0001437749-24-031555.txt : 20241018 0001437749-24-031555.hdr.sgml : 20241018 20241018161213 ACCESSION NUMBER: 0001437749-24-031555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241017 FILED AS OF DATE: 20241018 DATE AS OF CHANGE: 20241018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATHWARI M FAROOQ CENTRAL INDEX KEY: 0001217614 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 241380877 MAIL ADDRESS: STREET 1: C/O ETHAN ALLEN INTERIORS INC STREET 2: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 4 1 rdgdoc.xml FORM 4 X0508 4 2024-10-17 0000896156 ETHAN ALLEN INTERIORS INC ETD 0001217614 KATHWARI M FAROOQ 25 LAKE AVENUE EXT. DANBURY CT 06811 1 1 1 Chairman, President & CEO 1 Common Stock 2024-10-17 4 S 0 10000 30.87 D 1698905 D Common Stock 15364 I Shares held by spouse Common Stock 8565.25 I Shares held in 401(k) plan Common Stock 2024-10-17 4 S 0 175 30.87 D 24125 I 2020 Trust FBO Kolhai Gibran Kathwari Common Stock 2024-10-17 4 S 0 175 30.87 D 24125 I 2020 Trust FBO Zavier Irfan Kathwari Common Stock 2024-10-17 4 S 0 175 30.87 D 24125 I 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Common Stock 2024-10-17 4 S 0 175 30.87 D 24125 I 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari 2024-10-18