0001437749-20-018073.txt : 20200814 0001437749-20-018073.hdr.sgml : 20200814 20200814172809 ACCESSION NUMBER: 0001437749-20-018073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmotter James W. CENTRAL INDEX KEY: 0001490397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 201106767 MAIL ADDRESS: STREET 1: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 4 1 rdgdoc.xml FORM 4_AUG20 X0306 4 2020-08-12 0000896156 ETHAN ALLEN INTERIORS INC ETH 0001490397 Schmotter James W. 25 LAKE AVENUE EXT. DANBURY CT 06811 1 Stock Options (right to buy) 12.97 2020-08-12 4 A 0 6168 0 A 2021-08-12 2030-08-12 Common Stock 6168 6168 D These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. /s/ Eric D. Koster as attorney-in-fact for James W. Schmotter 2020-08-14