The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARCHER DANIELS MIDLAND | Com | 039483102 | 6,377 | 150,007 | SH | DFND | 1 | 6,377 | 0 | 0 | |
ARCHER DANIELS MIDLAND | Com | 039483102 | 5,313 | 124,993 | SH | DFND | 2 | 5,313 | 0 | 0 | |
ARCHER DANIELS MIDLAND | Com | 039483102 | 7,439 | 175,000 | SH | DFND | 3 | 7,439 | 0 | 0 | |
ASTRAZENECA PLC-SPONS ADR | Com | 046353108 | 13,891 | 410,000 | SH | DFND | 1 | 13,891 | 0 | 0 | |
ASTRAZENECA PLC-SPONS ADR | Com | 046353108 | 3,049 | 90,000 | SH | DFND | 2 | 3,049 | 0 | 0 | |
BP PLC - SPONS ADR | Com | 055622104 | 4,227 | 110,000 | SH | DFND | 1 | 4,227 | 0 | 0 | |
BP PLC - SPONS ADR | Com | 055622104 | 11,145 | 290,000 | SH | DFND | 2 | 11,145 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 7 | 600,000 | SH | DFND | 1 | 7 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 1 | 100,000 | SH | DFND | 0 | 1 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 8 | 700,000 | SH | DFND | 2 | 8 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 7 | 600,000 | SH | DFND | 3 | 7 | 0 | 0 | |
EGAIN CORP | Com | 28225C806 | 58 | 21,355 | SH | DFND | 3 | 58 | 0 | 0 | |
ERICSSON LM TEL | Com | 294821608 | 3,082 | 536,000 | SH | DFND | 1 | 3,082 | 0 | 0 | |
ERICSSON LM TEL | Com | 294821608 | 3,243 | 564,000 | SH | DFND | 2 | 3,243 | 0 | 0 | |
ERICSSON LM TEL | Com | 294821608 | 2,300 | 400,000 | SH | DFND | 3 | 2,300 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 11,409 | 281,000 | SH | DFND | 1 | 11,409 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 4,831 | 119,000 | SH | DFND | 2 | 4,831 | 0 | 0 | |
JP MORGAN CHASE & CO | Com | 46625H100 | 10,850 | 113,600 | SH | DFND | 1 | 10,850 | 0 | 0 | |
JP MORGAN CHASE & CO | Com | 46625H100 | 3,820 | 40,000 | SH | DFND | 2 | 3,820 | 0 | 0 | |
JP MORGAN CHASE & CO | Com | 46625H100 | 4,432 | 46,400 | SH | DFND | 3 | 4,432 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 6,403 | 100,000 | SH | DFND | 1 | 6,403 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 12,806 | 200,000 | SH | DFND | 2 | 12,806 | 0 | 0 | |
MORGAN STANLEY | Com | 617446448 | 10,116 | 210,000 | SH | DFND | 1 | 10,116 | 0 | 0 | |
MORGAN STANLEY | Com | 617446448 | 9,152 | 190,000 | SH | DFND | 2 | 9,152 | 0 | 0 | |
MORGAN STANLEY | Com | 617446448 | 4,358 | 90,472 | SH | DFND | 3 | 4,358 | 0 | 0 | |
NEWSTAR FINANCIAL INC | Com | 65251F105 | 572 | 48,679 | SH | DFND | 0 | 571 | 0 | 0 | |
NEWSTAR FINANCIAL INC | Com | 65251F105 | 362 | 30,872 | SH | DFND | 3 | 362 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 275 | 15,452 | SH | DFND | 1 | 275 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 6 | 179 | SH | DFND | 0 | 3 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 2 | 126 | SH | DFND | 3 | 2 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 13,449 | 376,725 | SH | DFND | 1 | 13,449 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 703 | 19,700 | SH | DFND | 0 | 703 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 128 | 3,575 | SH | DFND | 2 | 128 | 0 | 0 | |
QUORUM HEALTH CORP | Com | 74909E106 | 572 | 110,413 | SH | DFND | 1 | 572 | 0 | 0 | |
QUORUM HEALTH CORP | Com | 74909E106 | 9 | 1,735 | SH | DFND | 0 | 9 | 0 | 0 | |
QUORUM HEALTH CORP | Com | 74909E106 | 322 | 62,148 | SH | DFND | 2 | 322 | 0 | 0 | |
QUORUM HEALTH CORP | Com | 74909E106 | 54 | 10,413 | SH | DFND | 3 | 54 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 6,058 | 100,000 | SH | DFND | 1 | 6,058 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 6,058 | 100,000 | SH | DFND | 3 | 6,058 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 14,937 | 300,000 | SH | DFND | 1 | 14,937 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 7,469 | 150,000 | SH | DFND | 2 | 7,469 | 0 | 0 | |
STAGE STORES INC | Com | 85254C305 | 0 | 2 | SH | DFND | 0 | 0 | 0 | 0 | |
STAGE STORES INC | Com | 85254C305 | 30 | 16,489 | SH | DFND | 3 | 30 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 10,704 | 200,000 | SH | DFND | 1 | 10,704 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 5,352 | 100,000 | SH | DFND | 2 | 5,352 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 3,840 | 200,000 | SH | DFND | 1 | 3,840 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 9,600 | 500,000 | SH | DFND | 2 | 9,600 | 0 | 0 | |
WILLIAMS COMPANIES INC | Com | 969457100 | 10,504 | 350,000 | SH | DFND | 2 | 10,504 | 0 | 0 |