-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ImlfgYRxUx2pQmkoX1Y+/YVJykueqGa+ygyJzpk4UXz15HEwLubCWeDPDQWwfV4R gfk2ucngKxBwBd/5oDm+qw== 0000912057-02-006093.txt : 20031216 0000912057-02-006093.hdr.sgml : 20031216 20020214141611 ACCESSION NUMBER: 0000912057-02-006093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONTGOMERY ASSET MANAGEMENT L P /CA CENTRAL INDEX KEY: 0000896160 IRS NUMBER: 943273703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04249 FILM NUMBER: 02546812 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152486000 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 a2070826z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the or Quarter Ended: December 31, 2001 Check Here if Amendment / /; Amendment Number: This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Montgomery Asset Management, LLC Address: 101 California Street, 35th Floor San Francisco, CA 94111 Form 13F File Number: 28-3396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dana Schmidt Title: Chief Administrative Officer Phone: (415)248-6452 /s/Dana Schmidt San Francisco, California February 13, 2002 - --------------- ------------------------- ----------------- Signature City, State Date Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 513 Form 13F Information Table Value Total: $2,576,053,000 List of Other Included Managers: None
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING AFC Enterprises Stock 00104q107 $ 2,319 81,700 Sh Shared No 4,600 - 77,100 AFC Enterprises Stock 00104q107 $ 4,369 153,900 Sh Sole No 134,500 - 19,400 Agco Corp Stock 001084102 $ 3,937 249,500 Sh Sole No 218,000 - 31,500 Agco Corp Stock 001084102 $ 2,312 146,500 Sh Shared No 7,700 - 138,800 AMN Healthcare Services Stock 001744101 $ 4,354 158,900 Sh Sole No 139,200 - 19,700 AMN Healthcare Services Stock 001744101 $ 2,499 91,200 Sh Shared No 4,900 - 86,300 AOL Time Warner Inc. Stock 00184A105 $ 25,451 792,875 Sh Sole No 604,675 - 188,200 ATI Technologies Inc Stock 001941103 $ 980 77,200 Sh Sole No 77,200 - - AT&T Corp. Stock 001957109 $ 1,741 96,000 Sh Sole No 66,500 - 29,500 ATMI, Inc. Stock 00207R101 $ 224 9,400 Sh Sole No 5,400 - 4,000 AT&T Wireless Services Inc. Stock 00209A106 $ 10,686 743,600 Sh Sole No 542,700 - 200,900 Abbott Labs Stock 002824100 $ 5,731 102,800 Sh Sole No 71,000 - 31,800 Abiomed Inc Stock 003654100 $ 5,551 350,900 Sh Shared No 18,600 - 332,300 Abiomed Inc Stock 003654100 $ 10,671 674,500 Sh Sole No 592,500 - 82,000 Acacia Research Corp Stock 003881109 $ 1,555 140,470 Sh Sole No 90,640 - 49,830 Acacia Research Corp Stock 003881109 $ 2,220 200,530 Sh Shared No - - 200,530 Active Power, Inc. Stock 00504W100 $ 811 119,200 Sh Sole No 800 - 118,400 Active Power, Inc. Stock 00504W100 $ 629 92,400 Sh Shared No - - 92,400 Administaff Inc. Stock 007094105 $ 6,877 250,900 Sh Sole No 224,300 - 26,600 Administaff Inc. Stock 007094105 $ 3,388 123,600 Sh Shared No 6,400 - 117,200 Advent Software, Inc. Stock 007974108 $ 18,596 372,300 Sh Sole No 310,600 - 61,700 Advent Software, Inc. Stock 007974108 $ 8,352 167,200 Sh Shared No 8,700 - 158,500 Agilent Technologies Inc. Stock 00846U101 $ 9,197 322,600 Sh Sole No 245,200 - 77,400 Alamosa Holdings Inc Stock 011589108 $ 3,346 280,500 Sh Shared No 14,700 - 265,800 Alamosa Holdings Inc Stock 011589108 $ 5,698 477,600 Sh Sole No 417,300 - 60,300 Albertson's Inc. Stock 013104104 $ 230 7,300 Sh Sole No 7,300 - - Alcoa Inc. Stock 013817101 $ 4,933 138,775 Sh Sole No 98,975 - 39,800 Allegiance Telecom, Inc. Stock 01747T102 $ 3,170 381,200 Sh Sole No 265,700 - 115,500 Alliance Atlantis Communicatio Stock 01853e204 $ 3,843 339,500 Sh Shared No 18,500 - 321,000 Alliance Atlantis Communicatio Stock 01853e204 $ 5,761 508,900 Sh Sole No 420,900 - 88,000 Alliant Techsystems Inc. Stock 018804104 $ 5,118 66,300 Sh Sole No 66,300 - - Alliant Techsystems Inc. Stock 018804104 $ 3,451 44,700 Sh Shared No 2,300 - 42,400 Alpha Industries Stock 020753109 $ 4,656 213,600 Sh Shared No 11,200 - 202,400 Alpha Industries Stock 020753109 $ 8,029 368,300 Sh Sole No 317,300 - 51,000 America Movil SA de C.V. ADR -Seri Stock 02364W105 $ 15,181 779,300 Sh Sole No 772,400 - 6,900
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING American Eagle Outfitters Stock 02553E106 $ 3,331 127,300 Sh Shared No 6,300 - 121,000 American Eagle Outfitters Stock 02553E106 $ 5,757 220,000 Sh Sole No 192,600 - 27,400 American Express Co. Stock 025816109 $ 546 15,300 Sh Sole No 15,300 - - American International Group Stock 026874107 $ 10,080 126,957 Sh Sole No 94,307 - 32,650 American Pharmaceuticals Stock 02886p109 $ 1,423 68,400 Sh Sole No 59,300 - 9,100 American Pharmaceuticals Stock 02886p109 $ 799 38,400 Sh Shared No 2,200 - 36,200 AmeriCredit Corporation Stock 03060R101 $ 13,623 431,800 Sh Shared No 22,700 - 409,100 AmeriCredit Corporation Stock 03060R101 $ 28,518 903,900 Sh Sole No 758,100 - 145,800 Ameristar Casinos Inc Stock 03070Q101 $ 2,232 89,100 Sh Shared No 4,700 - 84,400 Ameristar Casinos Inc Stock 03070Q101 $ 3,342 133,400 Sh Sole No 133,400 - - Amerisourcebergen Corp. Cl-A Stock 03073e105 $ 1,144 18,000 Sh Sole No - - 18,000 Amgen Stock 031162100 $ 3,841 68,059 Sh Sole No 47,559 - 20,500 Anadarko Petroleum Corp. Stock 032511107 $ 1,154 20,300 Sh Shared No - - 20,300 Anadarko Petroleum Corp. Stock 032511107 $ 3,518 61,872 Sh Sole No 24,772 - 37,100 Anheuser-Busch Cos Inc Stock 035229103 $ 3,988 88,200 Sh Sole No 62,000 - 26,200 Applied Materials , Inc. Stock 038222105 $ 4,103 102,300 Sh Sole No 71,300 - 31,000 AstroPower, Inc. Stock 04644A101 $ 2,280 56,400 Sh Sole No 300 - 56,100 AstroPower, Inc. Stock 04644A101 $ 1,694 41,900 Sh Shared No - - 41,900 Automatic Data Processing Inc Stock 053015103 $ 6,012 102,072 Sh Sole No 73,172 - 28,900 AutoZone Inc. Stock 053332102 $ 258 3,600 Sh Sole No 3,600 - - Aviron Stock 053762100 $ 4,749 95,500 Sh Shared No 5,000 - 90,500 Aviron Stock 053762100 $ 8,086 162,600 Sh Sole No 142,100 - 20,500 Avon Products Stock 054303102 $ 2,771 59,600 Sh Sole No 42,000 - 17,600 Bisys Group, Inc. Stock 055472104 $ 22,288 348,300 Sh Sole No 290,000 - 58,300 Bisys Group, Inc. Stock 055472104 $ 10,546 164,800 Sh Shared No 8,500 - 156,300 BJ Services Co. Stock 055482103 $ 1,006 31,000 Sh Sole No 200 - 30,800 BJ Services Co. Stock 055482103 $ 792 24,400 Sh Shared No - - 24,400 BP Amoco - PLC Stock 055622104 $ 761 16,356 Sh Sole No 16,356 - - BMC Software Inc. Stock 055921100 $ 4,286 261,800 Sh Sole No 182,200 - 79,600 Baker Hughes Inc Stock 057224107 $ 977 26,800 Sh Sole No 100 - 26,700 Baker Hughes Inc Stock 057224107 $ 773 21,200 Sh Shared No - - 21,200 Ballard Power Systems Inc. Stock 05858H104 $ 1,025 34,700 Sh Sole No 200 - 34,500 Ballard Power Systems Inc. Stock 05858H104 $ 792 26,800 Sh Shared No - - 26,800 Bally Total Fitness Holdings Corp. Stock 05873K108 $ 6,795 315,200 Sh Sole No 276,300 - 38,900 Bally Total Fitness Holdings Corp. Stock 05873K108 $ 3,898 180,800 Sh Shared No 9,400 - 171,400 Bank of New York Company, Inc. Stock 064057102 $ 3,996 97,950 Sh Sole No 70,550 - 27,400 Baxter International Inc Stock 071813109 $ 4,886 91,100 Sh Sole No 68,200 - 22,900
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Bed Bath & Beyond Stock 075896100 $ 1,309 38,600 Sh Sole No 1,300 - 37,300 W.R. Berkley Corp. Stock 084423102 $ 4,215 78,500 Sh Shared No 4,100 - 74,400 W.R. Berkley Corp. Stock 084423102 $ 7,164 133,400 Sh Sole No 116,500 - 16,900 Best Buy Company, Inc. Stock 086516101 $ 4,737 63,600 Sh Sole No 46,400 - 17,200 Biogen Inc Stock 090597105 $ 4,336 75,600 Sh Sole No 52,200 - 23,400 Biovail Corporation Stock 09067J109 $ 9,906 176,100 Sh Sole No 133,100 - 43,000 Brinker International Inc. Stock 109641100 $ 3,256 109,400 Sh Sole No 52,300 - 57,100 Bristol-Meyers Squibb Stock 110122108 $ 5,011 98,255 Sh Sole No 74,955 - 23,300 Brocade Communications Systems, Inc Stock 111621108 $ 3,282 99,100 Sh Sole No 71,400 - 27,700 CSG Systems Intl Inc. Stock 126349109 $ 9,515 235,200 Sh Sole No 170,300 - 64,900 CV Therapeutics, Inc. Stock 126667104 $ 14,540 279,500 Sh Sole No 247,500 - 32,000 CV Therapeutics, Inc. Stock 126667104 $ 7,200 138,400 Sh Shared No 7,200 - 131,200 Cal Dive International Inc. Stock 127914109 $ 6,288 254,800 Sh Shared No 13,300 - 241,500 Cal Dive International Inc. Stock 127914109 $ 10,556 427,700 Sh Sole No 372,900 - 54,800 California Pizza Kitchen, Inc Stock 13054D109 $ 5,527 223,300 Sh Sole No 195,200 - 28,100 California Pizza Kitchen, Inc Stock 13054D109 $ 3,255 131,500 Sh Shared No 6,900 - 124,600 Calpine Corp. Stock 131347106 $ 839 50,000 Sh Shared No - - 50,000 Calpine Corp. Stock 131347106 $ 1,081 64,400 Sh Sole No 300 - 64,100 Caminus Corp. Stock 133766105 $ 1,224 53,200 Sh Shared No - - 53,200 Caminus Corp. Stock 133766105 $ 1,570 68,200 Sh Sole No 400 - 67,800 Capstone Turbine Corp. Stock 14067D102 $ 295 54,600 Sh Shared No - - 54,600 Capstone Turbine Corp. Stock 14067D102 $ 403 74,500 Sh Sole No 400 - 74,100 Carnival Corp. Stock 143658102 $ 261 9,300 Sh Sole No 9,300 - - Catalytica Energy Systems, Inc. Stock 148884109 $ 392 85,600 Sh Shared No - - 85,600 Catalytica Energy Systems, Inc. Stock 148884109 $ 475 103,700 Sh Sole No 800 - 102,900 Catepillar, Inc. Stock 149123101 $ 1,719 32,900 Sh Sole No 5,300 - 27,600 Catepillar, Inc. Stock 149123101 $ 1,155 22,100 Sh Shared No - - 22,100 Cell Therapeutics Inc. Stock 150934107 $ 772 32,000 Sh Shared No - - 32,000 Cell Therapeutics Inc. Stock 150934107 $ 821 34,000 Sh Sole No - - 34,000 Celgene Corp Stock 151020104 $ 9,400 294,500 Sh Sole No 257,400 - 37,100 Celgene Corp Stock 151020104 $ 5,522 173,000 Sh Shared No 9,000 - 164,000 Centex Corp Stock 152312104 $ 2,289 40,100 Sh Sole No 27,500 - 12,600 Centra Software Inc Stock 15234x103 $ 3,910 488,800 Sh Sole No 428,100 - 60,700 Centra Software Inc Stock 15234x103 $ 2,268 283,500 Sh Shared No 14,100 - 269,400 Cerus Corp Stock 157085101 $ 8,409 183,800 Sh Sole No 167,000 - 16,800 Cerus Corp Stock 157085101 $ 3,555 77,700 Sh Shared No 4,000 - 73,700 Charter Communications Inc-A Stock 16117m107 $ 2,576 156,800 Sh Sole No 92,800 - 64,000
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING ChevronTexaco Corp Stock 166764100 $ 6,780 75,659 Sh Sole No 58,754 - 16,905 China Mobile Ltd. ADR Stock 16941M109 $ 12,745 729,100 Sh Sole No 721,700 - 7,400 Ciena Corp. Stock 171779101 $ 273 19,100 Sh Sole No 10,400 - 8,700 Cisco Systems Inc. Stock 17275R102 $ 20,858 1,151,556 Sh Sole No 840,456 - 311,100 Citigroup Inc. Stock 172967101 $ 17,627 349,202 Sh Sole No 286,437 - 62,765 Coca-Cola Company Stock 191216100 $ 4,294 91,075 Sh Sole No 65,875 - 25,200 Coca-Cola Femsa ADR Stock 191241108 $ 540 26,900 Sh Sole No 26,900 - - Community Health Systems Stock 203668108 $ 1,165 45,700 Sh Sole No - - 45,700 Copel ADR Stock 20441B407 $ 8,148 1,038,000 Sh Sole No 1,028,800 - 9,200 Cantv ADR - Cia Anonima Telef de Ve Stock 204421101 $ 3,191 227,089 Sh Sole No 224,890 - 2,199 Cia de Minas Buenaventura S.A ADR Stock 204448104 $ 5,952 287,100 Sh Sole No 284,400 - 2,700 Compaq Computer Corp. Stock 204493100 $ 5,619 575,700 Sh Sole No 399,900 - 175,800 Computer Associates Intl, Inc. Stock 204912109 $ 383 11,100 Sh Sole No 6,200 - 4,900 Comverse Technology, Inc. Stock 205862402 $ 3,876 173,400 Sh Sole No 131,000 - 42,400 Constellation Brands Inc-A Stock 21036P108 $ 39,803 928,900 Sh Sole No 890,600 - 38,300 Constellation Brands Inc-A Stock 21036P108 $ 22,702 529,800 Sh Shared No 27,400 - 502,400 Convergys Corp. Stock 212485106 $ 4,371 116,600 Sh Sole No 80,400 - 36,200 Corinthian Colleges, Inc. Stock 218868107 $ 17,112 418,500 Sh Sole No 371,500 - 47,000 Corinthian Colleges, Inc. Stock 218868107 $ 8,391 205,200 Sh Shared No 10,700 - 194,500 Costco Wholesale Co. Stock 22160K105 $ 8,531 192,225 Sh Sole No 154,025 - 38,200 Countrywide Credit Industries Stock 222372104 $ 3,536 86,300 Sh Sole No 61,600 - 24,700 Coventry Health Care Inc. Stock 222862104 $ 3,884 194,700 Sh Shared No 11,400 - 183,300 Coventry Health Care Inc. Stock 222862104 $ 6,584 330,000 Sh Sole No 288,700 - 41,300 Cytyc Corporation Stock 232946103 $ 5,729 219,500 Sh Sole No 191,500 - 28,000 Cytyc Corporation Stock 232946103 $ 3,409 130,600 Sh Shared No 6,500 - 124,100 DTE Energy Co. Stock 233331107 $ 914 21,800 Sh Shared No - - 21,800 DTE Energy Co. Stock 233331107 $ 1,212 28,900 Sh Sole No 200 - 28,700 Dell Computer Stock 247025109 $ 15,132 556,950 Sh Sole No 413,950 - 143,000 Devon Energy Corp Stock 25179M103 $ 3,026 78,300 Sh Sole No 54,300 - 24,000 Walt Disney Co. Stock 254687106 $ 9,022 435,400 Sh Sole No 330,100 - 105,300 Direct Focus Stock 254931108 $ 1,285 41,200 Sh Shared No 2,200 - 39,000 Direct Focus Stock 254931108 $ 2,225 71,300 Sh Sole No 62,400 - 8,900 Dobson Communications Stock 256069105 $ 3,138 366,800 Sh Sole No 254,900 - 111,900 Documentum Inc. Stock 256159104 $ 2,984 137,400 Sh Shared No 7,200 - 130,200 Documentum Inc. Stock 256159104 $ 5,119 235,700 Sh Sole No 206,200 - 29,500 Dominion Resources Inc Stock 25746U109 $ 1,196 19,906 Sh Sole No 96 - 19,810 Dominion Resources Inc Stock 25746U109 $ 893 14,854 Sh Shared No - - 14,854
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Duke Energy Corp. Stock 264399106 $ 1,833 46,700 Sh Shared No - - 46,700 Duke Energy Corp. Stock 264399106 $ 9,165 233,450 Sh Sole No 128,050 - 105,400 Dyax Corp. Stock 26746E103 $ 3,978 362,600 Sh Sole No 309,900 - 52,700 Dyax Corp. Stock 26746E103 $ 2,698 245,900 Sh Shared No 12,400 - 233,500 Dynegy Inc. Stock 26816Q101 $ 1,997 78,300 Sh Shared No - - 78,300 Dynegy Inc. Stock 26816Q101 $ 2,525 99,000 Sh Sole No 600 - 98,400 EOG Resources Inc. Stock 26875P101 $ 6,811 174,150 Sh Sole No 99,350 - 74,800 EOG Resources Inc. Stock 26875P101 $ 935 23,900 Sh Shared No - - 23,900 EBAY Inc. Stock 278642103 $ 4,844 72,400 Sh Sole No 54,300 - 18,100 Echostar Communications Stock 278762109 $ 9,186 334,400 Sh Sole No 267,600 - 66,800 Echostar Communications Stock 278762109 $ 4,121 150,000 Sh Shared No 7,500 - 142,500 El Paso Energy Corp. Stock 28336L109 $ 2,391 53,600 Sh Sole No 25,300 - 28,300 El Paso Energy Corp. Stock 28336L109 $ 870 19,500 Sh Shared No - - 19,500 Electronics Arts Inc Stock 285512109 $ 4,442 74,100 Sh Sole No 50,300 - 23,800 Electronic Data Systems Corp. Stock 285661104 $ 1,158 16,900 Sh Sole No 16,900 - - Endo Pharmaceuticals Hlds Inc. Stock 29264f205 $ 3,056 261,900 Sh Sole No 229,500 - 32,400 Endo Pharmaceuticals Hlds Inc. Stock 29264f205 $ 1,765 151,200 Sh Shared No 7,300 - 143,900 Enterasys Networks, Inc. Stock 293637104 $ 102 11,500 Sh Sole No 11,500 - - Entergy Corp Stock 29364G103 $ 1,291 33,000 Sh Sole No 100 - 32,900 Entergy Corp Stock 29364G103 $ 1,029 26,300 Sh Shared No - - 26,300 Enzon, Inc. Stock 293904108 $ 3,591 63,800 Sh Sole No 44,500 - 19,300 ePresence, Inc. Stock 294348107 $ 157 37,200 Sh Sole No 13,900 - 23,300 Equitable Resources, Inc Stock 294549100 $ 8,759 257,100 Sh Sole No 199,900 - 57,200 Equitable Resources, Inc Stock 294549100 $ 3,748 110,000 Sh Shared No 5,600 - 104,400 Exelon Corp Stock 30161N101 $ 1,302 27,200 Sh Sole No 100 - 27,100 Exelon Corp Stock 30161N101 $ 1,039 21,700 Sh Shared No - - 21,700 Extreme Networks Inc. Stock 30226D106 $ 2,442 189,200 Sh Sole No 133,700 - 55,500 Exxon Mobil Corp Stock 30231G102 $ 9,759 248,312 Sh Sole No 191,512 - 56,800 FPL Group, Inc. Stock 302571104 $ 1,387 24,600 Sh Sole No 100 - 24,500 FPL Group, Inc. Stock 302571104 $ 1,055 18,700 Sh Shared No - - 18,700 Freddie Mac Stock 313400301 $ 8,656 132,350 Sh Sole No 106,350 - 26,000 Fed. Nat'l Mtge. Assoc. Stock 313586109 $ 5,205 65,470 Sh Sole No 50,870 - 14,600 Federated Investors Stock 314211103 $ 3,516 110,300 Sh Sole No 75,700 - 34,600 Fidelity National Financial, Inc. Stock 316326107 $ 238 9,600 Sh Sole No 9,600 - - First Health Group Corp Stock 320960107 $ 7,491 302,800 Sh Shared No 15,800 - 287,000 First Health Group Corp. Stock 320960107 $ 25,897 1,046,650 Sh Sole No 869,650 - 177,000 Flowserve Corporation Stock 34354p105 $ 4,651 174,800 Sh Sole No 153,100 - 21,700
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Flowserve Corporation Stock 34354p105 $ 2,680 100,700 Sh Shared No 5,300 - 95,400 Fomento Economico MX ADR Stock 344419106 $ 12,797 370,400 Sh Sole No 363,200 - 7,200 Foot Locker Inc Stock 344849104 $ 657 42,000 Sh Sole No 42,000 - - Forest Laboratories Inc Stock 345838106 $ 1,147 14,000 Sh Sole No - - 14,000 Four Seasons Hotels Inc. Stock 35100e104 $ 772 16,500 Sh Sole No 16,500 - - France Telecom SA ADR Stock 35177Q105 $ 248 6,200 Sh Sole No 6,200 - - FuelCell Energy, Inc. Stock 35952H106 $ 1,212 66,700 Sh Shared No - - 66,700 FuelCell Energy, Inc. Stock 35952H106 $ 1,699 93,500 Sh Sole No 500 - 93,000 H.B. Fuller Co Stock 359694106 $ 1,565 54,400 Sh Shared No 2,800 - 51,600 H.B. Fuller Co Stock 359694106 $ 2,653 92,200 Sh Sole No 80,400 - 11,800 Gap Inc. Stock 364760108 $ 222 15,900 Sh Sole No 15,900 - - Genentech Stock 368710406 $ 201 3,700 Sh Sole No 3,700 - - General Electric Co. Stock 369604103 $ 24,483 610,844 Sh Sole No 425,344 - 185,500 General Electric Co. Stock 369604103 $ 1,852 46,200 Sh Shared No - - 46,200 General Motors - Class H Stock 370442832 $ 494 32,000 Sh Sole No - - 32,000 Genesco Inc. Stock 371532102 $ 544 26,200 Sh Sole No 26,200 - - Gentex Stock 371901109 $ 3,261 122,000 Sh Shared No 6,100 - 115,900 Gentex Stock 371901109 $ 5,600 209,500 Sh Sole No 183,400 - 26,100 Global Power Equipment Group Inc. Stock 37941P108 $ 745 49,500 Sh Shared No - - 49,500 Global Power Equipment Group Inc. Stock 37941P108 $ 965 64,100 Sh Sole No 300 - 63,800 Golden Gate Bancorp Stock 381197102 $ 518 19,800 Sh Sole No 19,800 - - Golden West Financial Corp Stock 381317106 $ 5,424 92,174 Sh Sole No 66,174 - 26,000 Goldman Sachs Group Inc Stock 38141G104 $ 2,977 32,100 Sh Sole No 22,700 - 9,400 Grainger W W Inc Com Stock 384802104 $ 1,426 29,700 Sh Sole No 20,200 - 9,500 Grant Prideco Inc. Stock 38821G101 $ 919 79,900 Sh Sole No 79,900 - - G-Tech Holdings Corp. Stock 400518106 $ 6,662 147,100 Sh Sole No 128,500 - 18,600 G-Tech Holdings Corp. Stock 400518106 $ 3,909 86,300 Sh Shared No 4,500 - 81,800 HCC Insurance Holdings Inc. Stock 404132102 $ 2,322 84,300 Sh Shared No 4,200 - 80,100 HCC Insurance Holdings Inc. Stock 404132102 $ 3,893 141,300 Sh Sole No 123,300 - 18,000 Hnc Software, Inc. Stock 40425P107 $ 6,363 308,900 Sh Shared No 16,200 - 292,700 Hnc Software, Inc. Stock 40425P107 $ 10,875 527,900 Sh Sole No 462,100 - 65,800 Hanover Compressor Co Com Stock 410768105 $ 6,580 260,500 Sh Shared No 13,200 - 247,300 Hanover Compressor Co Com Stock 410768105 $ 15,679 620,700 Sh Sole No 507,500 - 113,200 Harman Int'l Stock 413086109 $ 17,833 395,400 Sh Sole No 345,500 - 49,900 Harman Int'l Stock 413086109 $ 10,459 231,900 Sh Shared No 12,300 - 219,600 Harmony Gold Mining - ADR Stock 413216300 $ 482 73,700 Sh Sole No 73,700 - - Health Net, Inc. Stock 42222g108 $ 1,220 56,000 Sh Sole No - - 56,000
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Hollywood Video, Inc. Stock 436141105 $ 248 17,400 Sh Sole No 17,400 - - Home Depot, Inc. Stock 437076102 $ 11,614 227,675 Sh Sole No 181,675 - 46,000 Hot Topic, Inc. Stock 441339108 $ 3,619 115,300 Sh Shared No 6,000 - 109,300 Hot Topic, Inc. Stock 441339108 $ 5,857 186,600 Sh Sole No 161,800 - 24,800 Hotel Reservations Network, Inc. Stock 441451101 $ 305 6,600 Sh Sole No 3,600 - 3,000 Household Intl, Inc. Stock 441815107 $ 261 4,500 Sh Sole No 4,500 - - Hydril Corporation Stock 448774109 $ 2,881 163,400 Sh Sole No 141,700 - 21,700 Hydril Corporation Stock 448774109 $ 1,788 101,400 Sh Shared No 5,000 - 96,400 Idec Pharmaceuticals Corp Stock 449370105 $ 4,377 63,500 Sh Sole No 43,500 - 20,000 IDACORP, Inc. Stock 451107106 $ 824 20,300 Sh Sole No 100 - 20,200 IDACORP, Inc. Stock 451107106 $ 646 15,900 Sh Shared No - - 15,900 IndyMac Bancorp, Inc Stock 456607100 $ 4,996 213,700 Sh Shared No 11,400 - 202,300 IndyMac Bancorp, Inc Stock 456607100 $ 14,895 637,100 Sh Sole No 591,400 - 45,700 Infosys Technologies ADR Stock 456788108 $ 1,580 25,590 Sh Sole No 25,000 - 590 Insight Communications, Inc. Stock 45768v108 $ 16,740 692,900 Sh Sole No 602,900 - 90,000 Insight Communications, Inc. Stock 45768v108 $ 9,908 410,100 Sh Shared No 20,300 - 389,800 Intel Corp. Stock 458140100 $ 25,421 808,365 Sh Sole No 549,965 - 258,400 Intel Corp. Stock 458140100 $ 1,780 56,600 Sh Shared No - - 56,600 Intermagnetics General Corp. Stock 458771102 $ 1,644 63,342 Sh Sole No 304 - 63,038 Intermagnetics General Corp. Stock 458771102 $ 1,363 52,512 Sh Shared No - - 52,512 Intermune Inc. Stock 45884x103 $ 6,527 132,500 Sh Sole No 115,800 - 16,700 Intermune Inc. Stock 45884x103 $ 3,828 77,700 Sh Shared No 4,100 - 73,600 International Business Machine Stock 459200101 $ 24,734 204,475 Sh Sole No 144,475 - 60,000 Int'l Flavors & Fragrances Inc. Stock 459506101 $ 502 16,900 Sh Sole No 16,900 - - International Rectifier Corp. Stock 460254105 $ 945 27,100 Sh Sole No 100 - 27,000 International Rectifier Corp. Stock 460254105 $ 698 20,000 Sh Shared No - - 20,000 Intersil Holding Corporation Stock 46069s109 $ 2,470 76,600 Sh Sole No 52,300 - 24,300 Investors Financial Services C Stock 461915100 $ 7,144 107,900 Sh Sole No 94,500 - 13,400 Investors Financial Services C Stock 461915100 $ 4,231 63,900 Sh Shared No 3,300 - 60,600 Isis Pharmaceuticals Stock 464330109 $ 5,412 243,900 Sh Sole No 213,400 - 30,500 Isis Pharmaceuticals Stock 464330109 $ 3,162 142,500 Sh Shared No 7,000 - 135,500 Itron, Inc. Stock 465741106 $ 1,234 40,700 Sh Sole No 200 - 40,500 Itron, Inc. Stock 465741106 $ 1,010 33,300 Sh Shared No - - 33,300 i2 Technologies, Inc, Stock 465754109 $ 158 20,000 Sh Sole No 10,000 - 10,000 Johnson & Johnson Stock 478160104 $ 9,635 163,029 Sh Sole No 122,029 - 41,000 Johnson Controls, Inc. Stock 478366107 $ 1,131 14,000 Sh Sole No 400 - 13,600 KLA-Tencor Corp. Stock 482480100 $ 1,031 20,800 Sh Sole No 1,300 - 19,500
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING KPMG Consulting, Inc. Stock 48265R109 $ 7,493 451,300 Sh Sole No 308,900 - 142,400 Kimberly Clark Corp. Stock 494368103 $ 1,240 20,740 Sh Sole No 20,740 - - Kohls Corp. Stock 500255104 $ 4,114 58,400 Sh Sole No 41,300 - 17,100 Korea Telecom Corp. ADR Stock 50063P103 $ 31,929 1,570,550 Sh Sole No 1,238,350 - 332,200 Kulicke & Soffa Industries, Inc. Stock 501242101 $ 194 11,300 Sh Sole No 5,000 - 6,300 Lamar Advertising Co Stock 512815101 $ 5,635 133,100 Sh Sole No 91,700 - 41,400 Estee Lauder Companies CL-A Stock 518439104 $ 2,722 84,900 Sh Sole No 59,400 - 25,500 Lawson Software Stock 520780107 $ 2,772 176,000 Sh Shared No 9,700 - 166,300 Lawson Software Stock 520780107 $ 5,126 325,400 Sh Sole No 278,500 - 46,900 Leap Wireless Intl, Inc. Stock 521863100 $ 15,736 750,400 Sh Sole No 651,700 - 98,700 Leap Wireless Intl, Inc. Stock 521863100 $ 9,078 432,900 Sh Shared No 22,600 - 410,300 Lear Corp. Stock 521865105 $ 20,207 529,800 Sh Sole No 420,800 - 109,000 Lear Corp. Stock 521865105 $ 9,665 253,400 Sh Shared No 13,300 - 240,100 Lehman Brothers Holdings Inc. Stock 524908100 $ 5,744 86,000 Sh Sole No 68,400 - 17,600 Lexmark International, Inc. Stock 529771107 $ 5,021 85,100 Sh Sole No 58,800 - 26,300 Liberate Technologies. Stock 530129105 $ 131 11,400 Sh Sole No 11,400 - - LifePoint Hospitals, Inc Stock 53219L109 $ 6,188 181,800 Sh Shared No 9,400 - 172,400 LifePoint Hospitals, Inc Stock 53219L109 $ 11,778 346,000 Sh Sole No 307,800 - 38,200 Eli Lilly & Co. Stock 532457108 $ 2,675 34,050 Sh Sole No 25,450 - 8,600 Mitsubishi Tokyo Fin CB 3% 11/30/20 Bond 55262XAA2 $ 409 410,000 Prin Sole No 410,000 - - MCSI Inc Stock 55270m108 $ 5,403 230,400 Sh Sole No 201,800 - 28,600 MCSI Inc Stock 55270m108 $ 3,138 133,800 Sh Shared No 6,900 - 126,900 Macrovision Corporation Stock 555904101 $ 4,233 120,200 Sh Shared No 6,000 - 114,200 Macrovision Corporation Stock 555904101 $ 10,335 293,450 Sh Sole No 239,050 - 54,400 Macromedia Inc. Stock 556100105 $ 1,433 80,400 Sh Sole No 53,900 - 26,500 Manugistics Group Inc. Stock 565011103 $ 299 14,200 Sh Sole No 6,300 - 7,900 Markel Corp Stock 570535104 $ 4,042 22,500 Sh Shared No 1,200 - 21,300 Markel Corp Stock 570535104 $ 8,426 46,900 Sh Sole No 42,100 - 4,800 Marsh & McLennan Cos. Stock 571748102 $ 3,927 36,550 Sh Sole No 28,550 - 8,000 McDATA Corp. Stock 580031102 $ 313 12,400 Sh Sole No 4,900 - 7,500 MEDICIS PHARMACEUTICAL CL A NE Stock 584690309 $ 5,490 85,000 Sh Shared No 4,500 - 80,500 MEDICIS PHARMACEUTICAL CL A NE Stock 584690309 $ 9,314 144,200 Sh Sole No 125,900 - 18,300 MedImmune, Inc. Stock 584699102 $ 1,854 40,000 Sh Sole No 28,000 - 12,000 Medtronic, Inc. Stock 585055106 $ 6,538 127,673 Sh Sole No 93,873 - 33,800 Merck & Company Stock 589331107 $ 4,807 81,750 Sh Sole No 60,450 - 21,300 Mercury Interactive Corp. Stock 589405109 $ 313 9,200 Sh Sole No 9,200 - - Mettler-Toledo International I Stock 592688105 $ 16,146 311,400 Sh Sole No 265,000 - 46,400
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Mettler-Toledo International I Stock 592688105 $ 8,296 160,000 Sh Shared No 8,400 - 151,600 Michaels Stores, Inc. Stock 594087108 $ 2,316 70,300 Sh Sole No 61,600 - 8,700 Michaels Stores, Inc. Stock 594087108 $ 1,338 40,600 Sh Shared No 2,100 - 38,500 Microsoft Corp Stock 594918104 $ 31,584 476,725 Sh Sole No 339,625 - 137,100 Microchip Technology Inc. Stock 595017104 $ 480 12,400 Sh Shared No - - 12,400 Microchip Technology Inc. Stock 595017104 $ 1,058 27,300 Sh Sole No 6,300 - 21,000 Micromuse Inc. Stock 595094103 $ 2,937 195,800 Sh Shared No 10,200 - 185,600 Micromuse Inc. Stock 595094103 $ 5,007 333,800 Sh Sole No 291,800 - 42,000 Micron Technology Stock 595112103 $ 5,118 165,100 Sh Sole No 109,300 - 55,800 Microtune, Inc Stock 59514P109 $ 3,493 148,900 Sh Shared No 7,800 - 141,100 Microtune, Inc. Stock 59514P109 $ 6,348 270,600 Sh Sole No 238,600 - 32,000 Mid Atlantic Medical Services Stock 59523C107 $ 5,005 220,500 Sh Shared No 11,000 - 209,500 Mid Atlantic Medical Services Stock 59523C107 $ 8,810 388,100 Sh Sole No 335,900 - 52,200 Minnesota Mining & Mfg. Stock 604059105 $ 5,934 50,200 Sh Sole No 35,100 - 15,100 Mirant Corp. Stock 604675108 $ 346 21,600 Sh Sole No 200 - 21,400 Mirant Corp. Stock 604675108 $ 319 19,900 Sh Shared No - - 19,900 Mobile TeleSystems -ADR Stock 607409109 $ 23,272 652,600 Sh Sole No 646,500 - 6,100 Nabors Industries Inc Stock 629568106 $ 965 28,100 Sh Sole No 100 - 28,000 Nabors Industries Inc Stock 629568106 $ 759 22,100 Sh Shared No - - 22,100 Nasdaq 100 Shares Unit Trust 631100104 $ 1,226 31,400 Sh Sole No 31,400 - - NetIQ Corp. Stock 64115p102 $ 6,731 190,900 Sh Sole No 166,800 - 24,100 NetIQ Corp. Stock 64115p102 $ 3,960 112,300 Sh Shared No 5,900 - 106,400 Newfield Exploration Corp. Stock 651290108 $ 614 17,300 Sh Shared No - - 17,300 Newfield Exploration Corp. Stock 651290108 $ 2,131 60,000 Sh Sole No 39,100 - 20,900 NextCard, Inc. Stock 65332K107 $ 18 33,700 Sh Sole No 26,600 - 7,100 Next Level Communications, Inc. Stock 65333U104 $ 56 16,900 Sh Sole No 16,900 - - Noble Affiliates, Inc. Stock 654894104 $ 1,595 45,200 Sh Sole No 200 - 45,000 Noble Affiliates, Inc. Stock 654894104 $ 1,179 33,400 Sh Shared No - - 33,400 Nokia ADR Stock 654902204 $ 2,922 119,100 Sh Sole No 80,900 - 38,200 Northrop Grumman Corporation Stock 666807102 $ 2,762 27,400 Sh Sole No 19,100 - 8,300 Novellus Systems Inc. Stock 670008101 $ 592 15,000 Sh Sole No - - 15,000 NYFIX, Inc. Stock 670712108 $ 6,294 314,400 Sh Shared No 16,400 - 298,000 NYFIX, Inc. Stock 670712108 $ 10,939 546,400 Sh Sole No 473,100 - 73,300 OSI Pharmaceuticals, Inc. Stock 671040103 $ 6,344 138,700 Sh Sole No 121,500 - 17,200 OSI Pharmaceuticals, Inc. Stock 671040103 $ 3,824 83,600 Sh Shared No 4,000 - 79,600 Oakley, Inc. Stock 673662102 $ 1,782 109,600 Sh Shared No 5,800 - 103,800 Oakley, Inc. Stock 673662102 $ 3,085 189,700 Sh Sole No 166,200 - 23,500
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Ocean Energy Inc. Stock 67481e106 $ 1,315 68,500 Sh Sole No 2,800 - 65,700 Oil Service Holders Trust Depository 678002106 $ 250 4,100 Sh Sole No 4,100 - - Receipt Open Text Corp. Stock 683715106 $ 5,027 170,100 Sh Sole No 109,700 - 60,400 Optimal Robotics Corp. Stock 68388R208 $ 14,662 413,600 Sh Sole No 365,800 - 47,800 Optimal Robotics Corp. Stock 68388R208 $ 2,762 77,900 Sh Shared No 11,700 - 66,200 Oracle Systems Corp Stock 68389X105 $ 4,132 299,200 Sh Sole No 202,000 - 97,200 Pactiv Corp. Stock 695257105 $ 4,006 225,700 Sh Sole No 225,700 - - Parametric Technology Corp. Stock 699173100 $ 90 11,500 Sh Sole No - - 11,500 Patina Oil & Gas Corporation Stock 703224105 $ 4,760 173,100 Sh Shared No 9,200 - 163,900 Patina Oil & Gas Corporation Stock 703224105 $ 8,297 301,700 Sh Sole No 259,700 - 42,000 Payless ShoeSource, Inc. Stock 704379106 $ 303 5,400 Sh Sole No 5,400 - - PeopleSoft Inc. Stock 712713106 $ 3,932 97,800 Sh Sole No 67,000 - 30,800 Pepsico, Inc. Stock 713448108 $ 6,371 130,850 Sh Sole No 92,850 - 38,000 Peregrine Systems Inc. Stock 71366Q101 $ 2,938 198,100 Sh Sole No 135,900 - 62,200 Pfizer Inc. Stock 717081103 $ 12,974 325,569 Sh Sole No 243,569 - 82,000 Pharmaceutical Resources, Inc. Stock 717125108 $ 7,098 210,000 Sh Sole No 183,700 - 26,300 Pharmaceutical Resources, Inc. Stock 717125108 $ 4,188 123,900 Sh Shared No 6,100 - 117,800 Plug Power Inc. Stock 72919P103 $ 721 83,100 Sh Sole No 500 - 82,600 Plug Power Inc. Stock 72919P103 $ 538 62,000 Sh Shared No - - 62,000 Pohang Iron & Streel Co., Ltd ADR Stock 730450103 $ 5,506 239,400 Sh Sole No 237,300 - 2,100 Polycom Inc. Stock 73172K104 $ 4,388 128,800 Sh Shared No 6,700 - 122,100 Polycom Inc. Stock 73172K104 $ 11,185 328,300 Sh Sole No 274,600 - 53,700 Power Integrations, Inc. Stock 739276103 $ 836 36,600 Sh Sole No 200 - 36,400 Power Integrations, Inc. Stock 739276103 $ 647 28,300 Sh Shared No - - 28,300 Powerwave Technologies Inc. Stock 739363109 $ 5,428 314,100 Sh Sole No 274,400 - 39,700 Powerwave Technologies Inc. Stock 739363109 $ 3,199 185,100 Sh Shared No 9,700 - 175,400 Priority Health Care Ltd. Stock 74264T102 $ 5,697 161,900 Sh Shared No 8,500 - 153,400 Priority Health Care Ltd. Stock 74264T102 $ 10,652 302,700 Sh Sole No 268,100 - 34,600 Procter & Gamble Co Stock 742718109 $ 5,974 75,500 Sh Sole No 52,000 - 23,500 Qualcomm Inc. Stock 747525103 $ 3,781 74,900 Sh Sole No 50,900 - 24,000 Quest Software, Inc Stock 74834t103 $ 4,787 216,500 Sh Sole No 192,500 - 24,000 Quest Software, Inc Stock 74834t103 $ 2,470 111,700 Sh Shared No 5,800 - 105,900 Quilmes Industrial Quinsa - ADR Stock 74838Y207 $ 1,905 159,300 Sh Sole No 157,700 - 1,600 Quintiles Transitional Corp. Stock 748767100 $ 2,608 162,500 Sh Shared No 8,500 - 154,000 Quintiles Transitional Corp. Stock 748767100 $ 4,449 277,200 Sh Sole No 242,200 - 35,000 Qwest Communications Int'l Inc. Stock 749121109 $ 5,596 396,000 Sh Sole No 274,300 - 121,700 RF Micro Devices, Inc. Stock 749941100 $ 2,089 108,600 Sh Sole No 73,800 - 34,800
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Radian Group Inc Stock 750236101 $ 16,123 375,400 Sh Shared No 19,600 - 355,800 Radian Group Inc Stock 750236101 $ 31,412 731,368 Sh Sole No 594,368 - 137,000 Radio One, Inc. Stock 75040p405 $ 11,341 629,700 Sh Sole No 550,600 - 79,100 Radio One, Inc. Stock 75040p405 $ 6,707 372,400 Sh Shared No 19,300 - 353,100 Raindance Communications Inc Stock 75086X106 $ 2,857 500,400 Sh Sole No 438,300 - 62,100 Raindance Communications Inc Stock 75086X106 $ 1,651 289,100 Sh Shared No 15,100 - 274,000 Raytheon Co. Stock 755111507 $ 5,088 156,700 Sh Sole No 114,200 - 42,500 Regent Communications Inc Stock 758865109 $ 236 35,000 Sh Shared No - - 35,000 Rent-A-Center Inc. Stock 76009N100 $ 4,978 148,300 Sh Shared No 7,300 - 141,000 Rent-A-Center Inc. Stock 76009N100 $ 8,644 257,500 Sh Sole No 225,800 - 31,700 Retek Inc Stock 76128q109 $ 4,346 145,500 Sh Shared No 7,600 - 137,900 Retek Inc Stock 76128q109 $ 7,372 246,800 Sh Sole No 215,600 - 31,200 ROPER INDS INC NEW COM Stock 776696106 $ 2,871 58,000 Sh Shared No 3,000 - 55,000 ROPER INDS INC NEW COM Stock 776696106 $ 4,891 98,800 Sh Sole No 86,300 - 12,500 Ruby Tuesday, Inc. Stock 781182100 $ 8,613 417,500 Sh Sole No 365,600 - 51,900 Ruby Tuesday, Inc. Stock 781182100 $ 5,036 244,100 Sh Shared No 12,700 - 231,400 Rudolph Technologies Inc. Stock 781270103 $ 2,004 58,400 Sh Shared No 2,700 - 55,700 Rudolph Technologies Inc. Stock 781270103 $ 3,374 98,300 Sh Sole No 86,200 - 12,100 RURAL CELLULAR CORP CL A Stock 781904107 $ 2,663 119,700 Sh Shared No 6,000 - 113,700 RURAL CELLULAR CORP CL A Stock 781904107 $ 4,377 196,700 Sh Sole No 171,000 - 25,700 SBC Communications, Inc. Stock 78387G103 $ 20,640 526,934 Sh Sole No 387,839 - 139,095 SEI Investments Corp. Stock 784117103 $ 866 19,200 Sh Sole No 1,000 - 18,200 SPX Corp Stock 784635104 $ 1,509 11,020 Sh Sole No 7,520 - 3,500 Safeway Inc Stock 786514208 $ 1,973 47,250 Sh Sole No 33,850 - 13,400 St. Paul Companies, Inc. Stock 792860108 $ 3,966 90,200 Sh Sole No 71,800 - 18,400 Sap AG ADR Stock 803054204 $ 457 14,300 Sh Sole No 9,400 - 4,900 Sasol Ltd. - ADR Stock 803866300 $ 155 17,700 Sh Sole No - - 17,700 Schering-Plough Corp. Stock 806605101 $ 487 13,600 Sh Sole No 13,600 - - Schlumberger Stock 806857108 $ 3,217 58,543 Sh Sole No 46,143 - 12,400 Scholastic Corp. Stock 807066105 $ 10,766 213,900 Sh Sole No 185,100 - 28,800 Scholastic Corp. Stock 807066105 $ 6,186 122,900 Sh Shared No 6,400 - 116,500 Charles Schwab Corp. Stock 808513105 $ 271 17,500 Sh Sole No 17,500 - - Scientific Atlanta Stock 808655104 $ 1,652 69,000 Sh Sole No 47,300 - 21,700 Scios Inc. Stock 808905103 $ 3,468 145,900 Sh Shared No 7,600 - 138,300 Scios Inc. Stock 808905103 $ 5,912 248,700 Sh Sole No 217,300 - 31,400 Seacor Smit, Inc. Stock 811904101 $ 3,568 76,900 Sh Shared No 3,900 - 73,000 Seacor Smit, Inc. Stock 811904101 $ 5,893 127,000 Sh Sole No 110,400 - 16,600
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Shaw Group, Inc. Stock 820280105 $ 632 26,900 Sh Sole No 200 - 26,700 Shaw Group, Inc. Stock 820280105 $ 463 19,700 Sh Shared No - - 19,700 Siebel Systems Inc. Stock 826170102 $ 5,228 186,800 Sh Sole No 129,000 - 57,800 SkillSoft Corporation Stock 83066p101 $ 5,625 217,000 Sh Sole No 187,100 - 29,900 SkillSoft Corporation Stock 83066p101 $ 3,204 123,600 Sh Shared No 6,200 - 117,400 Smartforce PLC Stock 83170a206 $ 13,043 527,000 Sh Sole No 447,700 - 79,300 Smartforce PLC Stock 83170a206 $ 7,225 291,900 Sh Shared No 18,200 - 273,700 Sonic Corp. Stock 835451105 $ 5,738 159,400 Sh Sole No 134,700 - 24,700 Sonic Corp. Stock 835451105 $ 4,180 116,100 Sh Shared No 6,100 - 110,000 SonicWall Inc Stock 835470105 $ 5,418 278,700 Sh Shared No 14,600 - 264,100 SonicWall Inc Stock 835470105 $ 9,242 475,400 Sh Sole No 415,400 - 60,000 Spinnaker Expl Co Com Stock 84855W109 $ 4,877 118,500 Sh Shared No 6,300 - 112,200 Spinnaker Expl Co Com Stock 84855W109 $ 8,343 202,700 Sh Sole No 177,500 - 25,200 Sprint PCS Corp. Stock 852061506 $ 16,053 657,650 Sh Sole No 503,750 - 153,900 Stancorp Financial Group Stock 852891100 $ 2,501 52,925 Sh Sole No 52,925 - - Sun Microsystems Inc. Stock 866810104 $ 3,613 293,700 Sh Sole No 210,900 - 82,800 Sunrise Assisted Living Inc Stock 86768k106 $ 1,359 46,700 Sh Shared No 2,400 - 44,300 Sunrise Assisted Living Inc Stock 86768k106 $ 2,349 80,700 Sh Sole No 70,700 - 10,000 Synopsys, Inc. Stock 871607107 $ 284 4,800 Sh Sole No 2,600 - 2,200 TXU Corp. Stock 873168108 $ 1,254 26,600 Sh Shared No - - 26,600 TXU Corp. Stock 873168108 $ 1,655 35,100 Sh Sole No 200 - 34,900 Taiwan Semiconductor ADR Stock 874039100 $ 6,397 372,540 Sh Sole No 357,520 - 15,020 Tele Centro Oeste Celular-ADR Stock 87923P105 $ 8,268 1,181,200 Sh Sole No 1,170,600 - 10,600 Telefonos de Mexico ADR SA Stock 879403780 $ 9,647 275,480 Sh Sole No 272,880 - 2,600 Telemig Celular Participacoes S.A. Stock 87944E105 $ 6,787 180,400 Sh Sole No 178,700 - 1,700 Tellium, Inc. Stock 87967E107 $ 100 16,100 Sh Sole No 16,100 - - Teradyne, Inc. Stock 880770102 $ 268 8,900 Sh Sole No 2,900 - 6,000 Teva Pharmaceutical Industries Ltd. Stock 881624209 $ 6,944 112,600 Sh Sole No 111,600 - 1,000 Texas Instruments, Inc Stock 882508104 $ 4,080 145,700 Sh Sole No 100,000 - 45,700 Thoratec Corporation. Stock 885175307 $ 3,029 178,200 Sh Shared No 9,400 - 168,800 Thoratec Corporation. Stock 885175307 $ 5,224 307,300 Sh Sole No 268,500 - 38,800 Ticket Master - Online CitySearch, Stock 88633P203 $ 187 11,400 Sh Sole No 3,600 - 7,800 Time Warner Telecom Inc. Stock 887319101 $ 2,260 127,800 Sh Sole No 92,200 - 35,600 Titan Corp. Stock 888266103 $ 2,400 96,200 Sh Shared No 5,000 - 91,200 Titan Corp. Stock 888266103 $ 4,094 164,100 Sh Sole No 143,400 - 20,700 Toll Brothers Inc. Stock 889478103 $ 6,927 157,800 Sh Sole No 137,900 - 19,900 Toll Brothers Inc. Stock 889478103 $ 4,061 92,500 Sh Shared No 4,800 - 87,700
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Toys R Us Stock 892335100 $ 2,874 138,600 Sh Sole No 104,500 - 34,100 Transkaryotic Therapies Inc. Stock 893735100 $ 8,765 204,800 Sh Sole No 176,600 - 28,200 Transkaryotic Therapies Inc. Stock 893735100 $ 5,076 118,600 Sh Shared No 6,200 - 112,400 Triad Hospitals, Inc. Stock 89579K109 $ 7,188 244,900 Sh Sole No 215,100 - 29,800 Triad Hospitals, Inc Stock 89579K109 $ 4,071 138,700 Sh Shared No 7,200 - 131,500 Trigon Healthcare Inc Com Stock 89618L100 $ 764 11,000 Sh Sole No - - 11,000 TRIMERIS INC COM Stock 896263100 $ 5,037 112,000 Sh Sole No 97,800 - 14,200 TRIMERIS INC COM Stock 896263100 $ 2,955 65,700 Sh Shared No 3,400 - 62,300 Triton PCS Holdings Inc CL-A Stock 89677m106 $ 1,764 60,100 Sh Sole No 41,100 - 19,000 Turnstone Systems, Inc. Stock 900423104 $ 88 22,000 Sh Sole No 22,000 - - Tweeter Home Entertainment Stock 901167106 $ 7,151 246,600 Sh Sole No 216,000 - 30,600 Tweeter Home Entertainment Stock 901167106 $ 4,133 142,500 Sh Shared No 7,500 - 135,000 Tyco International Ltd. Stock 902124106 $ 12,274 208,391 Sh Sole No 131,291 - 77,100 Tyco International Ltd. Stock 902124106 $ 1,284 21,800 Sh Shared No - - 21,800 Uniao de Bancos Brasileiros S.A. Stock 90458E107 $ 4,884 219,000 Sh Sole No 217,000 - 2,000 United Microelectronics Corp. -ADR Stock 910873207 $ 3,718 387,250 Sh Sole No 371,725 - 15,525 United Technologies Corp. Stock 913017109 $ 1,357 21,000 Sh Shared No - - 21,000 United Technologies Corp. Stock 913017109 $ 1,758 27,200 Sh Sole No 100 - 27,100 Univision Comm. Inc. Stock 914906102 $ 9,055 223,800 Sh Sole No 175,200 - 48,600 UtiliCorp United, Inc. Stock 918005109 $ 1,140 45,300 Sh Sole No 200 - 45,100 UtiliCorp United, Inc. Stock 918005109 $ 889 35,300 Sh Shared No - - 35,300 Varian Inc Com Stock 922206107 $ 5,573 171,800 Sh Shared No 8,700 - 163,100 Varian Inc Com Stock 922206107 $ 9,531 293,800 Sh Sole No 257,000 - 36,800 Vector Group Ltd. Stock 92240m108 $ 674 20,530 Sh Shared No 5,605 - 14,925 Vector Group Ltd. Stock 92240m108 $ 4,982 151,645 Sh Sole No 151,645 - - Veritas Software Corp. Stock 923436109 $ 2,649 59,100 Sh Sole No 47,100 - 12,000 Verity Inc Stock 92343c106 $ 4,888 241,400 Sh Sole No 211,200 - 30,200 Verity Inc Stock 92343c106 $ 2,847 140,600 Sh Shared No 7,400 - 133,200 Verizon Communications Stock 92343V104 $ 9,259 195,075 Sh Sole No 132,575 - 62,500 Viacom Inc, Class B Shares Stock 925524308 $ 3,976 90,050 Sh Sole No 64,350 - 25,700 ViaSat, Inc. Stock 92552v100 $ 4,909 314,700 Sh Sole No 275,000 - 39,700 ViaSat, Inc. Stock 92552v100 $ 2,880 184,600 Sh Shared No 9,600 - 175,000 Videsh Sanchar Nigam Ltd. Stock 92659G600 $ 3,673 382,625 Sh Sole No 377,025 - 5,600 Vignette Corp. Stock 926734104 $ 772 143,500 Sh Sole No 103,200 - 40,300 Vishay Intertechnology Inc Stock 928298108 $ 2,925 150,000 Sh Sole No 104,900 - 45,100 Waddell & Reed Financial-A Stock 930059100 $ 16,506 512,600 Sh Sole No 421,000 - 91,600 Waddell & Reed Financial-A Stock 930059100 $ 6,199 192,500 Sh Shared No 9,900 - 182,600
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO NAME OF ISSUER CLASS CUSIP (/1000) PRINCIPAL PRIN CALL/ DISCRETION MGRS VOTING VOTING VOTING Wal-Mart Stores, Inc. Stock 931142103 $ 13,578 235,890 Sh Sole No 169,590 - 66,300 Walgreen Co Com Stock 931422109 $ 2,020 60,000 Sh Sole No 43,000 - 17,000 Watson Pharmaceuticals Inc. Stock 942683103 $ 565 18,000 Sh Sole No - - 18,000 Weatherford Intl Stock 947074100 $ 756 20,300 Sh Shared No - - 20,300 Weatherford Intl Stock 947074100 $ 965 25,900 Sh Sole No 100 - 25,800 Weight Watchers Intl Inc Stock 948626106 $ 670 19,800 Sh Sole No 13,600 - 6,200 Wells Fargo & Co. Stock 949746101 $ 13,122 301,875 Sh Sole No 232,875 - 69,000 Williams Companies, Inc. Stock 969457100 $ 14,331 561,550 Sh Sole No 380,950 - 180,600 Williams Companies, Inc. Stock 969457100 $ 1,381 54,100 Sh Shared No - - 54,100 Worldcom, Inc. Stock 98157D106 $ 10,141 720,100 Sh Sole No 527,600 - 192,500 Wright Medical Group, Inc. Stock 98235t107 $ 1,935 108,100 Sh Shared No 5,500 - 102,600 Wright Medical Group, Inc. Stock 98235t107 $ 3,301 184,400 Sh Sole No 161,400 - 23,000 XTO Energy Inc. Stock 98385x106 $ 4,933 281,900 Sh Shared No 14,600 - 267,300 XTO Energy Inc. Stock 98385x106 $ 8,387 479,250 Sh Sole No 419,250 - 60,000 Yahoo! Inc. Stock 984332106 $ 332 18,700 Sh Sole No 11,500 - 7,200 Zoran Corp. Stock 98975f101 $ 2,898 88,800 Sh Shared No 4,600 - 84,200 Zoran Corp. Stock 98975f101 $ 6,045 185,200 Sh Sole No 166,100 - 19,100 ACE Ltd. Stock G0070K103 $ 2,546 63,400 Sh Sole No 63,400 - - Amdocs Ltd. Stock G02602103 $ 19,430 571,969 Sh Sole No 419,469 - 152,500 Annuity And Life Re Stock G03910109 $ 14,446 575,300 Sh Sole No 499,600 - 75,700 Annuity And Life Re Stock G03910109 $ 7,463 297,200 Sh Shared No 18,700 - 278,500 Global SantaFe Corp Stock g3930e101 $ 646 22,650 Sh Sole No 22,650 - - IPC Holdings Ltd Stock G4933p101 $ 3,244 109,600 Sh Shared No 5,700 - 103,900 IPC Holdings Ltd Stock G4933p101 $ 5,544 187,300 Sh Sole No 163,600 - 23,700 Renaissance RE Holdings Ltd. Stock G7496G103 $ 2,375 24,900 Sh Sole No 24,900 - - Willis Group Holdings Ltd. Stock g96655108 $ 1,107 47,000 Sh Shared No - - 47,000 Willis Group Holdings Ltd. Stock g96655108 $ 2,379 101,000 Sh Sole No 41,000 - 60,000 XL Capital Ltd. Stock G98255105 $ 1,243 13,600 Sh Sole No 1,500 - 12,100 Check Point Software Technologies L Stock M22465104 $ 7,642 191,550 Sh Sole No 187,700 - 3,850 Taro Pharmaceuticals Inds Ltd Stock M8737E108 $ 4,142 103,700 Sh Sole No 89,300 - 14,400 Taro Pharmaceuticals Inds Ltd Stock m8737e108 $ 2,665 66,700 Sh Shared No 3,500 - 63,200 ASM International N.V. Stock n07045102 $ 3,090 158,400 Sh Shared No 8,300 - 150,100 ASM International N.V. Stock n07045102 $ 4,478 229,500 Sh Sole No 195,400 - 34,100 ASML Holding N.V. Stock N07059111 $ 10,743 627,300 Sh Sole No 425,700 - 201,600 TOTAL $2,576,053,000
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