-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FspnUzHGaj2kXK76N+9CIy591jcJiq5dgovUY+At4zv0dJdYcs21i2ZFV7XG0uyJ OX3QhpvpaW8TnZwL4MKXww== 0000902561-02-000093.txt : 20020414 0000902561-02-000093.hdr.sgml : 20020414 ACCESSION NUMBER: 0000902561-02-000093 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACE LTD CENTRAL INDEX KEY: 0000896159 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11778 FILM NUMBER: 02540747 BUSINESS ADDRESS: STREET 1: ACE BLDG STREET 2: 30 WOODBOURNE AVE CITY: HAMILTON HM 08 BERMU STATE: D0 ZIP: 00000 BUSINESS PHONE: 8092955200 MAIL ADDRESS: STREET 1: P O BOX HM 1015 CITY: HAMITON BERMUDA STATE: D0 ZIP: 00000 COMPANY DATA: COMPANY CONFORMED NAME: STUART GARY M CENTRAL INDEX KEY: 0001072520 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: UNION PACIFIC CORP STREET 2: 1416 DODGE ST CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 4022713825 MAIL ADDRESS: STREET 1: UNION PACIFIC CORP STREET 2: 1416 DODGE ST CITY: OMAHA STATE: NE ZIP: 68179 5 1 stuart.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [_] Form 4 Transactions Reported _______________________________________________________________________________ 1. Name and Address of Reporting Person* STUART Gary M. - ------------------------------------------------------------------------------- (Last) (First) (Middle) 26 Rowayton - ------------------------------------------------------------------------------- (Street) Rowayton CT 06853 - ------------------------------------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ACE Limited (NYSE: ACE) _______________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) _______________________________________________________________________________ 4. Statement for Month/Year December 2001 _______________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) _______________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [x] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) _______________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [x] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person _______________________________________________________________________________ =============================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ===============================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 1/21/01 A(1) 27.815 A (1) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 2/22/01 A(2) 54 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 2/23/01 A(2) 81 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 4/16/01 A(1) 31.195 A (1) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 5/10/01 A(1) 56 A (1) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 5/11/01 A(2) 85 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 5/11/01 A(2) 992 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 7/13/01 A(1) 36.729 A (1) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 8/9/01 A(2) 56 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 8/10/01 A(2) 84 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 10/12/01 A(1) 36.254 A (1) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 11/15/01 A(2) 54 A (2) - ---------------------------------------------------------------------------------------------------------------------------------- Ordinary Shares 11/16/01 A(2) 80 A (2) 11,822.760 D - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
* If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ===============================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Options Ordinary to Acquire $35.25 5/11/01 A(3) 4,000 (3) 5/11/11 Shares 4,000 (3) - ----------------------------------------------------------------------------------------------------------------------------------- Options Ordinary to Acquire $35.25 5/11/01 A(3) 2,000 (3) 5/11/11 Shares 2,000 (3) 6,000 D - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== Explanation of Responses: (1) Represents share units credited to the reporting person's deferred stock account pursuant to the ACE Limited 1995 Outside Directors Plan (the "Plan"), which meets the requirements of Rule 16b-3. Reporting person has elected to defer the receipt of such share units in accordance with the terms of the Plan. (2) Represents Ordinary Shares granted as a director retainer award or meeting award pursuant to the Plan. Reporting person has elected to defer the receipt of such Ordinary Shares in accordance with the terms of the Plan. (3) Option Award pursuant to the Plan. Vesting schedule: 1/3 of the date immediately prior to each of the next three annual ACE Limited Shareholder Meetings.
Signed for Gary M. Stuart purusant to a power of attorney on file with the Securities and Exchange Commission /s/ Peter Mear 2/13/2002 - -------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----