0001179110-18-001873.txt : 20180209 0001179110-18-001873.hdr.sgml : 20180209 20180209102645 ACCESSION NUMBER: 0001179110-18-001873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATHWARI M FAROOQ CENTRAL INDEX KEY: 0001217614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 18589215 MAIL ADDRESS: STREET 1: C/O ETHAN ALLEN INTERIORS INC STREET 2: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 4 1 edgar.xml FORM 4 - X0306 4 2018-02-08 0 0000896156 ETHAN ALLEN INTERIORS INC ETH 0001217614 KATHWARI M FAROOQ 25 LAKE AVENUE EXT. DANBURY CT 06811 1 1 1 0 Chairman, President & CEO Common Stock 2018-02-08 4 P 0 4090 24.37 A 1983493 D Common Stock 340776 D Common Stock 15364 D This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing. Balance reflects 37,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 10/5/17. /s/ Eric d. Koster, attorney-in-fact for M. Farooq Kathwari 2018-02-09