-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QFJNaP7BkG3U9feQYfhcVFz2+ZCF5parLXU53GrKQIb5ItdOUia1b6kq4jR2FcnA 3D2zgwRZwW+BQ5op0i9IsA== 0000912057-99-004426.txt : 19991111 0000912057-99-004426.hdr.sgml : 19991111 ACCESSION NUMBER: 0000912057-99-004426 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONTGOMERY ASSET MANAGEMENT L P /CA CENTRAL INDEX KEY: 0000896160 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943273703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04249 FILM NUMBER: 99745620 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152486000 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13 F COVER PAGE Report for the Quarter Ended: September 30, 1999 Check Here if Amendment [ ]; Amendment Number: ____ This Amendment (check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Montgomery Asset Management, LLC Address: 101 California Street, 35th Floor San Francisco, CA 94111 Form 13F File Number: 28-3396 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dana Schmidt Title: Corporate Vice President and Principal Phone: (415) 248-6000 /s/ Dana Schmidt San Francisco, California November 10, 1999 - ---------------------- --------------------------- ------------------- Signature City, State Date Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 405 Form 13F Information Table Value Total: $3,010,551,000 List of Other Included Managers: None
Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None AT&T Com 001957109 613 14087 SH Sole 14087 Abbott Labs Com 002824100 2155 58750 SH Sole 58750 Acxiom Corp Com Com 005125109 3465 176300 SH Sole 176300 Administaff Inc. Com 007094105 2046 128400 SH Sole 128400 Advanced Energy Industries Com 007973100 12949 419400 SH Sole 268400 151000 Advanced Energy Industries Com 007973100 834 27000 SH Other 9000 18000 Affiliated Managers Group Com 008252108 14393 528200 SH Sole 357800 170400 Affiliated Managers Group Com 008252108 1003 36800 SH Other 10000 26800 Airgate PCS Inc. Com 009367103 1632 65600 SH Sole 34600 31000 Airgate PCS Inc. Com 009367103 109 4400 SH Other 1000 3400 Albertson's Inc. Com 013104104 1478 37350 SH Sole 37350 Alcoa Inc. Com 013817101 30071 484525 SH Sole 484525 Alkermes Inc. Com 01642T108 11917 413600 SH Sole 261600 152000 Alkermes Inc. Com 01642T108 692 24000 SH Other 7000 17000 Allied Signal Inc Com 019512102 402 6700 SH Sole 6700 Amazon.Com Inc. Com 023135106 360 4500 SH Sole 4500 Amdocs LTD Com G02602103 1455 69300 SH Sole 40000 29300 Amerada Hess Corporation Com 023551104 28209 460550 SH Sole 425650 34900 America Online Inc Del Com Com 02364J104 354 3400 SH Sole 3400 American Express Com 025816109 2342 17350 SH Sole 17350 American General Corp Com 026351106 1366 21600 SH Sole 21600 American Home Products Corp Com 026609107 293 7050 SH Sole 7050 American International Group Com 026874107 963 11074 SH Sole 11074 American Power Conversion Corp Com 029066107 1254 66000 SH Sole 51000 15000 AmeriCredit Corporation Com 03060R101 37937 2539700 SH Sole 1627700 912000 AmeriCredit Corporation Com 03060R101 2300 154000 SH Other 48000 106000 Amerisource Health Corp. Cl-A Com 03071P102 20333 858400 SH Sole 542400 316000 Amerisource Health Corp. Cl-A Com 03071P102 1289 54400 SH Other 18000 36400 Ameritech Corp Com 030954101 3648 54650 SH Sole 54650 Ames Dept Stores, Inc. Com 030789507 15628 490300 SH Sole 352300 138000 Ames Dept Stores, Inc. Com 030789507 733 23000 SH Other 7000 16000 Anheuser-Busch Cos Inc Com 035229103 2792 39850 SH Sole 39850 Annuity And Life Re Com G03910109 16709 671700 SH Sole 438700 233000 Annuity And Life Re Com G03910109 1144 46000 SH Other 16000 30000 Antec Corp Com 03664P105 2736 51500 SH Sole 29700 21800 Applied Micro Circuits Corp Com 03822W109 30107 528200 SH Sole 331000 197200 Applied Micro Circuits Corp Com 03822W109 1778 31200 SH Other 9600 21600 Applied Power, Inc. Cl-A Com 038225108 6166 203000 SH Sole 203000 AT&T Canada Inc. Com 00207Q202 1684 26799 SH Sole 26799 AT&T Corp. - Liberty Media - A Com 001957208 73513 1970200 SH Sole 1170200 800000 AT&T Corp. - Liberty Media - A Com 001957208 3507 94000 SH Other 28000 66000 Autodesk Inc. Com 052769106 5230 239100 SH Sole 239100 Automatic Data Processing Inc Com 053015103 446 10000 SH Sole 10000 Avant! Corporation Com 053487104 8786 492400 SH Sole 310600 181800 Avant! Corporation Com 053487104 534 29900 SH Other 9100 20800 Avery Dennison Corp Com 053611109 211 4000 SH Sole 4000 Avid Technology Com 05367P100 14989 1142000 SH Sole 1052500 89500 Baker Hughes Inc. Com 057224107 484 16700 SH Sole 16700 Bank of America Corp (NEW) Com 060505104 13342 239586 SH Sole 239586 Bank United Corp. Com 065412108 18703 577700 SH Sole 406700 171000 Bank United Corp. Com 065412108 919 28400 SH Other 8000 20400 Barr Laboratories Inc Com 068306109 12287 387000 SH Sole 239000 148000 Barr Laboratories Inc Com 068306109 730 23000 SH Other 7000 16000 Bausch & Lomb Inc. Com 071707103 17925 271850 SH Sole 249550 22300 Baxter International Inc Com 071813109 1654 27450 SH Sole 27450 Belco Oil & Gas Corp. Com 077410108 1553 230000 SH Sole 230000 Bell Atlantic Corp. Com 077853109 2504 37210 SH Sole 37210 Bellsouth Corp. Com 079860102 567 12600 SH Sole 12600 Bisys Group, Inc. Com 055472104 28341 604200 SH Sole 380200 224000 Bisys Group, Inc. Com 055472104 1454 31000 SH Other 10000 21000 BMC Software Inc. Com 055921100 286 4000 SH Sole 4000 Boeing Company Com 097023105 443 10396 SH Sole 10396 Boise Cascade Corp Com 097383103 24664 676875 SH Sole 623075 53800 Page 1 Bowater, Inc Com 102183100 2832 53950 SH Sole 37850 16100 BP Amoco - PLC Com 055622104 1220 11006 SH Sole 11006 Brinker International Inc. Com 109641100 13450 497000 SH Sole 317000 180000 Brinker International Inc. Com 109641100 796 29400 SH Other 9000 20400 Bristol-Meyers Squibb Com 110122108 2179 32280 SH Sole 32280 Business Objects SA ADR 12328X107 2738 46400 SH Sole 46400 Canadian National Railway Comp Com 136375102 17380 573350 SH Sole 529150 44200 Canadian Pacific, Ltd. Com 135923100 2373 104000 SH Sole 60000 44000 Canandaigua Wine Co., Inc. Cla Com 137219200 41502 694600 SH Sole 478300 216300 Canandaigua Wine Co., Inc. Cla Com 137219200 2784 46600 SH Other 15000 31600 Capital One Com 14040H105 12138 311225 SH Sole 281825 29400 Caribiner Int'l Inc. Com 141888107 417 48000 SH Sole 48000 Carrier Access Corp Com 144460102 3395 81200 SH Sole 81200 Casella Waste Systems Inc-A Com 147448104 3343 200300 SH Sole 200300 Catalina Marketing Corp. Com 148867104 3757 44300 SH Sole 44300 Catalytica Inc Com 148885106 6188 412500 SH Sole 412500 Caterpillar Inc. Com 149123101 378 6900 SH Sole 6900 CBT Group PLC ADR 124853300 2155 87500 SH Sole 87500 CEC Entertainment Inc. Com 125137109 6623 184600 SH Sole 184600 Centocor, Inc. Com 152342101 1458 24900 SH Sole 24900 Cerus Corp Com 157085101 3560 153100 SH Sole 153100 Champion International Corpora Com 158525105 2779 54100 SH Sole 28300 25800 Charles Schwab Corp. Com 808513105 1496 44744 SH Sole 44744 Chase Manhattan Corp Com 16161A108 490 6500 SH Sole 6500 Chevron Corp. Com 166751107 2254 25395 SH Sole 25395 Cisco Systems Com 17275R102 2368 34550 SH Sole 34550 Citigroup Inc. Com 172967101 1078 24500 SH Sole 24500 Clarify Inc. Com 180492100 9881 196400 SH Sole 120000 76400 Clarify Inc. Com 180492100 594 11800 SH Other 3600 8200 Coastal Corp Com 190441105 614 15000 SH Sole 15000 Coca Cola Company Com 191216100 498 10320 SH Sole 10320 Coflexip Com 192384105 1659 17750 SH Sole 17750 Colgate-Palmolive Company Com 194162103 467 10200 SH Sole 10200 Colt Telecom Group PLC ADR 196877104 1859 19400 SH Sole 19400 Commercial Federal Corp. Com 201647104 20096 1024000 SH Sole 727000 297000 Commercial Federal Corp. Com 201647104 958 48800 SH Other 16000 32800 Commscope Inc. Com 203372107 32084 987200 SH Sole 625200 362000 Commscope Inc. Com 203372107 1853 57000 SH Other 18000 39000 Compaq Computer Corp Com 204493100 464 20300 SH Sole 20300 Compucredit Corp Com 20478N100 4700 253200 SH Sole 195200 58000 Compucredit Corp Com 20478N100 717 38600 SH Other 12000 26600 Computer Sciences Corp. Com 205363104 8439 120025 SH Sole 120025 Comverse Technology Com 205862402 34112 361691 SH Sole 343991 17700 Concurrent Computer Corp Com 206710204 1363 200000 SH Sole 200000 Conexant Systems Inc. Com 207142100 67803 933200 SH Sole 589200 344000 Conexant Systems Inc. Com 207142100 3996 55000 SH Other 17000 38000 Convergys Corp Com 212485106 11668 588900 SH Sole 517900 71000 Cor Therapeutics Com 217753102 7790 410000 SH Sole 242000 168000 Cor Therapeutics Com 217753102 475 25000 SH Other 7000 18000 Costco Companies Inc Com 22160k105 511 7100 SH Sole 7100 Credence Sytems Corp. Com 225302108 14468 322400 SH Sole 197400 125000 Credence Sytems Corp. Com 225302108 880 19600 SH Other 6000 13600 CSG Systems Intl Inc. Com 126349109 28744 1048800 SH Sole 670100 378700 CSG Systems Intl Inc. Com 126349109 1691 61700 SH Other 19600 42100 Cumulus Media Inc. Com 231082108 24970 763900 SH Sole 481900 282000 Cumulus Media Inc. Com 231082108 1451 44400 SH Other 13000 31400 Cunningham Graphics Intl. Inc. Com 231157108 309 25000 SH Sole 25000 Cymer Inc. Com 232572107 18329 528400 SH Sole 346400 182000 Cymer Inc. Com 232572107 985 28400 SH Other 9000 19400 Dayton Hudson Com 239753106 288 4800 SH Sole 4800 Dell Computer Com 247025109 410 9800 SH Sole 9800 Donnelley R R & Sons Com 257867101 17927 620850 SH Sole 572950 47900 Doral Financial Corporation Com 25811p100 2635 197000 SH Sole 109000 88000 Dow Chemical Com 260543103 27753 244250 SH Sole 244250 DST Systems, Inc. Com 233326107 21419 376600 SH Sole 236600 140000 DST Systems, Inc. Com 233326107 1115 19600 SH Other 6000 13600 Duane Reade Inc. Com 263578106 16185 537275 SH Sole 537275 Page 2 Duke Energy Corporation Com 264399106 496 9000 SH Sole 9000 E.W. Blanch Holdings Com 093210102 47561 730300 SH Sole 472300 258000 E.W. Blanch Holdings Com 093210102 2540 39000 SH Other 12000 27000 Eastman Chemical Co Com 277432100 1978 49600 SH Sole 28600 21000 Echostar Communications Com 278762109 119718 1318300 SH Sole 843400 474900 Echostar Communications Com 278762109 6875 75700 SH Other 23200 52500 Education Management Corporati Com 28139T101 3001 242500 SH Sole 242500 El Paso Energy Corporation Com 283905107 362 9000 SH Sole 9000 Elcor Corp Com 284443108 15738 629500 SH Sole 593200 36300 Electronic Data System Com 285661104 14965 282700 SH Sole 282700 Eli Lilly & Co Com 532457108 436 6800 SH Sole 6800 EMC Corp. Com 268648102 335 4700 SH Sole 4700 Emerson Electric Company Com 291011104 562 8900 SH Sole 8900 Emmis Broadcasting Com 291525103 680 10300 SH Sole 10300 Enron Corporation Com 293561106 1310 31800 SH Sole 31800 Enzon, Inc. Com 293904108 13164 431600 SH Sole 265600 166000 Enzon, Inc. Com 293904108 805 26400 SH Other 8000 18400 EOG Resources Inc. Com 26875P101 3336 157000 SH Sole 157000 ESAT Telecom Group Plc ADR 26883Y102 4516 113600 SH Sole 113600 Estee Lauder Companies CL-A Com 518439104 293 7500 SH Sole 7500 Ethan Allen Interiors Inc. Com 297602104 14850 466800 SH Sole 306900 159900 Ethan Allen Interiors Inc. Com 297602104 908 28550 SH Other 11000 17550 Exxon Corp. Com 302290101 1550 20400 SH Sole 20400 Family Dollar Stores Com 307000109 1060 50200 SH Sole 50200 FDX Corporation Com 31304n107 16139 415150 SH Sole 415150 FED Corp. - Common Com 31304n107 3020 1875521 SH Sole 1268040 607481 Fed. Nat'l Mtge. Assoc. Com 313586109 565 9020 SH Sole 9020 First Health Group Corp Com 320960107 32920 1467200 SH Sole 1381800 85400 Fleet Boston Corp Com 33901a108 256 7000 SH Sole 7000 Fleming Companies, Inc. Com 339130106 9412 959175 SH Sole 959175 Flextronics International LTD Com Y2573F102 20849 358300 SH Sole 244200 114100 Flextronics International LTD Com Y2573F102 1187 20400 SH Other 7000 13400 Flour Corp Com 343861100 2290 56900 SH Sole 33000 23900 Ford Motor Co. Com 345370100 587 11673 SH Sole 11673 Forest Laboratories Inc Com 345838106 1820 43200 SH Sole 21000 22200 Fox Entertainment Group Inc. Com 35138t107 7723 366675 SH Sole 334675 32000 Freeserve Com 356872101 1265 522000 SH Sole 522000 Gemstar Intl Group Ltd Com g3788v106 938 12000 SH Sole 12000 General Electric Com 369604103 6542 55174 SH Sole 55174 General Motors Com 370442105 12954 205825 SH Sole 205825 General Motors - Class H Com 370442832 13082 228500 SH Sole 202900 25600 Genesys Telecomn Labs Inc. Com 371931106 10627 232600 SH Sole 232600 Genrad, Inc. Com 372447102 12351 645800 SH Sole 370500 275300 Genrad, Inc. Com 372447102 910 47600 SH Other 12000 35600 Gerald Stevens Inc Com 37369G101 2800 200000 SH Sole 200000 Giga Information Group Inc. Com 37517M109 1408 341333 SH Sole 230666 110667 Gilat Satellite Networks Ltd Com M51474100 17396 324400 SH Sole 200400 124000 Gilat Satellite Networks Ltd Com M51474100 697 13000 SH Other 13000 Gilead Sciences Com 375558103 24751 385600 SH Sole 254600 131000 Gilead Sciences Com 375558103 1271 19800 SH Other 6000 13800 Global Crossing Ltd. Com G3921A100 1405 53095 SH Sole 53095 Global Telesystems Group Com 37936U104 1244 63100 SH Sole 63100 Golden West Financial Corp Com 381317106 26065 265125 SH Sole 243725 21400 Granite Construction, Inc. Com 387328107 3187 122300 SH Sole 122300 GTE Corp. Com 362320103 2675 34800 SH Sole 34800 Halliburton Co. Com 406216101 804 19600 SH Sole 19600 Harcourt General Inc. Com 41163G101 8890 213575 SH Sole 197575 16000 Hewlett Packard Co Com 428236103 3535 38950 SH Sole 38950 Home Depot Com 437076102 494 7200 SH Sole 7200 Honeywell Inc Com 438506107 701 6300 SH Sole 6300 Host Marriott Corp. COM 44107p104 5234 550950 SH Sole 550950 Household International Com 441815107 905 22550 SH Sole 22550 ICG Communications, Inc. Com 449246107 43606 2802000 SH Sole 1831100 970900 ICG Communications, Inc. Com 449246107 2568 165000 SH Other 48000 117000 Idec Pharmaceuticals Corp Com 449370105 17274 183700 SH Sole 113500 70200 Idec Pharmaceuticals Corp Com 449370105 1204 12800 SH Other 4000 8800 Illinois Tool Works Com 452308109 671 9000 SH Sole 9000 Page 3 Infinity Broadcasting Corp Com 45662s102 487 16600 SH Sole 16600 Insight Communications, Inc. Com 45768v108 1002 35000 SH Sole 35000 Intel Corp. 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Class A Com 530436104 769 33000 SH Other 10000 23000 Linens 'N Things Inc Com 535679104 19150 567400 SH Sole 407400 160000 Linens 'N Things Inc Com 535679104 810 24000 SH Other 8000 16000 Lockheed Martin Corporation Com 539830109 9803 299900 SH Sole 299900 Loews Corp. Com 540424108 6756 96250 SH Sole 96250 Lowes Co Inc Com 548661107 307 6300 SH Sole 6300 Lucent Technologies Inc. Com 549463107 1742 26840 SH Sole 26840 Macromedia Inc. Com 556100105 3924 96000 SH Sole 96000 Manitowoc Com 563571108 12959 379750 SH Sole 379750 Marsh & McLennan Cos. Com 571748102 808 11800 SH Sole 11800 Masco Corp. Com 574599106 2310 74500 SH Sole 74500 Matsushita Electric Industrial ADR 576879209 13810 66075 SH Sole 66075 Maximus Inc. Com 577933104 1206 40300 SH Sole 40300 McDonalds Corp Com 580135101 558 12900 SH Sole 12900 McGraw-Hill, Inc. Com 580645109 677 14000 SH Sole 14000 MCI Worldcom, Inc. Com 55268B106 3675 51144 SH Sole 51144 Mcleod USA, Inc. 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Com 654106103 546 9600 SH Sole 9600 Nordstrom Inc Com 655664100 17802 659350 SH Sole 607150 52200 Nortel Netwporks Corporation Com 656569100 638 12500 SH Sole 12500 Nova Corporation Com 669784100 19845 793800 SH Sole 511100 282700 Nova Corporation Com 669784100 1175 47000 SH Other 15400 31600 Novoste Corporation Com 67010C100 7127 399400 SH Sole 239400 160000 Novoste Corporation Com 67010C100 410 23000 SH Other 7000 16000 On Assignment Inc. Com 682159108 8832 368000 SH Sole 368000 Optical Coating Laboratory Com 683829105 8985 97600 SH Sole 97600 Optimal Robotics Corp. Com 68388R208 4687 260400 SH Sole 170400 90000 Optimal Robotics Corp. Com 68388R208 216 12000 SH Other 12000 Oracle Systems Corp Com 68389X105 237 5200 SH Sole 5200 Osteotech Inc. Com 688582105 5941 436000 SH Sole 262000 174000 Osteotech Inc. Com 688582105 354 26000 SH Other 8000 18000 Outdoor Systems, Inc. Com 690057104 876 24500 SH Sole 24500 Oxford Health Plans Com 691471106 2738 219000 SH Sole 219000 Paccar Inc Com Com 693718108 16330 320975 SH Sole 294775 26200 Pall Corp. Com 696429307 2808 121100 SH Sole 70000 51100 Pantry Inc Com 698657103 4450 400000 SH Sole 220000 180000 PE Corp-PE Biosystems Group Com 69332S102 1012 14000 SH Sole 14000 Pegasus Communications Corp. Com 705904100 28587 633500 SH Sole 407700 225800 Pegasus Communications Corp. Com 705904100 1670 37000 SH Other 11400 25600 People Soft Inc. Com 712713106 1762 104000 SH Sole 60000 44000 Pepsico, Inc. Com 713448108 808 26500 SH Sole 26500 Peregrine Systems Inc. Com 71366Q101 12592 309000 SH Sole 189000 120000 Peregrine Systems Inc. Com 71366Q101 750 18400 SH Other 5400 13000 Petroleum Geo-Services - ADR ADR 716597109 11885 623500 SH Sole 423500 200000 Petroleum Geo-Services - ADR ADR 716597109 755 39600 SH Other 12200 27400 Pfizer Inc. Com 717081103 878 24470 SH Sole 24470 Pharmacia & Upjohn, Inc. Com 716941109 9612 193700 SH Sole 193700 Pharmacyclics Inc. Com 716933106 5375 131500 SH Sole 80300 51200 Pharmacyclics Inc. Com 716933106 327 8000 SH Other 2500 5500 Pinnacle Systems, Inc. Com 723481107 339 8000 SH Sole 8000 Pitney-Bowes, Inc. Com 724479100 2666 43750 SH Sole 43750 Playtex Prods Inc Com Com 72813P100 5027 340800 SH Sole 340800 Plexus Corp. Com 729132100 1939 63300 SH Sole 63300 Ppg Industries Inc. Com 693506107 552 9200 SH Sole 9200 Pri Automation Inc. Com 69357H106 19164 530500 SH Sole 334500 196000 Pri Automation Inc. Com 69357H106 1185 32800 SH Other 11000 21800 Procter & Gamble Co Com 742718109 1407 15008 SH Sole 15008 Project Software & Development Com 74339P101 728 13600 SH Sole 13600 QRS Corporation Com 74726X105 2033 31700 SH Sole 19200 12500 QRS Corporation Com 74726X105 128 2000 SH Other 600 1400 R & B Falcon Corporation Com 74912e101 4234 322600 SH Sole 322600 Radian Group Inc Com 750236101 30468 709584 SH Sole 499584 210000 Radian Group Inc Com 750236101 1280 29800 SH Other 9000 20800 Regis Corp. Com 758932107 3330 173000 SH Sole 173000 Remedy Corp. Com 759548100 9301 327800 SH Sole 200400 127400 Remedy Corp. Com 759548100 573 20200 SH Other 6200 14000 Rent-A-Center Inc. Com 76009N100 25604 1374700 SH Sole 892900 481800 Rent-A-Center Inc. Com 76009N100 1579 84800 SH Other 28000 56800 Rent-Way Inc Com 76009U104 8273 435400 SH Sole 272000 163400 Rent-Way Inc Com 76009U104 566 29800 SH Other 7800 22000 Republic New York Corp Com 760719104 8546 139100 SH Sole 114800 24300 Republic Services Inc - CL A Com 760759100 11069 1017800 SH Sole 926800 91000 Rex Stores Corp. Com 761624105 7121 229700 SH Sole 144900 84800 Rex Stores Corp. Com 761624105 412 13300 SH Other 4400 8900 Reynolds Metals Co Com 761763101 2584 42800 SH Sole 24800 18000 RF Micro Devices Inc. Com 749941100 20432 446600 SH Sole 284600 162000 Page 5 RF Micro Devices Inc. Com 749941100 1290 28200 SH Other 10000 18200 Rio Tinto PLC-Spon ADR ADR 767204100 16655 234575 SH Sole 234575 Rohm & Haas Co. Com 775371107 2124 58800 SH Sole 34000 24800 Safeway Inc Com 786514208 434 11400 SH Sole 11400 Sanmina Corp. Com 800907107 3931 50800 SH Sole 50800 Santa Fe Snyder Corp Com 80218k105 3537 393000 SH Sole 393000 SBC Communications Inc Com 78387G103 757 14830 SH Sole 14830 Schering Plough Corp Com Com 806605101 864 19800 SH Sole 19800 Schlumberger Com 806857108 13758 220793 SH Sole 220793 Seagate Technologies, Inc. Com 811804103 2903 94800 SH Sole 54800 40000 Sealed Air Corp Com 81211K100 1026 20000 SH Sole 20000 Seminis Inc - CL A Com 816658108 6555 760000 SH Sole 712000 48000 SFX Entertainment Inc. Com 784178105 31391 1025000 SH Sole 657500 367500 SFX Entertainment Inc. Com 784178105 1792 58500 SH Other 18000 40500 Siebel Systems, Inc. Com 826170102 753 11300 SH Sole 11300 Smithfield Foods Com 832248108 58609 2191000 SH Sole 1423000 768000 Smithfield Foods Com 832248108 3531 132000 SH Other 42000 90000 Solectron Corp Com 834182107 4880 67950 SH Sole 67950 Sony Corp. - ADR ADR 835699307 14286 95200 SH Sole 95200 Sprint Corp. (PCS Group) Com 852061506 2647 35500 SH Sole 35500 St. Paul Companies Com 792860108 2197 79900 SH Sole 46300 33600 Stancorp Financial Group Com 852891100 12404 554350 SH Sole 518750 35600 STMicroelectronics NY Com 861012102 363 4900 SH Sole 4900 Summit Bancorp Com 866005101 328 10100 SH Sole 10100 Sun Microsystems Inc. Com 866810104 558 6000 SH Sole 6000 Swift Transportation Co Inc. Com 870756103 5014 254675 SH Sole 254675 Synopsys Com 871607107 3650 65000 SH Sole 65000 Sysco Corp. Com 871829107 2223 63400 SH Sole 63400 Talbots Com 874161102 6176 138200 SH Sole 138200 Tetra Tech Inc Com 88162G103 3803 227900 SH Sole 227900 Texaco Inc. Com 881694103 991 15700 SH Sole 15700 Texas Instruments Inc. Com 882508104 403 4900 SH Sole 4900 Textron Inc. Com 883203101 395 5100 SH Sole 5100 The Men's Wearhouse Inc. Com 587118100 3214 149500 SH Sole 149500 Thermo Electron Corp Com 883556102 2204 164000 SH Sole 95000 69000 Time Warner, Inc. Com 887315109 389 6400 SH Sole 6400 TJX Companies Com 872540109 8331 296875 SH Sole 296875 Trigon Healthcare Inc Com Com 89618L100 22692 775800 SH Sole 521800 254000 Trigon Healthcare Inc Com Com 89618L100 1141 39000 SH Other 12000 27000 Tyco International Ltd Com 902124106 25382 245832 SH Sole 245832 U.S. Bancorp Com 902973106 552 18300 SH Sole 18300 Unigraphics Solutions, Inc. Com 904928108 2203 81200 SH Sole 45200 36000 Unilever N V NY SHS 904784709 6344 93119 SH Sole 93119 Union Carbide Corp Com 905581104 2721 47900 SH Sole 27800 20100 Union Pacific Corp. Com 907818108 15784 328400 SH Sole 328400 Union Pacific Resources Group, Com 907834105 24236 1491475 SH Sole 1398475 93000 Union Planters Corp. Com 908068109 416 10200 SH Sole 10200 Unionbancal Corporation Com 908906100 10712 295500 SH Sole 169500 126000 Unionbancal Corporation Com 908906100 73 2000 SH Other 2000 Unisys Corp Com 909214108 767 17000 SH Sole 17000 USA Networks, Inc. Com 902984103 76977 1986500 SH Sole 1237500 749000 USA Networks, Inc. Com 902984103 4495 116000 SH Other 34000 82000 Varco International Com 922126107 3778 310000 SH Sole 310000 Verticalnet Inc. Com 92532L107 8540 230800 SH Sole 140800 90000 Verticalnet Inc. Com 92532L107 488 13200 SH Other 4000 9200 Viatel Inc. Com 925529208 31732 1073400 SH Sole 679400 394000 Viatel Inc. Com 925529208 1862 63000 SH Other 20000 43000 Waddell & Reed Financial-A Com 930059100 3415 153900 SH Sole 153900 Walgreen Co Com Com 931422109 203 8000 SH Sole 8000 Wal-Mart Stores Inc. Com 931142103 864 18160 SH Sole 18160 Walt Disney Company Com 254687106 387 14894 SH Sole 14894 Wells Fargo & Co Com 949746101 392 9900 SH Sole 9900 Westvaco Corp Com 961548104 256 10000 SH Sole 10000 Westwood One Inc. Com 961815107 10275 227700 SH Sole 227700 Weyerhaeuser Co. Com 962166104 14285 247900 SH Sole 247900 Whirlpool Corp. Com 963320106 23052 352950 SH Sole 325850 27100 Whole Food Markets Com 966837106 8739 267100 SH Sole 170300 96800 Page 6 Whole Food Markets Com 966837106 533 16300 SH Other 4900 11400 Willamete Industries Com 969133107 6797 157600 SH Sole 157600 Williams Cos. Inc. Com 969457100 327 8700 SH Sole 8700 Winstar Communications Inc. Com 975515107 41539 1063400 SH Sole 667400 396000 Winstar Communications Inc. Com 975515107 2563 65600 SH Other 20000 45600 Xerox Corp. Com 984121103 780 18600 SH Sole 18600 Yankee Candle, Co. Com 984757104 3399 176000 SH Sole 60000 116000 GRAND TOTAL 3010551
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