02602103 $ 81 12,600 SH Sole No 6,700 0 5,900 Global SantaFe Corp Stock G3930E101 $ 1,504 67,300 SH Sole No 21,900 0 45,400 Nabors Industries Inc Stock G6359F103 $ 3,960 120,900 SH Sole No 57,300 0 63,600 Check Point Software Technologies L Stock M22465104 $ 4,079 296,450 SH Sole No 293,350 0 3,100 TOTAL $1,254,172
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