-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AkNI5Hlr3DMd4ghYV7lglFfLMt9yPOva5hb5ZkaJx82aS2r2+Rx4+087J7RuzNac H35Va5nA2mwOa5npWA0PkQ== 0000902561-02-000078.txt : 20020414 0000902561-02-000078.hdr.sgml : 20020414 ACCESSION NUMBER: 0000902561-02-000078 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACE LTD CENTRAL INDEX KEY: 0000896159 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11778 FILM NUMBER: 02540690 BUSINESS ADDRESS: STREET 1: ACE BLDG STREET 2: 30 WOODBOURNE AVE CITY: HAMILTON HM 08 BERMU STATE: D0 ZIP: 00000 BUSINESS PHONE: 8092955200 MAIL ADDRESS: STREET 1: P O BOX HM 1015 CITY: HAMITON BERMUDA STATE: D0 ZIP: 00000 COMPANY DATA: COMPANY CONFORMED NAME: HARTZBAND MERYL D CENTRAL INDEX KEY: 0001072504 OTHER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: J P MORGAN CAPITAL CORP STREET 2: 60 WALL ST 14TH CITY: NEW YORK STATE: NY ZIP: 10260 BUSINESS PHONE: 2126487717 MAIL ADDRESS: STREET 1: J P MORGAN CAPITAL CORP STREET 2: 60 WALL ST 14TH FL CITY: NEW YORK STATE: NY ZIP: 10260 5 1 hartz.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [x] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [_] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* HARTZBAND Meryl D. - -------------------------------------------------------------------------------- (Last) (First) (Middle) Marsh & McLennan Capital Inc. 20 Horseneck Lane - -------------------------------------------------------------------------------- (Street) Greenwich CT 06830 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ACE Limited (NYSE:ACE) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year December 2001 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [ ] Officer (give title below) [X] Other (specify below) Former Director --------------- ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 1/12/01 A(1) 7.441 A (1) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 4/16/01 A(1) 8.197 A (1) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 5/10/01 A(2) 28 A (2) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 5/11/01 A(2) 992 A (2) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 5/11/01 A(2) 85 A (2) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 7/13/01 A(1) 13.03 A (1) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 8/9/01 A(2) 28 A (2) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 8/10/01 A(2) 84 A (2) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Shares 10/5/01 D(4) 992 D (4) 3932.820 D(4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Options to Acquire $35.25 5/11/01 A(3) 6,000 (3) 5/11/11 Shares 6,000 (3) - ------------------------------------------------------------------------------------------------------------------------------------ Ordinary Options to Acquire $35.25 10/5/01 D(4) 6,000 (3) 5/11/11 Shares 6,000 (3) 0 D(4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (1) Represents share units credited to the reporting person's deferred stock account pursuant to the dividend reinvestment provisions of the Plan, which meets the requirements of Rule 16b-3. (2) Represents Ordinary Shares granted as a director retainer award or meeting award pursuant to the ACE Limited 1995 Outside Directors Plan (the "Plan"). Reporting person has elected to defer the receipt of such Ordinary Shares in accordance with the terms of the Plan. (3) Option awards pursuant to the Plan. Vesting schedule: 1/3 on the date immediately prior to each of the next three annual ACE Limited shareholder meetings. (4) The reporting person ceased to be a director of ACE Limited effective October 5, 2001, resulting in the forfeiture of 992 shares of restricted stock previously granted to her as a director retainer award pursuant to the Plan and the forfeiture of 6000 options granted pursuant to the Plan. Thus the totals reported in Column 5 of Table I and Column 10 of Table II reflect the number of securities beneficially owned as of October 5, 2001.
Signed for Meryl D. Hartzband pursuant to power of attorney on file with the Securities and Exchange Commission /s/ Peter Mear 2/13/2002 - -------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----