0001179110-18-001873.txt : 20180209
0001179110-18-001873.hdr.sgml : 20180209
20180209102645
ACCESSION NUMBER: 0001179110-18-001873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180208
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATHWARI M FAROOQ
CENTRAL INDEX KEY: 0001217614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11692
FILM NUMBER: 18589215
MAIL ADDRESS:
STREET 1: C/O ETHAN ALLEN INTERIORS INC
STREET 2: ETHAN ALLEN DRIVE
CITY: DANBURY
STATE: CT
ZIP: 06811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC
CENTRAL INDEX KEY: 0000896156
STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511]
IRS NUMBER: 061275288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ETHAN ALLEN DR
STREET 2: PO BOX 1966
CITY: DANBURY
STATE: CT
ZIP: 06811
BUSINESS PHONE: 2037438000
4
1
edgar.xml
FORM 4 -
X0306
4
2018-02-08
0
0000896156
ETHAN ALLEN INTERIORS INC
ETH
0001217614
KATHWARI M FAROOQ
25 LAKE AVENUE EXT.
DANBURY
CT
06811
1
1
1
0
Chairman, President & CEO
Common Stock
2018-02-08
4
P
0
4090
24.37
A
1983493
D
Common Stock
340776
D
Common Stock
15364
D
This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing.
Balance reflects 37,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 10/5/17.
/s/ Eric d. Koster, attorney-in-fact for M. Farooq Kathwari
2018-02-09