0001968582-24-000532.txt : 20240617
0001968582-24-000532.hdr.sgml : 20240617
20240617164406
ACCESSION NUMBER: 0001968582-24-000532
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC
CENTRAL INDEX KEY: 0000896156
STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 061275288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-11692
FILM NUMBER: 241048905
BUSINESS ADDRESS:
STREET 1: ETHAN ALLEN DR
STREET 2: PO BOX 1966
CITY: DANBURY
STATE: CT
ZIP: 06811
BUSINESS PHONE: 2037438000
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: KATHWARI M FAROOQ
CENTRAL INDEX KEY: 0001217614
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O ETHAN ALLEN INTERIORS INC
STREET 2: ETHAN ALLEN DRIVE
CITY: DANBURY
STATE: CT
ZIP: 06811
144
1
primary_doc.xml
144
0001217614
XXXXXXXX
LIVE
0000896156
Ethan Allen Interiors, Inc.
001-11692
25 Lake Avenue Ext.
Danbury
CT
06811
203-743-8000
Mohammad Farooq Kathwari
Director
Officer
10% Shareholder
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
30000
822000
25411923
06/17/2024
NYSE
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
24000
657600
25411923
06/17/2024
NYSE
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
525
14385
25411923
06/17/2024
NYSE
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
525
14385
25411923
06/17/2024
NYSE
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
525
14385
25411923
06/17/2024
NYSE
Common Stock
J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York
NY
10017
525
14385
25411923
06/17/2024
NYSE
Common Stock
07/15/2005
RSU Vesting
Issuer
N
30000
07/15/2005
Compensation
Common Stock
10/05/2017
Transfer to the Irfan Kathwari Foundation, Inc.
Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 07/15/05
N
24000
10/05/2017
N/A
Common Stock
09/15/2021
Transfer to the 2020 Trust FBO Kolhai Gibran Kathwari
Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20
N
525
09/15/2021
N/A
Common Stock
09/15/2021
Transfer to the 2020 Trust FBO Zavier Irfan Kathwari
Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20
N
525
09/15/2021
N/A
Common Stock
09/15/2021
Transfer to the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20
N
525
09/15/2021
N/A
Common Stock
09/15/2021
Transfer to the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20
N
525
09/15/2021
N/A
Y
Of the shares filed today, 30,000 shares will be sold by Mohammad Farooq Kathwari, 24,000 shares by the Irfan Kathwari Foundation, Inc., 525 shares by the 2020 Trust FBO Kolhai Gibran Kathwari, 525 shares by the 2020 Trust FBO Zavier Irfan Kathwari, 525 shares by the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari and 525 shares by the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari.
06/17/2024
03/14/2024
/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Mohammad Farooq Kathwari