0001437749-24-020800.txt : 20240620
0001437749-24-020800.hdr.sgml : 20240620
20240620162439
ACCESSION NUMBER: 0001437749-24-020800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240617
FILED AS OF DATE: 20240620
DATE AS OF CHANGE: 20240620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATHWARI M FAROOQ
CENTRAL INDEX KEY: 0001217614
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11692
FILM NUMBER: 241056597
MAIL ADDRESS:
STREET 1: C/O ETHAN ALLEN INTERIORS INC
STREET 2: ETHAN ALLEN DRIVE
CITY: DANBURY
STATE: CT
ZIP: 06811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC
CENTRAL INDEX KEY: 0000896156
STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 061275288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ETHAN ALLEN DR
STREET 2: PO BOX 1966
CITY: DANBURY
STATE: CT
ZIP: 06811
BUSINESS PHONE: 2037438000
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-06-17
0000896156
ETHAN ALLEN INTERIORS INC
ETD
0001217614
KATHWARI M FAROOQ
25 LAKE AVENUE EXT.
DANBURY
CT
06811
1
1
1
Chairman, President & CEO
1
Common Stock
2024-06-17
4
S
0
10000
27.50
D
1725193
D
Common Stock
2024-06-17
4
S
0
175
27.50
D
24825
I
2020 Trust FBO Kolhai Gibran Kathwari
Common Stock
2024-06-17
4
S
0
175
27.50
D
24825
I
2020 Trust FBO Zavier Irfan Kathwari
Common Stock
2024-06-17
4
S
0
175
27.50
D
24825
I
2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
Common Stock
2024-06-17
4
S
0
175
27.50
D
24825
I
2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock
15364
I
Shares held by spouse
Common Stock
8565.25
I
Shares held in 401(k) plan
This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
2024-06-20